FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      
1. Name and Address of Reporting Person * RICCIO MICHAEL GERARD 2. Date of Event Requiring Statement (MM/DD/YYYY)
4/5/2021 

3. Issuer Name and Ticker or Trading Symbol Applied UV, Inc. [AUVI]
(Last)       (First)       (Middle)
150 N. MACQUESTEN PARKWAY
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Financial Officer /
(Street)
MOUNT VERNON, NY 10550      
(City)             (State)             (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
COMMON STOCK  50000 (1) D   

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy)  10/5/2021  9/28/2031  Common Stock  23100  $6.53  D   
Stock Option (right to buy)  10/31/2021  9/28/2031  Common Stock  44942 (2) $6.53  D   
Stock Option (right to buy)  9/30/2023  9/28/2031  Common Stock  1958 (3) $6.53  D   
Stock Option (right to buy)  1/1/2022  1/1/2032  Common Stock  70000 (4) $2.70  D   

Explanation of Responses:
(1)  The restricted stock vests quarterly over a 3-year period commencing on 1/1/22.
(2)  The 44,942 options are divided into increments of 1,954 options vested monthly, at the end of each month, beginning 10/31/21 through 8/31/23.
(3)  The 1,958 options vest on 9/28/23.
(4)  The 70,000 options issued on 1/1/22 vest quarterly over a 3 year period commencing 1/1/22.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
RICCIO MICHAEL GERARD
150 N. MACQUESTEN PARKWAY
MOUNT VERNON, NY 10550


Chief Financial Officer

Signatures
/s/ Michael Riccio 1/24/2022
**Signature of Reporting Person Date
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