Current Report Filing (8-k)
May 28 2019 - 4:46PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of Earliest Event Reported):
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May
22
, 2019
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BroadVision, Inc.
__________________________________________
(Exact name of registrant as specified in its charter)
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Delaware
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1-34205
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94-3184303
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_____________________
(State or other jurisdiction
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_____________
(Commission
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______________
(I.R.S. Employer
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of incorporation)
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File Number)
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Identification No.)
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460
Seaport
Ct
, Suite
102
,
Redwood City, California
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94063
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_________________________________
(Address of principal executive offices)
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___________
(Zip Code)
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Registrant's telephone number, including area code:
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(650) 331-1000
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______________________________________________
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common stock, par value $0.0001 per share
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BVSN
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Nasdaq Capital Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
8.01
Other Events
.
On
May 22, 2019
,
BroadVision, Inc.
(the “Company”) received
a letter
(t
he “Notification Letter”) from T
he Nasdaq Stock Market
(“Nasdaq”)
notifying the Company that it had
regained compliance with the minimum
stockholders’
equity
requirement
under
Nasdaq Listing Rule 5550(b)(1)
(the “Rule”)
for continued listing on The Nasdaq Capital Market
and that Nasdaq considers the matter closed
. The Notification Letter was sent following the filing of the Company’s Form 10-Q
on
May 15, 2019
,
which r
eported
total
stockholders’
equity of
approximately
$4,398,000
as of
March 31, 2019
.
A copy of the press releas
e issued by the Company on
May
28
, 2019
announcing
its
compliance with the Rule
is
attached hereto as
Exhibit 99.1
and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(
d
) Exhibits
99.1 Press Release dated May 28, 2019
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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BroadVision, Inc.
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Ma
y
28
, 2019
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By:
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/s/ Pehong Chen
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Name: Pehong Chen
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Title:
President, Chief Executive Officer and Interim Chief Financial Officer
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