Statement of Changes in Beneficial Ownership (4)
March 19 2013 - 5:49PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
LAWING DOUGLAS L
|
2. Issuer Name
and
Ticker or Trading Symbol
Copano Energy, L.L.C.
[
CPNO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP & General Counsel
|
(Last)
(First)
(Middle)
1200 SMITH STREET, SUITE 2300
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/15/2013
|
(Street)
HOUSTON, TX 77002
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Units
|
3/15/2013
|
|
M
|
|
2380
|
A
|
$15.09
|
58451
|
D
|
|
Common Units
|
3/15/2013
|
|
F
|
|
1338
|
D
|
$37.93
(1)
|
57113
|
D
|
|
Common Units
|
|
|
|
|
|
|
|
821693
|
I
|
By Estate of John R. Eckel, Jr.
(2)
|
Common Units
|
|
|
|
|
|
|
|
701069
|
I
|
By Frio Partners, Inc.
(3)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Unit Appreciation Rights
|
$15.09
|
3/15/2013
|
|
M
|
|
|
2380
|
(4)
|
(5)
|
Common Units
|
2380
|
$0
|
4760
|
D
|
|
Explanation of Responses:
|
(
1)
|
Closing price for the issuer's common units on the date of exercise.
|
(
2)
|
Mr. Lawing serves as personal representative of the Eckel Estate.
|
(
3)
|
These units are owned directly by Frio Partners, Inc. which is a wholly owned subsidiary of FDEC Equipment Company, which is a wholly owned subsidiary of Frio USA, Inc. which is a wholly owned subsidiary of Frio Drilling & Exploration Co., which is wholly owned by Frio Management Trust. The Eckel Estate is the sole beneficiary of this trust.
|
(
4)
|
Unit appreciation rights vest in five equal annual installments commencing January 1, 2010. Unit appreciation rights are settled in common units on the date of exercise.
|
(
5)
|
Vested unit appreciation rights remain exercisable for a period beginning on the vesting date and ending on March 15th of the calendar year following the year of vesting. In-the-money unit appreciation rights outstanding on the March 15th following the year of vesting will be exercised by the issuer on the reporting person's behalf.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
LAWING DOUGLAS L
1200 SMITH STREET
SUITE 2300
HOUSTON, TX 77002
|
|
|
EVP & General Counsel
|
|
Signatures
|
/s/ Angela S. Teer, attorney-in-fact
|
|
3/19/2013
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Copano (NASDAQ:CPNO)
Historical Stock Chart
From Aug 2024 to Sep 2024
Copano (NASDAQ:CPNO)
Historical Stock Chart
From Sep 2023 to Sep 2024