Current Report Filing (8-k)
March 28 2023 - 06:04AM
Edgar (US Regulatory)
NASDAQ false 0000872912 0000872912
2023-03-27 2023-03-27
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 27,
2023
DELCATH SYSTEMS, INC.
(Exact Name of Registrant as Specified in its Charter)
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Delaware |
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001-16133 |
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06-1245881 |
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1633 Broadway, Suite 22C, New York, New York 10019
(Address of principal executive offices) (Zip Code)
(212) 489-2100
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
symbol(s)
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Name of each exchange
on which registered
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Common Stock, $.01 par value |
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DCTH |
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The
Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17
CFR §230.405) or Rule 12b-2
of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 7.01 |
Regulation FD Disclosure.
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On March 27, 2023, Delcath Systems, Inc. (the “Company”)
updated its corporate presentation. A copy of the slides used
in the presentation are attached hereto as Exhibit 99.1. The
furnishing of the attached corporate presentation is not an
admission as to the materiality of any information therein. The
information contained in the slides is summary information that is
intended to be considered in the context of more complete
information included in the Company’s filings with the U.S.
Securities and Exchange Commission (the “SEC”) and other public
announcements that the Company has made and may make from time to
time by press release or otherwise. The Company undertakes no duty
or obligation to update or revise the information contained in this
report, although it may do so from time to time as its management
believes is appropriate. Any such updating may be made through the
filing of other reports or documents with the SEC, through press
releases or through other public disclosures. For important
information about forward looking statements, see the slide titled
“Forward Looking Statements” in Exhibit 99.1 attached hereto.
The information in this Item 7.01 of this Current Report on
Form 8-K and
Exhibit 99.1 attached hereto shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934,
as amended, or otherwise subject to the liabilities of that section
or Sections 11 and 12(a)(2) of the Securities Act of 1933, as
amended. The information contained in this Item 7.01 and in the
presentation attached as Exhibit 99.1 to this Current Report shall
not be incorporated by reference into any filing with the SEC made
by the Company, whether made before or after the date hereof,
regardless of any general incorporation language in such
filing.
Item 9.01. |
Financial Statements and Exhibits.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
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DELCATH SYSTEMS,
INC. |
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Date: March 27, 2023 |
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By: |
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/s/ David Hoffman
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Name: |
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David Hoffman |
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Title: |
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General Counsel |
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