Statement of Changes in Beneficial Ownership (4)

Date : 02/15/2020 @ 6:04AM
Source : Edgar (US Regulatory)
Stock : Cardtronics PLC (CATM)
Quote : 36.27  -0.74 (-2.00%) @ 9:30PM
After Hours
Last Trade
Last $ 36.27 ◊ 0.00 (0.00%)

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

House Geri
2. Issuer Name and Ticker or Trading Symbol

Cardtronics plc [ CATM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Human Resources Officer
(Last)          (First)          (Middle)

2050 W SAM HOUSTON PARKWAY S, SUITE #1300
3. Date of Earliest Transaction (MM/DD/YYYY)

2/12/2020
(Street)

HOUSTON, TX 77042
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/12/2020  M  1618 (1)A (2)5934 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (2)2/12/2020  F     521 (3)  (4) (4)Common Stock 521  (2)7542 D  
Restricted Stock Units  (2)2/12/2020  M     1618 (1)  (4) (4)Common Stock 1618  (2)5924 D  
Stock Options $22.31            (5)3/30/2028 Common Stock 8928  8928 D  
Stock Options $31.99            (6)3/14/2029 Common Stock 5873  5873 D  

Explanation of Responses:
(1) Restricted Stock Units converted into common shares upon vesting in accordance with each Restricted Stock Unit Agreement.
(2) Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.
(3) Restricted Stock Units forfeited to cover taxes due upon vesting of Restricted Stock Units.
(4) Restricted Stock Units vested were granted on date of hire. Restricted Stock Units convert into an equivalent number of shares of common stock of the Issuer in accordance with the Restricted Stock Unit award agreement.
(5) Owner granted Stock Options under Cardtronics' annual Long Term Equity Incentive Plan. Units are subject to the terms of said plan and each Stock Option allows the Owner to purchase one common stock. 33% of the total Stock Options granted become exercisable on each of January 31, 2019; January 31, 2020; and January 31, 2021.
(6) Owner granted Stock Options under Cardtronics' annual Long Term Equity Incentive Plan. Units are subject to the terms of said plan and each Stock Option allows the Owner to purchase one common stock. 33% of the total Stock Options granted become exercisable on each of January 31, 2020; January 31, 2021; and January 31, 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
House Geri
2050 W SAM HOUSTON PARKWAY S
SUITE #1300
HOUSTON, TX 77042


Chief Human Resources Officer

Signatures
/s/ Paul Carbonelli, attorney-in-fact2/14/2020
**Signature of Reporting PersonDate

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