SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. )*
AdaptHealth Corp.
(Name of Issuer)
Class A Common Stock
(Title of Class of Securities)
00653Q102
(CUSIP Number)
May 11, 2021
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
(Page 1 of 11 Pages)
----------
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
CUSIP No. |
00653Q102 |
13G |
Page 2 of 11 |
1. |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Deerfield Mgmt, L.P.
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
☐
(b)
☒
|
3. |
SEC USE ONLY
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. |
SOLE VOTING POWER
0
|
|
6. |
SHARED VOTING POWER
7,420,170 (1)
|
|
7.
|
SOLE DISPOSITIVE POWER
0
|
|
8.
|
SHARED DISPOSITIVE POWER
7,420,170 (1)
|
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,420,170 (1)
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
|
☐ |
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.9%
|
12. |
TYPE OF REPORTING PERSON*
PN
|
__________________
(1) Comprised of (i) 5,624,715 shares of Class A Common Stock and
(ii) 1,795,455 shares of Class A Common Stock issuable upon
conversion of 17,954.55 shares of Series B-1 Convertible Preferred
Stock, which, in each case, are held by Deerfield Partners, L.P.,
of which Deerfield Mgmt, L.P. is the general partner. The terms of
the Series B-1 Convertible Preferred Stock restrict the conversion
of such shares to the extent that, upon such conversion, the number
of shares of Class A Common Stock then beneficially owned by the
holder and its affiliates and any other person or entities with
which such holder would constitute a Section 13(d) “group” would
exceed 4.9% of the total number of shares of Class A Common Stock
then outstanding (the “Ownership Cap”). Accordingly,
notwithstanding the number of shares reported, the reporting person
disclaims beneficial ownership of the shares of Class A Common
Stock issuable upon conversion of Series B-1 Convertible Preferred
Stock to the extent that upon such conversion the number of shares
beneficially owned by all reporting persons hereunder, in the
aggregate, would exceed the Ownership Cap.
CUSIP No. |
00653Q102 |
13G |
Page 3 of 11 |
1. |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Deerfield Mgmt IV, L.P.
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
☐
(b)
☒
|
3. |
SEC USE ONLY
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. |
SOLE VOTING POWER
0
|
|
6. |
SHARED VOTING POWER
13,960,605 (2)
|
|
7.
|
SOLE DISPOSITIVE POWER
0
|
|
8.
|
SHARED DISPOSITIVE POWER
13,960,605 (2)
|
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,960,605 (2)
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
|
☐ |
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.9%
|
12. |
TYPE OF REPORTING PERSON*
PN
|
__________________
(2) Comprised of (i) 1,709,077 shares of Class A Common Stock, (ii)
10,610,547 shares of Class A Common Stock issuable upon conversion
of 106,105.47 shares of Series B-1 Convertible Preferred Stock and
(iii) 1,640,981 shares of Class A Common Stock underlying an equal
number of warrants, which, in each case, are held by Deerfield
Private Design Fund IV, L.P., of which Deerfield Mgmt IV, L.P. is
the investment manager. The terms of the Series B-1 Convertible
Preferred Stock and provisions of the warrants to which Deerfield
Private Design Fund IV, L.P. has elected to be subject restrict the
conversion of such shares or the exercise of such warrants, as
applicable, to the extent that, upon such conversion or exercise,
the number of shares of Class A Common Stock then beneficially
owned by the holder and its affiliates and any other person or
entities with which such holder would constitute a Section 13(d)
“group” would exceed 4.9% of the total number of shares of Class A
Common Stock then outstanding (the “Ownership Cap”). Accordingly,
notwithstanding the number of shares reported, the reporting person
disclaims beneficial ownership of the shares of Class A Common
Stock issuable upon conversion of Series B-1 Convertible Preferred
Stock and the exercise of such warrants to the extent that upon
such conversion or exercise the number of shares beneficially owned
by all reporting persons hereunder, in the aggregate, would exceed
the Ownership Cap.
CUSIP No. |
00653Q102 |
13G |
Page 4 of 11 |
1. |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Deerfield Partners, L.P.
