Amended Statement of Ownership (sc 13g/a)
February 14 2022 - 06:19AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
|
Cardiff Oncology, Inc. |
|
(Name of Issuer) |
|
Common Stock, $0.0001 par value per share |
|
(Title of Class of Securities) |
|
December 31, 2021 |
|
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
[_]
Rule 13d-1(b)
[X]
Rule 13d-1(c)
[_]
Rule 13d-1(d)
__________
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
|
1. |
NAME OF REPORTING PERSONS |
|
| |
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|
| |
|
|
| |
Avidity
Partners Management LP |
|
| |
|
|
| 2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) |
| |
|
(a) [_] |
| |
|
(b) [X] |
| |
|
|
| 3. |
SEC USE
ONLY |
|
| |
|
|
| |
|
|
| |
|
|
| 4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION |
|
| |
|
|
| |
Delaware |
|
| |
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH |
| |
|
|
| 5. |
SOLE VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 6. |
SHARED VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 7. |
SOLE
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 8. |
SHARED
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| |
|
|
| |
0 |
|
| |
|
|
| 10. |
CHECK BOX IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
|
| |
|
[_] |
| |
|
|
| |
|
|
| 11. |
PERCENT OF
CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
| |
|
|
| |
0% |
|
| |
|
|
| 12. |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IA,
PN
|
|
|
1. |
NAME OF REPORTING PERSONS |
|
| |
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|
| |
|
|
| |
Avidity
Partners Management (GP) LLC |
|
| |
|
|
| 2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) |
| |
|
(a) [_] |
| |
|
(b) [X] |
| |
|
|
| 3. |
SEC USE
ONLY |
|
| |
|
|
| |
|
|
| 4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION |
|
| |
|
|
| |
Delaware |
|
| |
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH |
| |
|
|
| 5. |
SOLE VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 6. |
SHARED VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 7. |
SOLE
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 8. |
SHARED
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| |
|
|
| |
0 |
|
| |
|
|
| 10. |
CHECK BOX IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
|
| |
|
[_] |
| |
|
|
| |
|
|
| 11. |
PERCENT OF
CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
| |
|
|
| |
0% |
|
| |
|
|
| 12. |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
|
|
1. |
NAME OF REPORTING PERSONS |
|
| |
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|
| |
|
|
| |
Avidity
Capital Partners Fund (GP) LP |
|
| |
|
|
| 2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) |
| |
|
(a) [_] |
| |
|
(b) [X] |
| |
|
|
| 3. |
SEC USE
ONLY |
|
| |
|
|
| |
|
|
| 4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION |
|
| |
|
|
| |
Delaware |
|
| |
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH |
| |
|
|
| 5. |
SOLE VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 6. |
SHARED VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 7. |
SOLE
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 8. |
SHARED
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| |
|
|
| |
0 |
|
| |
|
|
| 10. |
CHECK BOX IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
|
| |
|
[_] |
| |
|
|
| |
|
|
| 11. |
PERCENT OF
CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
| |
|
|
| |
0% |
|
| |
|
|
| 12. |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO,
PN
|
|
|
1. |
NAME OF REPORTING PERSONS |
|
| |
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|
| |
|
|
| |
Avidity
Capital Partners (GP) LLC |
|
| |
|
|
| 2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) |
| |
|
(a) [_] |
| |
|
(b) [X] |
| |
|
|
| 3. |
SEC USE
ONLY |
|
| |
|
|
| |
|
|
| 4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION |
|
| |
|
|
| |
Delaware |
|
| |
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH |
| |
|
|
| 5. |
SOLE VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 6. |
SHARED VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 7. |
SOLE
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 8. |
SHARED
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| |
|
|
| |
0 |
|
| |
|
|
| 10. |
CHECK BOX IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
|
| |
|
[_] |
| |
|
|
| |
|
|
| 11. |
PERCENT OF
CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
| |
|
|
| |
0% |
|
| |
|
|
| 12. |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
|
|
1. |
NAME OF REPORTING PERSONS |
|
| |
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|
| |
|
|
| |
Avidity
Master Fund LP |
|
| |
|
|
| 2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) |
| |
|
(a) [_] |
| |
|
(b) [X] |
| |
|
|
| 3. |
SEC USE
ONLY |
|
| |
|
|
| |
|
|
| 4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION |
|
| |
|
|
| |
Cayman
Islands |
|
| |
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH |
| |
|
|
| 5. |
SOLE VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 6. |
SHARED VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 7. |
SOLE
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 8. |
SHARED
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| |
|
|
| |
0 |
|
| |
|
|
| 10. |
