Initial Statement of Beneficial Ownership (3)
July 06 2021 - 2:00PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hall Greg B |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/3/2021
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3. Issuer Name and Ticker or Trading Symbol
AMERICAN ELECTRIC POWER CO INC [AEP]
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(Last)
(First)
(Middle)
1 RIVERSIDE PLAZA |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Executive Vice President / |
(Street)
COLUMBUS 43215
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 958 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Career Shares (Phantom Stock) (1) | (1) | (1) | Common Stock | 5002 | $0 | D | |
Career Shares (Phantom Stock) (1) | (1) | (1) | Common Stock | 3925 | $0 | D | |
Career Shares (Phantom Stock) (1) | (1) | (1) | Common Stock | 4606 | $0 | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 389 | (6) | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 389 | (6) | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 579 | (6) | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 1103 | (6) | D | |
Explanation of Responses: |
(1) | Career shares become payable upon the reporting person's termination of employment with AEP. |
(2) | The restricted stock units vests May 1, 2022 |
(3) | The restricted stock units vest in two equal installments October 1, 2021 and October 1, 2022 |
(4) | The restricted stock units vest in two equal installments May 1, 2022 and May 1, 2023 |
(5) | The restricted stock units vest in three equal installments May 1, 2022, May 1, 2023 and May 1, 2024 |
(6) | Each restricted stock unit represents a contingent right to receive one share of AEP common stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hall Greg B 1 RIVERSIDE PLAZA COLUMBUS 43215 |
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| Executive Vice President |
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Signatures
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/s/ David C House, Attorney-in-Fact for Greg B. Hall | | 7/6/2021 |
**Signature of Reporting Person | Date |
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