Quarterly Report (10-q)
November 06 2020 - 4:34PM
Edgar (US Regulatory)
0001497770
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0001497770
2020-11-03
2020-11-03
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 3, 2020
Walker & Dunlop, Inc.
(Exact name of registrant as specified in
its charter)
Maryland
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001-35000
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80-0629925
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(State or other Jurisdiction of
Incorporation)
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(Commission File Number)
|
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(IRS Employer Identification No.)
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7501 Wisconsin Avenue
Suite 1200E
Bethesda, MD
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20814
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including
area code: (301) 215-5500
Not applicable
(Former name or former address if changed
since last report.)
Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol
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Name of each exchange on which
registered
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Common Stock, $0.01 Par Value Per
Share
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WD
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New York Stock Exchange
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Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
¨ Emerging growth company
¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the
Exchange Act.
Item 5.02. Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 3, 2020, the Board
of Directors of Walker & Dunlop, Inc. (the “Company”) approved an amendment (the
“Amendment”) to the Company’s Management Deferred Stock Unit Purchase Plan (the “Plan”). The
Amendment increases the number of shares reserved for issuance under the Plan by 400,000 shares.
The foregoing summary of the
Amendment is qualified by reference to the copy of the Amendment filed as Exhibit 10.1 hereto and
incorporated herein by reference.
Item 9.01. Financial Statements and
Exhibits.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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WALKER & DUNLOP, INC.
(Registrant)
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Date: November 6, 2020
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By:
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/s/ Stephen P. Theobald
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Name:
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Stephen P. Theobald
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Title:
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Executive Vice President and Chief Financial Officer
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