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
☐
(b)
☒
|
3. |
SEC USE ONLY
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. |
SOLE VOTING POWER
0
|
|
6. |
SHARED VOTING POWER
7,420,170 (3)
|
|
7.
|
SOLE DISPOSITIVE POWER
0
|
|
8.
|
SHARED DISPOSITIVE POWER
7,420,170 (3)
|
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,420,170 (3)
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
|
☐ |
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.9%
|
12. |
TYPE OF REPORTING PERSON*
PN
|
_________________
(3) Comprised of (i) 5,624,715 shares of Class A Common Stock and
(ii) 1,795,455 shares of Class A Common Stock issuable upon
conversion of 17,954.55 shares of Series B-1 Convertible Preferred
Stock. The terms of the Series B-1 Convertible Preferred Stock
restrict the conversion of such shares to the extent that, upon
such conversion, the number of shares of Class A Common Stock then
beneficially owned by the holder and its affiliates and any other
person or entities with which such holder would constitute a
Section 13(d) “group” would exceed 4.9% of the total number of
shares of Class A Common Stock then outstanding (the “Ownership
Cap”). Accordingly, notwithstanding the number of shares reported,
the reporting person disclaims beneficial ownership of the shares
of Class A Common Stock issuable upon conversion of Series B-1
Convertible Preferred Stock to the extent that upon such conversion
the number of shares beneficially owned by all reporting persons
hereunder, in the aggregate, would exceed the Ownership Cap.
CUSIP No. |
00653Q102 |
13G |
Page 5 of 11 |
1. |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Deerfield Private Design Fund IV, L.P.
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
☐
(b)
☒
|
3. |
SEC USE ONLY
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. |
SOLE VOTING POWER
0
|
|
6. |
SHARED VOTING POWER
13,960,605 (4)
|
|
7.
|
SOLE DISPOSITIVE POWER
0
|
|
8.
|
SHARED DISPOSITIVE POWER
13,960,605 (4)
|
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,960,605 (4)
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
|
☐ |
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.9%
|
12. |
TYPE OF REPORTING PERSON*
PN
|
_________________
(4) Comprised of (i) 1,709,077 shares of Class A Common Stock, (ii)
10,610,547 shares of Class A Common Stock issuable upon conversion
of 106,105.47 shares of Series B-1 Convertible Preferred Stock and
(iii) 1,640,981 shares of Class A Common Stock underlying an equal
number of warrants. The terms of the Series B-1 Convertible
Preferred Stock and provisions of the warrants to which Deerfield
Private Design Fund IV, L.P. has elected to be subject restrict the
conversion of such shares or the exercise of such warrants, as
applicable, to the extent that, upon such conversion or exercise,
the number of shares of Class A Common Stock then beneficially
owned by the holder and its affiliates and any other person or
entities with which such holder would constitute a Section 13(d)
“group” would exceed 4.9% of the total number of shares of Class A
Common Stock then outstanding (the “Ownership Cap”). Accordingly,
notwithstanding the number of shares reported, the reporting person
disclaims beneficial ownership of the shares of Class A Common
Stock issuable upon conversion of Series B-1 Convertible Preferred
Stock and the exercise of such warrants to the extent that upon
such conversion or exercise the number of shares beneficially owned
by all reporting persons hereunder, in the aggregate, would exceed
the Ownership Cap.
CUSIP No. |
00653Q102 |
13G |
Page 6 of 11 |
1. |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Deerfield Management Company, L.P.
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
☐
(b)
☒
|
3. |
SEC USE ONLY
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. |
SOLE VOTING POWER
0
|
|
6. |
SHARED VOTING POWER
21,400,775 (5)
|
|
7.
|
SOLE DISPOSITIVE POWER
0
|
|
8.
|
SHARED DISPOSITIVE POWER
21,400,775 (5)
|
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
21,400,775 (5)
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
|
☐ |
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.69%
|
12. |
TYPE OF REPORTING PERSON*
PN
|
_________________
(5) Comprised of (A) (i) an aggregate of 7,353,792 shares of Class
A Common Stock and (ii) an aggregate of 12,406,002 shares of Class
A Common Stock issuable upon conversion of 124,060.02 shares of
Series B-1 Convertible Preferred Stock, which, in each case, are
held by Deerfield Private Design Fund IV, L.P. and Deerfield
Partners, L.P., of which Deerfield Management Company, L.P. is the
investment manager; (B) 1,640,981 shares of Class A Common Stock
underlying an equal number of warrants, which are held by Deerfield
Private Design Fund IV, L.P.; and (C) 20,000 shares of Class A
Common Stock held by Steven Hochberg, an employee of Deerfield
Management Company, L.P., for the benefit, and subject to the
direction, of Deerfield Management Company, L.P. The terms of the
Series B-1 Convertible Preferred Stock and provisions of the
warrants to which Deerfield Private Design Fund IV, L.P. has
elected to be subject restrict the conversion of such shares or the
exercise of such warrants, as applicable, to the extent that, upon
such conversion or exercise, the number of shares of Class A Common
Stock then beneficially owned by the holder and its affiliates and
any other person or entities with which such holder would
constitute a Section 13(d) “group” would exceed 4.9% of the total
number of shares of Class A Common Stock then outstanding (the
“Ownership Cap”). Accordingly, notwithstanding the number of shares
reported, the reporting person disclaims beneficial ownership of
the shares of Class A Common Stock issuable upon conversion of
Series B-1 Convertible Preferred Stock and the exercise of such
warrants to the extent that upon such conversion or exercise the
number of shares beneficially owned by all reporting persons
hereunder, in the aggregate, would exceed the Ownership Cap.
