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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

September 4, 2019

Date of Report (Date of earliest event reported)

 

IMAGE

Apple Inc.

(Exact name of Registrant as specified in its charter)

 

California

 

001-36743

 

94-2404110

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

One Apple Park Way

Cupertino, California 95014

(Address of principal executive offices) (Zip Code)

(408) 996-1010

(Registrant’s telephone number, including area code)

Not applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading

symbol(s)

 

Name of each exchange

on which registered

Common Stock, $0.00001 par value per share

 

AAPL

 

The Nasdaq Stock Market LLC

1.000% Notes due 2022

 

 

The Nasdaq Stock Market LLC

1.375% Notes due 2024

 

 

The Nasdaq Stock Market LLC

0.875% Notes due 2025

 

 

The Nasdaq Stock Market LLC

1.625% Notes due 2026

 

 

The Nasdaq Stock Market LLC

2.000% Notes due 2027

 

 

The Nasdaq Stock Market LLC

1.375% Notes due 2029

 

 

The Nasdaq Stock Market LLC

3.050% Notes due 2029

 

 

The Nasdaq Stock Market LLC

3.600% Notes due 2042

 

 

The Nasdaq Stock Market LLC

 

Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 8.01 Other Events.

On September 11, 2019, Apple Inc. (“Apple”) consummated the issuance and sale of $1,000,000,000 aggregate principal amount of its 1.700% Notes due 2022 (the “2022 Notes”), $750,000,000 aggregate principal amount of its 1.800% Notes due 2024 (the “2024 Notes”), $2,000,000,000 aggregate principal amount of its 2.050% Notes due 2026 (the “2026 Notes”), $1,750,000,000 aggregate principal amount of its 2.200% Notes due 2029 (the “2029 Notes”) and $1,500,000,000 aggregate principal amount of its 2.950% Notes due 2049 (the “2049 Notes” and, together with the 2022 Notes, the 2024 Notes, the 2026 Notes and the 2029 Notes, the “Notes”), pursuant to an underwriting agreement (the “Underwriting Agreement”) dated September 4, 2019 among Apple and Goldman Sachs & Co. LLC, BofA Securities, Inc. and Deutsche Bank Securities Inc., as representatives of the several underwriters named therein.

The Notes are being issued pursuant to an indenture, dated as of November 5, 2018 (the “Indenture”), between Apple and The Bank of New York Mellon Trust Company, N.A., as trustee, together with the officer’s certificate, dated September 11, 2019 (the “Officer’s Certificate”), issued pursuant to the Indenture establishing the terms of each series of Notes.

The Notes are being issued pursuant to Apple’s Registration Statement on Form S-3 filed with the Securities and Exchange Commission on November 5, 2018 (Reg. No. 333-228159) (the “Registration Statement”).

Interest on the Notes will be paid semi-annually in arrears on March 11 and September 11 of each year, beginning on March 11, 2020.

The 2022 Notes will mature on September 11, 2022. The 2024 Notes will mature on September 11, 2024. The 2026 Notes will mature on September 11, 2026. The 2029 Notes will mature on September 11, 2029. The 2049 Notes will mature on September 11, 2049.

The Notes will be Apple’s senior unsecured obligations and will rank equally with Apple’s other unsecured and unsubordinated debt from time to time outstanding.

The foregoing description of the Notes and related agreements is qualified in its entirety by the terms of the Underwriting Agreement, the Indenture and the Officer’s Certificate (including the forms of the Notes). Apple is furnishing the Underwriting Agreement and the Officer’s Certificate (including the forms of the Notes) attached hereto as Exhibits 1.1 and 4.1 through 4.6, respectively, and they are incorporated herein by reference. The Indenture is filed as Exhibit 4.1 to the Registration Statement. An opinion regarding the legality of the Notes is filed as Exhibit 5.1, and is incorporated by reference into the Registration Statement; and a consent relating to the incorporation of such opinion is incorporated by reference into the Registration Statement and is filed as Exhibit 23.1 by reference to its inclusion within Exhibit 5.1.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit

Number

   

Exhibit Description

         
 

  1.1

   

Underwriting Agreement, dated September 4, 2019, among Apple Inc. and Goldman Sachs & Co. LLC, BofA Securities, Inc. and Deutsche Bank Securities Inc., as representatives of the several underwriters named therein

         
 

  4.1

   

Officer’s Certificate of Apple Inc., dated September 11, 2019

         
 

  4.2

   

Form of Global Note representing the 2022 Notes (included in Exhibit 4.1)

         
 

  4.3

   

Form of Global Note representing the 2024 Notes (included in Exhibit 4.1)

         
 

  4.4

   

Form of Global Note representing the 2026 Notes (included in Exhibit 4.1)

         
 

  4.5

   

Form of Global Note representing the 2029 Notes (included in Exhibit 4.1)

         
 

  4.6

   

Form of Global Note representing the 2049 Notes (included in Exhibit 4.1)

         
 

  5.1

   

Opinion of Latham & Watkins LLP

         
 

23.1

   

Consent of Latham & Watkins LLP (included in the opinion filed as Exhibit 5.1)

         
 

 104

   

Inline XBRL for the cover page of this Current Report on Form 8-K


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: September 11, 2019

 

 

Apple Inc.

             

 

 

By:

 

/s/ Luca Maestri

 

 

 

Luca Maestri

 

 

 

Senior Vice President,

Chief Financial Officer

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