Statement of Changes in Beneficial Ownership (4)
April 22 2022 - 05:56PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Lambert Kevin |
2. Issuer Name and Ticker or Trading
Symbol CapStar Financial Holdings, Inc. [ CSTR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Credit Officer |
(Last)
(First)
(Middle)
1201 DEMONBREUN STREET, SUITE 700 |
3. Date of Earliest Transaction (MM/DD/YYYY)
4/20/2022
|
(Street)
NASHVILLE, TN 37203
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock (1) |
4/20/2022 |
|
A |
|
192 |
A |
$0.00 |
192 |
D |
|
Common Stock (1) |
4/20/2022 |
|
A |
|
192 |
A |
$0.00 |
192 |
D |
|
Common Stock (2) |
|
|
|
|
|
|
|
560 |
D |
|
Common Stock (3) |
|
|
|
|
|
|
|
48 |
I |
By 401(K) Plan |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The reported item represents
an award of restricted stock, of which 192 shares vest immediately
and the remaining 192 shares vest on December 31, 2022. |
(2) |
The reported item represents
an award of restricted stock, which vests in three approximately
equal installments on December 31, 2022, December 31, 2023, and
December 31, 2024. |
(3) |
The reported item reflects
the reporting person's interest in equivalent shares held by the
unitized stock fund in the issuer's 401(k) plan ("Plan"). The
unitized stock fund consists of approximately 95% of the issuer's
common stock and approximately 5% cash or cash equivalents. The
number of shares attributed to the reporting person as a Plan
participant and expressed as equivalent shares has been calculated
based on the $21.07 closing price of the issuer's common stock as
of April 20, 2022 and may change from time to time without the
volition of the reporting person depending on the fair market value
of the issuer's common stock and the amount of cash in the
fund. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Lambert Kevin
1201 DEMONBREUN STREET
SUITE 700
NASHVILLE, TN 37203 |
|
|
Chief Credit Officer |
|
Signatures
|
/s/ Jeffrey L. Moody, as Attorney-in-Fact for
Kevin L. Lambert |
|
4/22/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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