Statement of Changes in Beneficial Ownership (4)
June 03 2022 - 04:16PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * IVERS-READ GILLIAN
C |
2. Issuer Name and Ticker or Trading
Symbol Clovis Oncology, Inc. [ CLVS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
See Remarks |
(Last)
(First)
(Middle)
C/O CLOVIS ONCOLOGY, INC., 5500 FLATIRON PARKWAY, SUITE
100 |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/1/2022
|
(Street)
BOULDER, CO 80301
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
6/1/2022 |
|
M |
|
5062 |
A |
(1) |
283845 |
D |
|
Common Stock |
6/2/2022 |
|
S |
|
2327 (2) |
D |
$0.6424 (3) |
281518 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(1) |
6/1/2022 |
|
M |
|
5062 |
|
(4) |
(4) |
Common Stock |
5062 |
$0.00 |
55688 |
D |
|
Explanation of
Responses: |
(1) |
Each Restricted Stock Unit
represents the right to receive one share of Common
Stock. |
(2) |
Represents the shares
automatically sold by the reporting person pursuant to an election
to satisfy tax withholding obligations in connection with the
vesting of the Restricted Stock Units listed in Table II. This sale
does not represent a discretionary trade by the reporting
person. |
(3) |
This transaction was
executed in multiple trades at prices ranging from $0.642368 to
$0.644300. The price reported above reflects the weighted average
sale price. The reporting person hereby undertakes to provide upon
request to the SEC staff, the issuer or a security holder of the
issuer full information regarding the number of shares and prices
at which the transaction was effected. |
(4) |
On March 1, 2021, the
reporting person was granted 81,000 Restricted Stock Units. 25% of
such Restricted Stock Units vested on March 1, 2022, and the
remainder vests in substantially equal installments over the 12
quarters immediately following such date. |
Remarks:
Executive Vice President of Technical Operations and Chief
Regulatory Officer |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
IVERS-READ GILLIAN C
C/O CLOVIS ONCOLOGY, INC.
5500 FLATIRON PARKWAY, SUITE 100
BOULDER, CO 80301 |
|
|
See Remarks |
|
Signatures
|
/s/ Gillian Ivers-Read |
|
6/2/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Clovis Oncology (NASDAQ:CLVS)
Historical Stock Chart
From Jul 2022 to Aug 2022
Clovis Oncology (NASDAQ:CLVS)
Historical Stock Chart
From Aug 2021 to Aug 2022