Specialized Disclosure Report (sd)
June 01 2020 - 04:55PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
Axon Enterprise, Inc.
(Exact
name of registrant as specified in its charter)
Delaware (State or
other jurisdiction of
incorporation)
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001-16391 (Commission
File Number)
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86-0741227 (IRS
Employer
Identification No.)
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17800 N. 85th
St.
Scottsdale, Arizona 85255
(Address
of principal executive offices, including zip code)
Luke S. Larson
(480) 905-2053
(Name and
telephone number, including area code, of the
person to
contact in connection with this report.)
Check the
appropriate box to indicate the rule pursuant to which this form is
being filed, and provide the period to which the information in
this form applies:
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[x]
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for
the reporting period from January 1 to December 31,
2019.
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AXON ENTERPRISE, INC.
SPECIALIZED DISCLOSURE ON FORM SD
FOR THE ANNUAL PERIOD ENDED DECEMBER 31, 2019
Section 1 – Conflict Minerals Disclosure
Item 1.01Conflict
Minerals Disclosure and Report
Rule
13p-1 under the Securities Exchange Act of 1934, as amended,
requires public companies to make certain disclosures if any
“conflict minerals,” as defined in paragraph (d)(3) of Form SD, are
necessary to the functionality or production of a product that is
manufactured or contracted to be manufactured by the company.
Conflict minerals include gold, wolframite, cassiterite,
columbite-tantalite, tin, tungsten and tantalum. Tin, tungsten,
tantalum and gold are essential in the manufacture of a variety of
products of Axon Enterprise, Inc. (the “Company”). The Company
describes its country of origin inquiry and the due diligence that
it exercised on the source and chain of custody of the conflict
minerals used in its products in the Conflict Minerals Report
attached hereto as Exhibit 1.01. The Conflict Minerals Report is
also available on the Company website at
htttp://investor.axon.com.
Item 1.02Exhibit
The
Conflict Minerals Report required by Item 1.01 is filed as Exhibit
1.01 to this Form SD.
Section 2 – Exhibits
Item 2.01Exhibits
Exhibit
1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02
of this Form.
AXON ENTERPRISE, INC.
SPECIALIZED DISCLOSURE ON FORM SD
FOR THE ANNUAL PERIOD ENDED DECEMBER 31, 2019
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the duly authorized undersigned.
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Dated: June 1, 2020
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Axon Enterprise, Inc.
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By:
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/s/ LUKE S. LARSON
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Luke S. Larson
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President
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Axon Enterprise (NASDAQ:AAXN)
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