CHECK BOX IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
|
| |
|
[_] |
| |
|
|
| |
|
|
| 11. |
PERCENT OF
CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
| |
|
|
| |
0% |
|
| |
|
|
| 12. |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
OO,
PN
|
|
|
1. |
NAME OF REPORTING PERSONS |
|
| |
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|
| |
|
|
| |
David
Witzke |
|
| |
|
|
| 2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) |
| |
|
(a) [_] |
| |
|
(b) [X] |
| |
|
|
| 3. |
SEC USE
ONLY |
|
| |
|
|
| |
|
|
| |
|
|
| 4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION |
|
| |
|
|
| |
United States
of America |
|
| |
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH |
| |
|
|
| 5. |
SOLE VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 6. |
SHARED VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 7. |
SOLE
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 8. |
SHARED
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| |
|
|
| |
0 |
|
| |
|
|
| 10. |
CHECK BOX IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
|
| |
|
[_] |
| |
|
|
| |
|
|
| 11. |
PERCENT OF
CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
| |
|
|
| |
0% |
|
| |
|
|
| 12. |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
|
|
1. |
NAME OF REPORTING PERSONS |
|
| |
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|
| |
|
|
| |
Michael
Gregory |
|
| |
|
|
| 2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) |
| |
|
(a) [_] |
| |
|
(b) [X] |
| |
|
|
| 3. |
SEC USE
ONLY |
|
| |
|
|
| |
|
|
| |
|
|
| 4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION |
|
| |
|
|
| |
United States
of America |
|
| |
|
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH |
| |
|
|
| 5. |
SOLE VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 6. |
SHARED VOTING
POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 7. |
SOLE
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 8. |
SHARED
DISPOSITIVE POWER |
|
| |
|
|
| |
0 |
|
| |
|
|
| 9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| |
|
|
| |
0 |
|
| |
|
|
| 10. |
CHECK BOX IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
|
| |
|
[_] |
| |
|
|
| |
|
|
| 11. |
PERCENT OF
CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
| |
|
|
| |
0% |
|
| |
|
|
| 12. |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
|
|
Item 1. |
(a). |
Name of Issuer: |
|
| |
|
|
|
| |
|
Cardiff Oncology, Inc. |
|
|
|
(b). |
Address of issuer's principal executive offices: |
|
| |
|
|
|
| |
|
11055 Flintkote Avenue
San Diego, California 92121
United States of America
|
|
|
Item 2. |
(a). |
Name of person filing: |
|
| |
|
|
|
| |
|
Avidity Partners Management LP
Avidity Partners Management (GP) LLC
Avidity Capital Partners Fund (GP) LP
Avidity Capital Partners (GP) LLC
Avidity Master Fund LP
David Witzke
Michael Gregory
|
|
|
|
(b). |
Address or principal business office or, if none, residence: |
|
| |
|
|
|
| |
|
Avidity Partners Management LP
2828
N Harwood Street, Suite 1220
Dallas, Texas 75201
United States of America
Avidity Partners Management (GP) LLC
2828
N Harwood Street, Suite 1220
Dallas, Texas 75201
United States of America
Avidity Capital Partners Fund (GP) LP
2828
N Harwood Street, Suite 1220
Dallas, Texas 75201
United States of America
Avidity Capital Partners (GP) LLC
2828
N Harwood Street, Suite 1220
Dallas, Texas 75201
United States of America
Avidity Master Fund LP
2828
N Harwood Street, Suite 1220
Dallas, Texas 75201
United States of America
David
Witzke
c/o
Avidity Partners Management LP
2828
N Harwood Street, Suite 1220
Dallas, Texas 75201
United States of America
Michael Gregory
c/o
Avidity Partners Management LP
2828
N Harwood Street, Suite 1220
Dallas, Texas 75201
United States of America
|
|
|
|
(c). |
Citizenship: |
|
| |
|
|
|
| |
|
Avidity Partners Management LP– Delaware
Avidity Partners Management (GP) LLC – Delaware
Avidity Capital Partners Fund (GP) LP – Delaware
Avidity Capital Partners (GP) LLC – Delaware
Avidity Master Fund LP – Cayman Islands
David Witzke – United States of America
Michael Gregory – United States of America
|
|
|
|
(d). |
Title of class of securities: |
|
| |
|
|
|
| |
|
Common Stock, $0.0001 par value per share
|
|
|
|
(e). |
CUSIP No.: |
|
| |
|
|
|
| |
|
14147L108 |
|
|
Item 3. |
|
If This Statement is filed pursuant to §§.240.13d-1(b) or
240.13d-2(b), or (c), check whether the person filing is a |
|
|
(a) |
[_] |
Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o). |
|
|
(b) |
[_] |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
|
|
(c) |
[_] |
Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c). |
|
|
(d) |
[_] |
Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8). |
|
|
(e) |
[_] |
An investment adviser in accordance with §
240.13d-1(b)(1)(ii)(E); |
|
|
(f) |
[_] |
An employee benefit plan or endowment fund in accordance with §
240.13d-1(b)(1)(ii)(F); |
|
|
(g) |
[_] |
A parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G); |
|
|
(h) |
[_] |
A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C.1813); |
|
|
(i) |
[_] |
A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a-3); |
|
|
(j) |
[_] |
A non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J); |
|
|
(k) |
[_] |
Group, in accordance with §240.13d-1(b)(1)(ii)(K). If
