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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
Current Report
 
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported):
April 16, 2021
 
Bank of Commerce Holdings
(Exact name of registrant as specified in its charter)
 
California
(State or other jurisdiction of incorporation)
 
000-25135
 
94-2823865
 
 
(Commission File Number)
 
IRS Employer Identification No.
 
 
 
555 Capitol Mall, Suite 1255
Sacramento, California 95814
(Address of principal executive offices) (zip code)
 
Registrant's telephone number, including area code: (800) 421-2575
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2 below):
 
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
Securities registered pursuant to Section 12(b) of the Exchange Act:
 
Title of each Class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
BOCH
Nasdaq
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
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Item 2.02Results of Operations and Financial Condition
 
On April 16, 2021, Bank of Commerce Holdings (the “Company”) issued a press release announcing its financial results for the quarter and year ended March 31, 2021. A copy of the press release is attached as Exhibit 99.1 and is incorporated herein in its entirety by reference.
 
The information in this Item 2.02 and Exhibit 99.1 attached hereto is being furnished, and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing of the Company under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such document or filing.
 
Item 9.01Financial Statements and Exhibits
 
(d) Exhibits:
 
See Exhibit Index below.
 
EXHIBIT INDEX
 
Exhibit Description 
99.1 Press Release dated April 16, 2021 announcing financial results for the quarter and year ended March 31, 2021
104 Cover Page Interactive Data File (formatted as Inline XBRL document)
                                                                                                    
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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
April 16, 2021
BANK OF COMMERCE HOLDINGS
 
     
     
     
     
  /s/ James A. Sundquist  
 
James A. Sundquist
 
 
Executive Vice President and Chief Financial Officer
 
 
(Principal Financial and Accounting Officer)
 
 
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