Current Report Filing (8-k)
July 08 2019 - 5:28PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date
of report (Date of earliest event reported): July 1, 2019
AQUA
METALS, INC.
(Exact
Name of Registrant as Specified in Its Charter)
Delaware
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001-37515
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47-1169572
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File
Number)
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(I.R.S.
Employer
Identification
Number)
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2500 Peru Dr.
McCarran, Nevada 89437
(Address of principal executive offices)
(775) 525-1936
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant
under any of the following provisions.
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14d-2(b)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]
Securities
registered pursuant to Section 12(b)of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
stock: Par value $.001
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AQMS
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Nasdaq
Capital Market
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Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers
On
July 1, 2019, the Board of Directors (“Board”) of Aqua Metals, Inc, acting upon the recommendation of the Board’s
Nominating and Corporate Governance Committee, appointed Susanne L. Meline to the Board. Ms. Meline was also appointed to the
Audit Committee of the Board.
Ms. Meline co-founded Francis Capital Management, a value-based investment advisor, where she has worked
since 2003. She was previously employed as an investment banker with Houlihan Lokey, a global investment bank serving corporations,
institutions, and governments worldwide and also practiced law in the corporate group of Jones Day, an international law firm that
provides legal advisory services across multiple disciplines and jurisdictions. Ms. Meline is a Certified Director through
the UCLA Anderson School of Management, a member of the National Association of Corporate Directors and holds a CERT Certificate
in CyberSecurity Oversight from the National Association of Corporate Directors and Carnegie Mellon University Software Engineering
Institute. Ms. Meline received a B.A.in political science from UCLA, and a J.D. from the UC Hastings College of the Law. Ms.
Meline has served on the board of directors of ClearSign Combustion Corporation (NASDAQ: CLIR) since February 2018.
In
connection with Ms. Meline’s appointment to the Board, we granted Ms. Meline 9,317 Restricted Stock Units (“RSUs”)
under our 2019 Stock Incentive Plan, with each RSU entitling her to receive one share of our common stock upon settlement.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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AQUA
METALS, INC.
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Dated:
July 8, 2019
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/s/
Stephen Cotton
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Stephen
Cotton,
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President
and Chief Executive Officer
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