Statement of Changes in Beneficial Ownership (4)
October 23 2020 - 08:10AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Cotter
Martin |
2. Issuer Name and Ticker or Trading
Symbol ANALOG DEVICES INC [ ADI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
SVP, WW Sales & Dig MKTG |
(Last)
(First)
(Middle)
PO BOX 9106, ONE TECHNOLOGY WAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
10/22/2020
|
(Street)
NORWOOD, MA 02062-9106
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Comm Stock - $.16-2/3 value |
10/22/2020 |
|
M |
|
7720 |
A |
$46.48 |
13628 |
D |
|
Comm Stock - $.16-2/3 value |
10/22/2020 |
|
M |
|
2280 |
A |
$51.73 |
15908 |
D |
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Comm Stock - $.16-2/3 value |
10/22/2020 |
|
S(1) |
|
10000 |
D |
$124.56 |
5908 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to
buy) |
$46.48 |
10/22/2020 |
|
M |
|
|
7720 |
3/12/2014 (2) |
3/12/2023 |
Comm Stock - $.16-2/3 value |
7720.0 |
$46.48 |
0 |
D |
|
Non-Qualified Stock Option (right to
buy) |
$51.73 |
10/22/2020 |
|
M |
|
|
2280 |
3/12/2015 (3) |
3/12/2024 |
Comm Stock - $.16-2/3 value |
2280.0 |
$51.73 |
12210 |
D |
|
Explanation of
Responses: |
(1) |
These shares were disposed
of in an open market sale pursuant to a 10b5-1 trading plan adopted
by the Reporting Person in accordance with Rule 10b5-1 of the
Securities Exchange Act of 1934, as amended. |
(2) |
This option vests in equal
installments on the first, second, third, fourth and fifth
anniversaries of the original grant date, which was March 12,
2013. |
(3) |
This option vests in equal
installments on the first, second, third, fourth and fifth
anniversaries of the original grant date, which was March 12,
2014. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Cotter Martin
PO BOX 9106
ONE TECHNOLOGY WAY
NORWOOD, MA 02062-9106 |
|
|
SVP, WW Sales & Dig MKTG |
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Signatures
|
/s/ Yoon Ah Oh, Associate General Counsel, by
Power of Attorney |
|
10/23/2020 |
**Signature of
Reporting Person |
Date |