Statement of Changes in Beneficial Ownership (4)
February 12 2021 - 1:36PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SCHOOLS TIMOTHY KYLE |
2. Issuer Name and Ticker or Trading Symbol
CapStar Financial Holdings, Inc.
[
CSTR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
1201 DEMONBREUN ST, SUITE 700 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/27/2021 |
(Street)
NASHVILLE, TN 37203
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock (1) | 1/27/2021 (2) | | A | | 6048 | A | $0.00 | 6048 | D | |
Common Stock | | | | | | | | 35868 | D | |
Common Stock (3) | | | | | | | | 2010 | D | |
Common Stock (4) | | | | | | | | 6302 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employees Stock Option (right to buy) | $14.835 | | | | | | | (5) | 5/22/2029 | Common Stock | 50000 | | 50000 | D | |
Explanation of Responses: |
(1) | The reported item represents an award of restricted stock, which vests in three approximately equal installments on December 31, 2021, December 31, 2022, and December 31, 2023. |
(2) | This is an inadvertent late filing due to an administrative error. |
(3) | The reported item represents an award of restricted stock which vests in two approximately equal installments beginning on the first anniversary of the January 31, 2020 grant date. As of the date of this report, 2,009 shares of restricted stock have vested. The remaining 2,010 shares of restricted stock under this award vest on the second anniversary of the grant date, or January 31, 2022. |
(4) | The reported item represents an award of restricted stock, which vests in two approximately equal installments on December 31, 2021, and December 31, 2022. |
(5) | The reported item represents options which vest in three approximately equal annual installments beginning on the first anniversary of the May 22, 2019 grant date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SCHOOLS TIMOTHY KYLE 1201 DEMONBREUN ST SUITE 700 NASHVILLE, TN 37203 | X |
| Chief Executive Officer |
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Signatures
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/s/ Denis Duncan, as Attorney-in-Fact for Timothy K. Schools | | 2/12/2021 |
**Signature of Reporting Person | Date |
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