Current Report Filing (8-k)

Date : 08/15/2019 @ 8:01PM
Source : Edgar (US Regulatory)
Stock : Asta Funding Inc (ASFI)
Quote : 10.36  -0.0327 (-0.31%) @ 9:00PM

Current Report Filing (8-k)

 



 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

 

 

 

FORM 8-K

 


 

 

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 14, 2019

 

 

 


 

 

ASTA FUNDING, INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

001-35637

 

22-3388607

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 

210 Sylvan Avenue, Englewood Cliffs, New Jersey

 

07632

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: 201-567-5648

(Former name or former address, if changed since last report.)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

 

 

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Common stock, par value $0.01 per share

 

ASFI

 

Nasdaq Global Select Market

 



 

 

 

 

 

 

 

 

 

Item 5.07

Submission of Matters to a Vote of Security Holders

 

At the annual meeting (the “Annual Meeting”) of stockholders of Asta Funding, Inc. (the “Company”) held on August 14, 2019, the holders of our outstanding stock took the actions described below. As of the record date, June 26, 2019, for the Annual Meeting, 6,605,915 shares of common stock were issued and outstanding, each entitled to one vote per share, of which 5,714,424 were present in person or by proxy at the Annual Meeting.

 

1.     The stockholders elected Gary Stern, David Slackman, Timothy Bishop, Michael Monteleone and Louis A. Piccolo to serve on our Board of Directors until the next annual meeting of stockholders and until their successors are duly elected and qualified. The results of the voting are as follows:

 

 

 

For

 

 

Withheld

 

 

Broker Non-Votes

 

Gary Stern

 

 

4,851,444

 

 

 

124,826

 

 

 

738,154

 

David Slackman

 

 

4,588,426

 

 

 

387,844

 

 

 

738,154

 

Timothy Bishop

 

 

4,569,946

 

 

 

406,324

 

 

 

738,154

 

Michael Monteleone

 

 

4,853,343

 

 

 

122,927

 

 

 

738,154

 

Louis A. Piccolo

 

 

4,850,056

 

 

 

126,214

 

 

 

738,154

 

 

2.     The stockholders also approved a proposal to ratify the selection of EisnerAmper LLP as our independent registered public accounting firm for the 2019 fiscal year. The voting results for this proposal are as follows:

 

Voted For

 

 

Voted Against

 

 

Abstentions

 

 

Broker Non-Votes

 

5,685,695

 

 

 

6,441

 

 

 

22,288

 

 

 

-

 

 

Additional information about these proposals can be found in the Company’s Proxy Statement for the Annual Meeting filed with the Securities and Exchange Commission on July 3, 2019.

 

 

 

 

- 2 -

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

ASTA FUNDING, INC.

 

 

 

 

 

 

 

 

 

Date: August 15, 2019

By:

/s/ Gary Stern

 

 

 

Gary Stern

 

 

 

Chief Executive Officer

 

 

- 3 -

Asta Funding (NASDAQ:ASFI)
Historical Stock Chart

1 Year : From Dec 2018 to Dec 2019

Click Here for more Asta Funding Charts.

Asta Funding (NASDAQ:ASFI)
Intraday Stock Chart

Today : Sunday 8 December 2019

Click Here for more Asta Funding Charts.

Latest ASFI Messages

{{bbMessage.M_Alias}} {{bbMessage.MSG_Date}} {{bbMessage.HowLongAgo}} {{bbMessage.MSG_ID}} {{bbMessage.MSG_Subject}}

Loading Messages....


No posts yet, be the first! No {{symbol}} Message Board. Create One! See More Posts on {{symbol}} Message Board See More Message Board Posts


Your Recent History
LSE
GKP
Gulf Keyst..
LSE
QPP
Quindell
FTSE
UKX
FTSE 100
LSE
IOF
Iofina
FX
GBPUSD
UK Sterlin..
Stocks you've viewed will appear in this box, letting you easily return to quotes you've seen previously.

Register now to create your own custom streaming stock watchlist.


NYSE, AMEX, and ASX quotes are delayed by at least 20 minutes.
All other quotes are delayed by at least 15 minutes unless otherwise stated.