Current Report Filing (8-k)
August 10 2021 - 04:11PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of earliest event reported): August 10,
2021
AvePoint, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-39048
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83-4461709
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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525 Washington Blvd, Suite 1400
Jersey City, NJ
(Address of principal executive offices)
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07310
(Zip Code)
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Registrant’s telephone number, including area code: (201)
793-1111
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(Former Name or Former Address, if Changed Since Last Report)
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligations of the registrant
under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.0001
per share
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AVPT
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The Nasdaq Global Select Market
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Warrants, each whole warrant exercisable for one share of Common
Stock at an exercise price of $11.50 per share
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AVPTW
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The Nasdaq Global Select Market
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 2.02
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Results of Operations and Financial Condition.
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On August 10, 2021, AvePoint, Inc. issued a press release (the
“AvePoint PR”) announcing its financial results for the fiscal
quarter ended June 30, 2021. The AvePoint PR is attached hereto as
Exhibit 99.1 to this Current Report on Form 8-K.
The information under Item 2.02 in this Current Report on Form 8-K,
and the related information in the exhibit attached hereto as
Exhibit 99.1, is being furnished and shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934,
as amended, or otherwise subject to the liabilities of that
section, nor shall it be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, except as
shall be expressly set forth by specific reference in such
filing.
Item
9.01 Financial
Statement and Exhibits.
(d) Exhibits.
** Furnished herewith
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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AvePoint, Inc.
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Dated: August 10, 2021
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By:
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/s/ Brian Michael Brown |
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Brian Michael Brown
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Chief Operating Officer, General Counsel,
and Secretary
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AvePoint, Inc.
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Dated: August 10, 2021
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By:
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/s/ Sophia Wu |
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Sophia Wu
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Chief Financial Officer
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