Current Report Filing (8-k)
January 19 2023 - 04:16PM
Edgar (US Regulatory)
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2023-01-18 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported) January
18, 2023
ARES CAPITAL CORPORATION
(Exact Name of Registrant as Specified in Charter)
Maryland |
|
814-00663 |
|
33-1089684 |
(State
or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification No.) |
245 Park Avenue,
44th Floor,
New York,
NY |
|
10167 |
(Address
of Principal Executive Offices) |
|
(Zip
Code) |
Registrant’s telephone number, including area
code (212)
750-7300
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General
Instruction A.2. below):
¨ Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
Title of each class |
|
Trading
symbol |
|
Name of each exchange on which registered |
Common stock, $0.001 par value |
|
ARCC |
|
NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in as defined in Rule 405 of the Securities
Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ¨
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange
Act. ¨
Item 5.02 Departure of Directors or
Certain Officers; Election of Directors; Appointment of
Certain Officers; Compensatory Arrangements of Certain
Officers.
Effective January 18, 2023, the board
of directors (the “Board”) of the registrant appointed Jana
Markowicz, age 42, as Chief Operating Officer. Ms. Markowicz joined
Ares Management Corporation (“Ares”) in 2005 as a member of the
U.S. Direct Lending investment team, supporting in the negotiation
and origination of private credit transactions. Ms. Markowicz has
been instrumental in the growth of Ares’ U.S. Direct Lending
strategy, serving as Partner, Head of Product Management and
Investor Relations for this strategy and will continue to lead in
this capacity as part of her new role. Ares is a parent entity of
the registrant’s investment adviser, Ares Capital Management LLC.
Prior to joining Ares 18 years ago, Ms. Markowicz started her
career in Leveraged Finance at Citigroup, formerly Salomon Smith
Barney, where she focused on financings for companies across a
broad range of industries. Ms. Markowicz holds a B.S. from the
University of Pennsylvania in Engineering, with a concentration in
Economic and Financial Systems.
Item 7.01 Regulation FD
Disclosure.
On January 19, 2023, the registrant
issued a press release announcing the appointment of Ms. Markowitz
as Chief Operating Officer. The text of the press release is
attached as Exhibit 99.1 to this Form 8-K.
The information disclosed under this
Item 7.01, including Exhibit 99.1 hereto, is being furnished and
shall not be deemed “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934 and shall not be deemed
incorporated by reference into any filing made under the Securities
Act of 1933, except as expressly set forth by specific reference in
such filing.
Item 9.01 Financial Statements and
Exhibits.
(d) Exhibits:
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
|
|
ARES CAPITAL
CORPORATION |
Date: January 19,
2023 |
|
|
By: |
/s/ Penni F. Roll |
|
Name: |
Penni F. Roll |
|
Title: |
Chief Financial
Officer |
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