Current Report Filing (8-k)
March 23 2023 - 04:38PM
Edgar (US Regulatory)
0001350102 false 0001350102 2023-03-18
2023-03-18 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13
or 15(d) of
The Securities Exchange
Act of 1934
Date of Report (Date of earliest event reported): March 23,
2023 (March
18, 2023)
ASCENT SOLAR TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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001-32919 |
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20-3672603 |
(State or other jurisdiction of
incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification
No.) |
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12300 Grant Street |
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Thornton,
CO
80241 |
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(Address of principal executive
offices) |
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(720)
872-5000 |
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(Registrant’s telephone number, including area
code) |
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Not Applicable
(Former name, former address, and former fiscal year, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ Written communications pursuant to Rule
425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each
class |
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Trading Symbol(s) |
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Name of each exchange on which
registered |
Common |
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ASTI |
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Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.02 Departure of Directors or Certain Officers: Election
of Directors; Appointment of Certain Officer; Compensatory
Arrangements of Certain Officers.
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Item 5.02 (a) |
Resignation of Existing
Director. |
Michael French resigned from the board of directors of Ascent Solar
Technologies, Inc. (the “Company”) on March 18, 2023. This
resignation was not the result of any dispute or disagreement with
the Company on any matter relating to the operations, policies or
practices of the Company.
The Company has launched a search for a new independent director to
replace Mr. French. Adding a new independent director to the
Company’s board and audit committee in the coming weeks will allow
the Company to maintain compliance with the corporate governance
rules of the Nasdaq Stock Market.
Item 9.01 Financial Statements and Exhibits.
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(d) |
Exhibits |
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Exhibit
Number
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Description |
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104 |
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Cover Page
Interactive Data File (embedded within the Inline XBRL
document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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ASCENT
SOLAR TECHNOLOGIES, INC. |
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March 23, 2023 |
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By: |
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/s/ Paul
Warley |
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Name: Paul Warley |
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Title: Chief Financial Officer |
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