Current Report Filing (8-k)
August 12 2021 - 08:52AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, DC
20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of
1934
Date of
Report (Date of earliest event reported): August 12,
2021
CELSION
CORPORATION
(Exact
name of registrant as specified in its Charter)
Delaware |
|
001-15911 |
|
52-1256615 |
(State or
other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
997
Lenox Drive, Suite 100,
Lawrenceville, NJ |
|
08648-2311 |
(Address
of principal executive offices) |
|
(Zip
Code) |
(609)
896-9100
(Registrant’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last
report.)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act
Title of
each class |
|
Trading
symbol(s) |
|
Name of each
exchange on which registered |
Common
stock, par value $0.01 per share |
|
CLSN |
|
Nasdaq
Capital Market |
Indicate by
check mark whether the registrant is an emerging growth company as
defined in as defined in Rule 405 of the Securities Act of 1933 (§
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02
Results of Operations and Financial Condition.
On August
12, 2021, Celsion Corporation issued a press release reporting its
financial results for the quarter ended June 30, 2021. A copy of
the press release is furnished as Exhibit 99.1 to this Current
Report on Form 8-K.
On August 5,
2021, Celsion Corporation announced it would hold a conference call
on August 12, 2021 to discuss its financial results for the quarter
ended June 30, 2021 and provide a business update. The conference
call will also be broadcast live on the internet at http://www.celsion.com.
The
information in this report, including the exhibit hereto, is being
furnished and shall not be deemed “filed” for purposes of Section
18 of the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liabilities of that Section or Sections 11 and
12(a)(2) of the Securities Act of 1933, as amended. Such
information shall not be incorporated by reference into any filing
with the Securities and Exchange Commission made by Celsion
Corporation, whether made before or after the date hereof,
regardless of any general incorporation language in such
filing.
The press
release contains forward-looking statements which involve certain
risks and uncertainties that could cause actual results to differ
materially from those expressed or implied by such statements.
Please refer to the cautionary note in the press release regarding
these forward-looking statements.
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
CELSION
CORPORATION |
|
|
|
Dated: August 12,
2021 |
By: |
/s/
Jeffrey W. Church |
|
|
Jeffrey W.
Church |
|
|
Executive Vice President
and Chief Financial Officer |
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