Statement of Changes in Beneficial Ownership (4)
April 08 2022 - 09:24AM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Chan Heng Fai
Ambrose |
2. Issuer Name and Ticker or Trading
Symbol Alset EHome International Inc. [ AEI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Executive Officer |
(Last)
(First)
(Middle)
7 TEMASEK BOULEVARD #29-01B, SUNTEC TOWER ONE |
3. Date of Earliest Transaction (MM/DD/YYYY)
4/7/2022
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(Street)
SINGAPORE, U0 038987
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
4/7/2022 |
|
P |
|
377792 |
A |
$.6549 (1) |
33231633 |
D |
|
Common Stock |
4/7/2022 |
|
P |
|
4000000 |
A |
$.7584 (2) |
37231633 (3) |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
On April 7, 2022, Mr. Chan
purchased 377,792 shares of the common stock of Alset EHome
International Inc. This transaction was executed in multiple trades
at prices ranging from $.6351 to $.6600. The price reported above
reflects the weighted average purchase price. The reporting person
hereby undertakes to provide upon request to the SEC staff, the
issuer or a security holder of the issuer full information
regarding the number of shares and prices at which the transaction
was effected. |
(2) |
On April 7, 2022, Mr. Chan
purchased 4,000,000 shares of the common stock of Alset EHome
International Inc. This transaction was executed in multiple trades
at prices ranging from $.6600 to $.8576. The price reported above
reflects the weighted average purchase price. The reporting person
hereby undertakes to provide upon request to the SEC staff, the
issuer or a security holder of the issuer full information
regarding the number of shares and prices at which the transaction
was effected. |
(3) |
In addition to the
37,231,633 shares of common stock held directly by Mr. Chan, Mr.
Chan also indirectly owns 6,380,000 shares of common stock held by
HFE Holdings Limited and 398,348 shares of common stock held by
Heng Fai Holdings Limited. Mr. Chan has sole voting and investment
power with respect to the shares held by each of HFE Holdings
Limited and Heng Fai Holdings Limited. Mr. Chan is the beneficial
owner of 44,009,981 shares of the common stock of Alset EHome
International Inc. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Chan Heng Fai Ambrose
7 TEMASEK BOULEVARD #29-01B
SUNTEC TOWER ONE
SINGAPORE, U0 038987 |
X |
X |
Chief Executive Officer |
|
Signatures
|
/s/ Chan Heng Fai |
|
4/8/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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