CUSIP No. |
00653Q102 |
13G |
Page 7 of 11 |
1. |
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
James E. Flynn
|
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
☐
(b)
☒
|
3. |
SEC USE ONLY
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5. |
SOLE VOTING POWER
0
|
|
6. |
SHARED VOTING POWER
21,400,775 (6)
|
|
7.
|
SOLE DISPOSITIVE POWER
0
|
|
8.
|
SHARED DISPOSITIVE POWER
21,400,775 (6)
|
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
21,400,775 (6)
|
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
|
☐ |
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.69%
|
12. |
TYPE OF REPORTING PERSON*
IN
|
__________________
(6) Comprised of (A) (i) an aggregate of 7,353,792 shares of Class
A Common Stock and (ii) an aggregate of 12,406,002 shares of Class
A Common Stock issuable upon conversion of 124,060.02 shares of
Series B-1 Convertible Preferred Stock, which, in each case, are
held by Deerfield Private Design Fund IV, L.P. and Deerfield
Partners, L.P.; (B) 1,640,981 shares of Class A Common Stock
underlying an equal number of warrants, which are held by Deerfield
Private Design Fund IV, L.P.; and (C) 20,000 shares of Class A
Common Stock held by Steven Hochberg, an employee of Deerfield
Management Company, L.P., for the benefit, and subject to the
direction, of Deerfield Management Company, L.P. The terms of the
Series B-1 Convertible Preferred Stock and provisions of the
warrants to which Deerfield Private Design Fund IV, L.P. has
elected to be subject restrict the conversion of such shares or the
exercise of such warrants, as applicable, to the extent that, upon
such conversion or exercise, the number of shares of Class A Common
Stock then beneficially owned by the holder and its affiliates and
any other person or entities with which such holder would
constitute a Section 13(d) “group” would exceed 4.9% of the total
number of shares of Class A Common Stock then outstanding (the
“Ownership Cap”). Accordingly, notwithstanding the number of shares
reported, the reporting person disclaims beneficial ownership of
the shares of Class A Common Stock issuable upon conversion of
Series B-1 Convertible Preferred Stock and the exercise of such
warrants to the extent that upon such conversion or exercise the
number of shares beneficially owned by all reporting persons
hereunder, in the aggregate, would exceed the Ownership Cap.
CUSIP No. |
00653Q102 |
13G |
Page 8 of 11 |
Item 1(a). |
Name of Issuer: |
|
|
|
AdaptHealth Corp.
|
|
|
Item 1(b). |
Address of Issuer's Principal Executive
Offices: |
|
|
|
220 West Germantown Pike, Suite 250
Plymouth Meeting, PA 19462
|
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|
Item 2(a). |
Name of Person Filing: |
|
|
|
James E. Flynn, Deerfield Mgmt, L.P., Deerfield Mgmt IV, L.P.,
Deerfield Management Company, L.P., Deerfield Partners, L.P. and
Deerfield Private Design Fund IV, L.P.
|
|
|
Item 2(b). |
Address of Principal Business Office, or if None,
Residence: |
|
|
|
James E. Flynn, Deerfield Mgmt, L.P., Deerfield Mgmt IV, L.P.,
Deerfield Management Company, L.P., Deerfield Partners, L.P. and
Deerfield Private Design Fund IV, L.P., 345 Park Avenue South, 12th
Floor, New York, NY 10010
|
|
|
Item 2(c). |
Citizenship: |
|
|
|
Deerfield Mgmt, L.P., Deerfield Mgmt IV, L.P., Deerfield Management
Company, L.P., Deerfield Partners, L.P. and Deerfield Private
Design Fund IV, L.P. - Delaware limited partnerships;
James E. Flynn – United States citizen
|
|
|
Item 2(d). |
Title of Class of Securities: |
|
|
|
Class A common stock
|
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|
Item 2(e). |
CUSIP Number: |
|
|
|
00653Q102
|
|
|
|
Item 3. |
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b)
or (c), Check Whether the Person Filing is a:
|
|
|
(a) |
☐ |
Broker or dealer registered under Section 15 of the Exchange
Act.
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(b) |
☐ |
Bank as defined in Section 3(a)(6) of the Exchange Act. |
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(c) |
☐ |
Insurance company as defined in Section 3(a)(19) of the Exchange
Act.
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(d) |
☐ |
Investment company registered under Section 8 of the Investment
Company Act.
