Amended Statement of Beneficial Ownership (sc 13d/a)
October 17 2017 - 1:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
CAPSTAR
FINANCIAL HOLDINGS, INC.
(Name of Issuer)
Common Stock, par value $1.00 per share
(Title of Class of Securities)
14070T102
(CUSIP Number)
Gaylon M. Lawrence, Jr.
1201 Demonbreun St., Suite 1460
Nashville, TN 37203
With a
copy to:
Patrick A. Scruggs
1201 Demonbreun St., Suite 1460
Nashville, TN 37203
615-257-7081
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
October 16, 2017
(Date of Event which Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box. ☐
Note
: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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CUSIP No. 14070T102
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13D
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Page
2
of 4 Pages
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1.
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NAMES OF
REPORTING PERSONS
Gaylon M. Lawrence, Jr.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(see instructions)
(a) ☐ (b) ☐
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3.
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SEC USE ONLY
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4.
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SOURCE OF FUNDS (see instructions)
PF
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5.
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CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or
2(e) ☐
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6.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
U.S.
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7.
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SOLE VOTING POWER
1,156,675 shares of common stock
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8.
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SHARED VOTING POWER
None
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9.
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SOLE DISPOSITIVE POWER
1,156,675 shares of common stock
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10.
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SHARED DISPOSITIVE POWER
None
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11.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,156,675 shares of common stock
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12.
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CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES
(see instructions) ☐
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13.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
10.2% (based on 11,346,498 shares outstanding)
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14.
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TYPE OF REPORTING PERSON (see
instructions)
IN
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CUSIP No. 14070T102
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13D
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Page
3
of 4 Pages
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This Amendment No. 4 (Amendment No. 4) amends and supplements the
Statement on Schedule 13D filed by Gaylon M. Lawrence, Jr. (the Reporting Person) with the Securities and Exchange Commission on October 4, 2017 (Amendment No. 3), which amended and supplemented earlier filings on
September 13, 2017 (Amendment No. 2), August 25, 2017 (Amendment No. 1) and August 11, 2017 (the Original Schedule 13D, and together with Amendment No. 1, Amendment No. 2,
Amendment No. 3 and this Amendment No. 4, the Schedule 13D) with respect to the shares of common stock, par value $1.00 per share (Common Stock), of Capstar Financial Holdings, Inc. (the Issuer).
Capitalized terms used herein and not otherwise defined in this Amendment No. 4 shall have the meanings set forth in the Original Schedule 13D. This Amendment No. 4 amends Items 3, 5(a), (b) and (c), and 7 as set forth below.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of the Schedule 13D is hereby amended and restated in its entirety as follows:
The 1,156,675 shares of Common Stock reported herein by the Reporting Person were acquired at an aggregate purchase price of approximately $20.9 million. Such
shares were acquired with the Reporting Persons private funds.
Item 5. Interest in Securities of the Issuer.
Paragraphs (a), (b) and (c) of Item 5 of the Schedule 13D are hereby amended and restated in their entirety as follows:
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(a)
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As of the filing date of this Amendment No. 4, the Reporting Person is the beneficial owner and has sole voting and dispositive power over 1,156,675 shares of Common Stock which represents approximately 10.2% of
the 11,346,498 shares of Common Stock outstanding as of September 30, 2017, as reported in the Issuers Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 16, 2017.
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(b)
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The Reporting Person has sole voting and dispositive power over 1,156,675 shares of Common Stock.
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(c)
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All transactions in shares of Common Stock since the filing of Amendment No. 3 are set forth on Exhibit E attached hereto and are incorporated herein by this reference. All of the transactions listed on Exhibit E
were effected in the open market through a brokerage firm.
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Item 7. Material to Be Filed as Exhibits.
Item 7 of the Schedule 13D is being amended and supplemented by the addition of the following:
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CUSIP No. 14070T102
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13D
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Page
4
of 4 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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GAYLON M. LAWRENCE, JR.
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/s/ Jason West
Jason West, Attorney-in-Fact*
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October 17, 2017
Date
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*
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Pursuant to a power of attorney, dated as of October 13, 2017, which is incorporated herein by reference to Exhibit F.
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