Statement of Changes in Beneficial Ownership (4)

Date : 05/11/2019 @ 12:46AM
Source : Edgar (US Regulatory)
Stock : Builders Firstsource, Inc. (BLDR)
Quote : 15.43  0.08 (0.52%) @ 12:59AM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MCALEENAN DONALD F
2. Issuer Name and Ticker or Trading Symbol

Builders FirstSource, Inc. [ BLDR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
SVP & General Counsel
(Last)          (First)          (Middle)

2001 BRYAN STREET, SUITE 1600
3. Date of Earliest Transaction (MM/DD/YYYY)

5/9/2019
(Street)

DALLAS, TX 75201
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share   5/9/2019     M    46295   A $3.15   324476   D    
Common Stock, par value $0.01 per share   5/9/2019     S    46295   D $16.38   (1) 278181   D    
Common Stock, par value $0.01 per share   5/9/2019     M    70032   A $7.67   348213   D    
Common Stock, par value $0.01 per share   5/9/2019     S    70032   D $16.38   (1) 278181   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy)   (2) $3.15   5/9/2019     M         46295      (3) 2/27/2024   Common Stock   46295   $0.00   0   D    
Employee Stock Option (right to buy)   (4) $7.67   5/9/2019     M         70032      (5) 2/11/2024   Common Stock   70032   $0.00   0   D    

Explanation of Responses:
(1)  This transaction was executed in multiple trades at prices ranging from $16.29 to $16.54 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
(2)  Award issued under the Company's 1998 Stock Incentive Plan, as amended and restated March 1, 2004.
(3)  The option was originally granted on March 1, 2004 and vested based on the attainment of financial performance targets as follows: (i) one-sixth on on each of December 31, 2004-2005 and (ii) two-thirds on December 31, 2006.
(4)  Award issued under the Company's 2007 Incentive Plan, as amended and restated on January 14, 2010.
(5)  The option was granted on February 11, 2014 and vested in 25% increments on each of February 11, 2015-2018.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
MCALEENAN DONALD F
2001 BRYAN STREET
SUITE 1600
DALLAS, TX 75201


SVP & General Counsel

Signatures
/s/ Jeffrey A. Wier, by power of attorney 5/10/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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