filing as a non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J), please specify the type of
institution: |
|
|
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified
in Item 1. |
|
|
(a) |
Amount beneficially owned: |
| |
|
|
| |
|
Avidity Partners Management LP: 0
Avidity Partners Management (GP) LLC: 0
Avidity Capital Partners Fund (GP) LP: 0
Avidity Capital Partners (GP) LLC: 0
Avidity Master Fund LP: 0
David Witzke: 0
Michael Gregory: 0
|
|
|
(b) |
Percent of class: |
| |
|
|
| |
|
Avidity Partners Management LP: 0%
Avidity Partners Management (GP) LLC: 0%
Avidity Capital Partners Fund (GP) LP: 0%
Avidity Capital Partners (GP) LLC: 0%
Avidity Master Fund LP: 0%
David Witzke: 0%
Michael Gregory: 0%
|
| |
(c) |
Number of shares as to which the person has: |
| |
|
|
|
|
|
(i) |
Sole power to vote or to direct the vote |
Avidity Partners Management LP: 0
Avidity Partners Management (GP) LLC: 0
Avidity Capital Partners Fund (GP) LP: 0
Avidity Capital Partners (GP) LLC: 0
Avidity Master Fund LP: 0
David Witzke: 0
Michael Gregory: 0
|
|
| |
|
|
|
|
| |
|
(ii) |
Shared power
to vote or to direct the vote |
Avidity Partners Management LP: 0
Avidity Partners Management (GP) LLC: 0
Avidity Capital Partners Fund (GP) LP: 0
Avidity Capital Partners (GP) LLC: 0
Avidity Master Fund LP: 0
David Witzke: 0
Michael Gregory: 0
|
|
| |
|
|
|
|
| |
|
(iii) |
Sole power to
dispose or to direct the disposition of |
Avidity Partners Management LP: 0
Avidity Partners Management (GP) LLC: 0
Avidity Capital Partners Fund (GP) LP: 0
Avidity Capital Partners (GP) LLC: 0
Avidity Master Fund LP: 0
David Witzke: 0
Michael Gregory: 0
|
|
| |
|
|
|
|
| |
|
(iv) |
Shared power
to dispose or to direct the disposition of |
Avidity Partners Management LP: 0
Avidity Partners Management (GP) LLC: 0
Avidity Capital Partners Fund (GP) LP: 0
Avidity Capital Partners (GP) LLC: 0
Avidity Master Fund LP: 0
David Witzke: 0
Michael Gregory: 0
|
|
| |
|
|
|
|
|
|
|
| Item 5. |
Ownership of
Five Percent or Less of a Class. |
| |
|
| |
If this
statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the
following [X]. |
| |
|
| |
|
| Item 6. |
Ownership of
More Than Five Percent on Behalf of Another Person. |
| |
|
|
|
If
any other person is known to have the right to receive or the power
to direct the receipt of dividends from, or the proceeds from the
sale of, such securities, a statement to that effect should be
included in response to this item and, if such interest relates to
more than 5 percent of the class, such person should be
identified. A listing of the shareholders of an
investment company registered under the Investment Company Act of
1940 or the beneficiaries of employee benefit plan, pension fund or
endowment fund is not required. |
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N/A |
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| Item 7. |
Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company or
Control Person. |
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If
a parent holding company or control person has filed this schedule,
pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g)
and attach an exhibit stating the identity and the Item 3
classification of the relevant subsidiary. If a parent
holding company or control person has filed this schedule pursuant
to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the
identification of the relevant subsidiary. |
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N/A |
| |
|
| Item 8. |
Identification and Classification of Members of the Group. |
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|
|
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If
a group has filed this schedule pursuant to
§240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an
exhibit stating the identity and Item 3 classification of each
member of the group. If a group has filed this schedule
pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit
stating the identity of each member of the group. |
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N/A |
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|
| Item 9. |
Notice of
Dissolution of Group. |
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|
|
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Notice of dissolution of a group may be furnished as an exhibit
stating the date of the dissolution and that all further filings
with respect to transactions in the security reported on will be
filed, if required, by members of the group, in their individual
capacity. See Item 5. |
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N/A |
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| Item 10. |
Certification. |
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|
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By signing
below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held
for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any
transaction having that purpose or effect, other than activities
solely in connection with a nomination under § 240.14a-11. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, the undersigned certify that the information set forth in
this statement is true, complete and correct.
