Statement of Changes in Beneficial Ownership (4)
September 18 2020 - 04:04PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person *
Hassett Joseph |
2. Issuer Name and Ticker or Trading
Symbol ANALOG DEVICES INC [ ADI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
SVP, Industrial and Consumer |
(Last)
(First)
(Middle)
P.O. BOX 9106, ONE TECHNOLOGY WAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
9/17/2020
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(Street)
NORWOOD, MA 02062-9106
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Comm Stock - $.16-2/3 value |
9/17/2020 |
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M |
|
834 |
A |
$0 |
17687 |
D |
|
Comm Stock - $.16-2/3 value |
9/17/2020 |
|
F(1) |
|
370 |
D |
$115.49 |
17317 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Unit (RSU) |
$0.0 |
9/17/2020 |
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M |
|
|
834 |
9/17/2019 (2) |
(2) |
Comm Stock - $.16-2/3 value |
834.0 |
$0 |
1667 |
D |
|
Explanation of
Responses: |
(1) |
This disposition represents
shares withheld to satisfy tax withholding obligations on the
restricted stock units that vested on September 17,
2020. |
(2) |
The Restricted Stock Units
granted to the Reporting Person on September 17, 2018 (the
"Original Grant Date") vest in equal installments on the first,
second, third, and fourth anniversaries of the Original Grant Date.
Upon each vesting date, each vested RSU shall automatically convert
into one (1) share of common stock of the Company. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Hassett Joseph
P.O. BOX 9106
ONE TECHNOLOGY WAY
NORWOOD, MA 02062-9106 |
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|
SVP, Industrial and Consumer |
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Signatures
|
/s/ Yoon Ah Oh, Associate General Counsel, by
Power of Attorney |
|
9/18/2020 |
**Signature of
Reporting Person |
Date |