Statement of Changes in Beneficial Ownership (4)
May 05 2021 - 4:17PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Lefferts Kelly |
2. Issuer Name and Ticker or Trading Symbol
Bloomin' Brands, Inc.
[
BLMN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Chief Legal Officer |
(Last)
(First)
(Middle)
2202 N. WEST SHORE BLVD, SUITE 500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/3/2021 |
(Street)
TAMPA, FL 33607
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/3/2021 | | S | | 15967 | D | $31.07 (1) | 28324 | D | |
Common Stock | 5/3/2021 | | S | | 100 | D | $31.95 | 28224 | D | |
Common Stock | 5/3/2021 | | M | | 7979 | A | $17.15 | 36203 | D | |
Common Stock | 5/3/2021 | | S | | 7979 | D | $31.06 (2) | 28224 | D | |
Common Stock | 5/3/2021 | | M | | 8210 | A | $17.27 | 36434 | D | |
Common Stock | 5/3/2021 | | S | | 8210 | D | $31.06 (3) | 28224 | D | |
Common Stock | 5/3/2021 | | M | | 6287 | A | $17.40 | 34511 | D | |
Common Stock | 5/3/2021 | | S | | 6287 | D | $31.06 (4) | 28224 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | $17.15 | 5/3/2021 | | M | | | 7979 | (5) | 2/25/2026 | Common Stock | 7979.0 | $0 | 0 | D | |
Stock Option (right to buy) | $17.27 | 5/3/2021 | | M | | | 8210 | (6) | 2/24/2027 | Common Stock | 8210.0 | $0 | 0 | D | |
Stock Option (right to buy) | $17.4 | 5/3/2021 | | M | | | 6287 | (7) | 2/26/2023 | Common Stock | 6287.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $30.91 to $31.60. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. |
(2) | Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $30.875 to $31.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. |
(3) | Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $30.915 to $31.79. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. |
(4) | Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $31.00 to $31.68. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. |
(5) | On February 25, 2016, these stock options were granted in the original amount of 7,979, which vest in four equal annual installments, with a final vesting in 2020. |
(6) | On February 24, 2017, these stock options were granted in the original amount of 8,210, which vest in four equal annual installments, with a final vesting in 2021. |
(7) | On February 26, 2013, these stock options were granted in the original amount of 6,287, which vest in four equal annual installments, with a final vesting in 2017. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Lefferts Kelly 2202 N. WEST SHORE BLVD SUITE 500 TAMPA, FL 33607 |
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| EVP, Chief Legal Officer |
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Signatures
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/s/ Kelly Lefferts | | 5/5/2021 |
**Signature of Reporting Person | Date |
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