Specialized Disclosure Report (sd)

Date : 05/31/2019 @ 6:35PM
Source : Edgar (US Regulatory)
Stock : Control4 Corporation (CTRL)
Quote : 23.91  0.0 (0.00%) @ 1:00AM

Specialized Disclosure Report (sd)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM SD

 

Specialized Disclosure Report

 


 

Control4 Corporation

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-36017

 

42-1583209

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer
Identification No.)

 

11734 S. Election Road

Salt Lake City, Utah, 84020

(Address of principal executive offices) (Zip Code)

 

Joshua D. Ellis

General Counsel and Corporate Secretary

(801) 523-3100

(Name and telephone number, including area code, of person to contact in connection with this report)

 


 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x           Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2018 to December 31, 2018.

 

 

 


 

Section 1 — Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

 

This Form SD of Control4 Corporation (the “Company”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2018 to December 31, 2018.  A copy of the Company’s Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available on the Company’s website along with our Conflict Minerals Policy at: https://www.control4.com/legal/conflict-minerals-policy .

 

Item 1.02 Exhibit

 

As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.

 

Section 2 — Exhibits

 

Item 2.01 Exhibits

 

The following exhibit is filed as part of this report:

 

Exhibit 1.01 — Conflict Minerals Report for the reporting period January 1, 2018 to December 31, 2018.

 

2


 

EXHIBIT INDEX

 

Exhibit
No.

 

Description

 

 

 

1.01

 

Conflict Minerals Report for the reporting period January 1, 2018 to December 31, 2018.

 

 

3


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

CONTROL4 CORPORATION.

 

 

 

By:

/s/ Joshua D. Ellis

 

 

Joshua D. Ellis

 

 

General Counsel and Corporate Secretary

 

 

 

Date: May 31, 2019

 

 

4


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