|
|
February 14, 2022
|
| |
(Date) |
| |
|
| |
David Witzke
Avidity Partners Management LP
Avidity Partners Management (GP) LLC
Avidity Capital Partners Fund (GP) LP
Avidity Capital Partners (GP) LLC
Avidity Master Fund LP
|
| |
By: /s/ David Witzke |
| |
David Witzke,
for himself and as Managing Member of Avidity Partners Management
(GP) LLC (for itself and as general partner of Avidity Partners
Management LP) and Avidity Capital Partners (GP) LLC (for itself
and as general partner of Avidity Capital Partners Fund (GP) LP
(for itself and as general partner of Avidity Master Fund LP)) |
| |
|
| |
Michael Gregory
Avidity Partners Management LP
Avidity Partners Management (GP) LLC
Avidity Capital Partners Fund (GP) LP
Avidity Capital Partners (GP) LLC
Avidity Master Fund LP
|
| |
By: /s/Michael Gregory |
|
|
Michael
Gregory, for himself and as Managing Member of Avidity Partners
Management (GP) LLC (for itself and as general partner of Avidity
Partners Management LP) and Avidity Capital Partners (GP) LLC (for
itself and as general partner of Avidity Capital Partners Fund (GP)
LP (for itself and as general partner of Avidity Master Fund
LP)) |
The original statement shall be signed by each person on whose
behalf the statement is filed or his authorized representative. If
the statement is signed on behalf of a person by his authorized
representative other than an executive officer or general partner
of the filing person, evidence of the representative's authority to
sign on behalf of such person shall be filed with the statement,
provided, however, that a power of attorney for this purpose which
is already on file with the Commission may be incorporated by
reference. The name and any title of each person who signs the
statement shall be typed or printed beneath his signature.
Note. Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits.
See s.240.13d-7 for other parties for whom copies are to be
sent.
Attention. Intentional misstatements or omissions of fact
constitute Federal criminal violations (see 18 U.S.C. 1001).
Exhibit 1
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act
of 1934, as amended, the persons named below agree to the joint
filing on behalf of each of them of a Statement on Schedule 13G
(including amendments thereto) with respect to the Common Stock of
Cardiff Oncology, Inc., and further agree that this Joint Filing
Agreement be included as an Exhibit to such joint filing
The undersigned further agree that each party hereto is
responsible for the timely filing of such Statement on Schedule 13G
and any amendments thereto, and for the accuracy and completeness
of the information concerning such party contained therein;
provided, however, that no party is responsible for the accuracy or
completeness of the information concerning any other party, unless
such party knows or has reason to believe that such information is
inaccurate.
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement
as of February 14, 2022.
| |
|
|
|
| |
David Witzke
Avidity Partners Management LP
Avidity Partners Management (GP) LLC
Avidity Capital Partners Fund (GP) LP
Avidity Capital Partners (GP) LLC
Avidity Master Fund LP
/s/
David Witzke
|
|
| |
David Witzke, for himself and as Managing Member of
Avidity Partners Management (GP) LLC (for itself and as general
partner of Avidity Partners Management LP) and Avidity Capital
Partners (GP) LLC (for itself and as general partner of Avidity
Capital Partners Fund (GP) LP (for itself and as general partner of
Avidity Master Fund LP)) |
| |
|
|
| |
Michael Gregory |
| |
Avidity Partners Management LP |
| |
Avidity Partners Management (GP) LLC |
| |
Avidity Capital Partners Fund (GP) LP |
| |
Avidity Capital Partners (GP) LLC
Avidity Master Fund LP
|
| |
|
|
| |
By: |
/s/ Michael Gregory |
|
| |
Michael Gregory, for himself and as Managing Member
of Avidity Partners Management (GP) LLC (for itself and as general
partner of Avidity Partners Management LP) and Avidity Capital
Partners (GP) LLC (for itself and as general partner of Avidity
Capital Partners Fund (GP) LP (for itself and as general partner of
Avidity Master Fund LP)) |
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