Statement of Changes in Beneficial Ownership (4)
March 11 2021 - 05:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Frank Edward H. |
2. Issuer Name and Ticker or Trading Symbol
ANALOG DEVICES INC
[
ADI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
ONE ANALOG WAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/10/2021 |
(Street)
WILMINGTON, MA 01887
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Comm Stock - $.16-2/3 value | 3/10/2021 | | M | | 2210 | A | $0 | 13525 | D | |
Comm Stock - $.16-2/3 value | 12/21/2020 | | G |
V
| 5500 (1) | D | $0 | 8025 | D | |
Comm Stock - $.16-2/3 value | 12/21/2020 | | G |
V
| 5500 (1) | D | $0 | 2525 | D | |
Comm Stock - $.16-2/3 value | | | | | | | | 5500 (1) | I | By Whitton Anne Frank 2015 Heritage Trust |
Comm Stock - $.16-2/3 value | | | | | | | | 5500 (1) | I | By Naomi Mantor Frank 2015 Heritage Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit (RSU) | $0.0 | 3/10/2021 | | A | | 1435 | | (2) | (2) | Comm Stock - $.16-2/3 value | 1435.0 | $0 | 1435 | D | |
Restricted Stock Unit (RSU) | $0.0 | 3/10/2021 | | M | | | 2210 | (3) | (3) | Comm Stock - $.16-2/3 value | 2210.0 | $0 | 0 | D | |
Explanation of Responses: |
(1) | On December 22, 2020, the reporting person transferred 5,500 shares of Company common stock to the Whitton Anne Frank 2015 Heritage Trust and another 5,500 shares of Company common stock to the Naomi Mantor Frank 2015 Heritage Trust. The reporting person serves as trustee of both trusts and his daughters are beneficiaries of the trusts. |
(2) | This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholder or March 10, 2022. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. |
(3) | In accordance with the terms of the grant, this RSU vested 100% on March 10, 2021, the date of the Company's 2021 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Frank Edward H. ONE ANALOG WAY WILMINGTON, MA 01887 | X |
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Signatures
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/s/ Eric French, Senior Corporate Counsel, by Power of Attorney | | 3/11/2021 |
**Signature of Reporting Person | Date |
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