Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
February 09 2021 - 04:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the month of February 2021
ANTELOPE ENTERPRISE HOLDINGS
LTD.
(Translation of registrant's name into English)
c/o Jinjiang Hengda Ceramics Co., Ltd.
Junbing Industrial Zone, Anhai, Jinjiang City, Fujian Province,
PRC
Telephone +86 (595) 8576 5053
(Address of Principal Executive Office)
Indicate by check mark whether the registrant files or will file
annual reports under cover of Form 20-F or Form 40-F.
Indicate by check mark if the registrant is submitting the
Form 6-K in paper as permitted by Regulation S-T
Rule 101(b)(1): ¨
Indicate by check mark if the registrant is submitting the
Form 6-K in paper as permitted by Regulation S-T
Rule 101(b)(7): ¨
Indicate by check mark whether the registrant by furnishing the
information contained in this Form is also thereby furnishing
the information to the Commission pursuant to
Rule 12g3-2(b) under the Securities Exchange Act of
1934.
If “Yes” is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-________.
Explanatory Note
This current report on Form 6-K is being filed to clarify the
home country rule exemption disclosure included in the
Company’s Annual Report on Form 20-F for fiscal year ended
December 31, 2019 to specifically reference NASDAQ Listing
Rule 5635.
Corporate Governance
Pursuant to the home country rule exemption set forth under
Nasdaq Listing Rule 5615, we elected to be exempt from the
requirement under NASDAQ Listing Rule 5635 to obtain
shareholder approval for (i) certain acquisitions of stock or
assets of another company; (ii) an issuance of shares that
will result in a change of control of the company; (iii) the
establishment or amendment of certain equity based compensation
plans and arrangements; and (iv) certain transactions (other
than a public offering) involving issuances of a 20% or more of our
outstanding shares. Our shares are listed on the NASDAQ Capital
Market (“NASDAQ”). As such, we are subject to corporate governance
requirements imposed by NASDAQ. Under NASDAQ rules, listed non-US
companies may, in general, follow their home country corporate
governance practices in lieu of some of the NASDAQ corporate
governance requirements. Except for the foregoing, we endeavor to
comply with the NASDAQ corporate governance practices and except
for the foregoing, there is no significant difference between our
corporate governance practices and what the NASDAQ requires of
domestic U.S. companies.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned, hereunto duly authorized.
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ANTELOPE ENTERPRISE HOLDINGS LTD.
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By: |
/s/ Hen Man Edmund |
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Hen Man Edmund, Chief Financial Officer |
Date: February 9, 2021
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