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(e) |
☐ |
An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E); |
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(f) |
☐ |
An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
|
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(g) |
☐ |
A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
|
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(h)
|
☐ |
A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act;
|
CUSIP No. |
00653Q102 |
13G |
Page 9 of 11 |
|
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|
(i) |
☐ |
A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act;
|
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|
|
(j) |
☐ |
A non-U.S. institution in accordance with Rule
13d-1(b)(1)(ii)(J); |
|
|
|
(k) |
☐ |
Group, in accordance with Rule 13d-1(b)(1)(ii)(K). |
If filing as a non-U.S. institution in accordance with Rule
13d-1(b)(1)(ii)(J), please specify the type of institution:
_________________
Item 4. |
Ownership. |
|
|
|
|
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified
in Item 1.
|
|
|
|
|
(a) |
Amount beneficially owned**: |
|
|
|
|
|
|
Deerfield Mgmt, L.P. - 7,420,170 shares
Deerfield Mgmt IV, L.P. – 13,960,605 shares
Deerfield Management Company, L.P. - 21,400,775 shares
Deerfield Partners, L.P. - 7,420,170 shares
Deerfield Private Design Fund IV, L.P. – 13,960,605 shares
James E. Flynn – 21,400,775 shares
|
|
|
|
|
(b) |
Percent of class**: |
|
|
|
|
|
|
Deerfield Mgmt, L.P. – 4.9%
Deerfield Mgmt IV, L.P. – 4.9%
Deerfield Management Company, L.P. – 5.69%
Deerfield Partners, L.P. - 4.9%
Deerfield Private Design Fund IV, L.P. – 4.9%
James E. Flynn – 5.69%
|
|
|
|
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(c) |
Number of shares as to which such person
has**: |
|
|
|
|
|
|
(i) |
Sole power to vote or to direct the vote: |
All Reporting Persons -
0 |
|
|
|
|
|
(ii) |
Shared power to vote or to direct the vote: |
Deerfield Mgmt, L.P. - 7,420,170
Deerfield Mgmt IV, L.P. – 13,960,605
Deerfield Management Company, L.P. - 21,400,775
Deerfield Partners, L.P. - 7,420,170
Deerfield Private Design Fund IV, L.P. – 13,960,605
James E. Flynn – 21,400,775
|
|
|
|
|
|
(iii) |
Sole power to dispose or to direct the disposition of:
|
All Reporting Persons -
0 |
|
|
|
|
|
(iv) |
Shared power to dispose or to direct the disposition of:
|
Deerfield Mgmt, L.P. - 7,420,170
Deerfield Mgmt IV, L.P. – 13,960,605
Deerfield Management Company, L.P. - 21,400,775
Deerfield Partners, L.P. - 7,420,170
Deerfield Private Design Fund IV, L.P. – 13,960,605
James E. Flynn – 21,400,775
|
**See footnotes on cover pages which are incorporated by reference
herein.
CUSIP No. |
00653Q102 |
13G |
Page 10 of 11 |
Item 5. |
Ownership of Five Percent or Less of a
Class. |
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|
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities check
the following ☐.
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Item 6. |
Ownership of More Than Five Percent on Behalf of Another
Person. |
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|
If any other person is known to have the right to receive or the
power to direct the receipt of dividends from, or the proceeds from
the sale of, such securities, a statement to that effect should be
included in response to this item and, if such interest relates to
more than five percent of the class, such person should be
identified. A listing of the shareholders of an investment company
registered under the Investment Company Act of 1940 or the
beneficiaries of employee benefit plan, pension fund or endowment
fund is not required.
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N/A |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company or
Control Person.
|
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|
If a parent holding company or Control person has filed this
schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under
Item 3(g) and attach an exhibit stating the identity and the Item 3
classification of the relevant subsidiary. If a parent holding
company or control person has filed this schedule pursuant to Rule
13d-1(c) or Rule 13d-1(d), attach an exhibit stating the
identification of the relevant subsidiary.
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N/A |
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Item 8. |
Identification and Classification of Members of the Group. |
|
|
If a group has filed this schedule pursuant to
ss.240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach
an exhibit stating the identity and Item 3 classification of each
member of the group. If a group has filed this schedule pursuant to
ss.240.13d-1(c) or ss.240.13d-1(d), attach an exhibit stating the
identity of each member of the group.
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See Exhibit B |
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Item 9. |
Notice of Dissolution of Group. |
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Notice of dissolution of a group may be furnished as an exhibit
stating the date of the dissolution and that all further filings
with respect to transactions in the security reported on will be
filed, if required, by members of the group, in their individual
capacity. See Item 5.
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N/A |
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Item 10. |
Certifications. |
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"By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect, other
than activities solely in connection with a nomination under
§240.14a–11."
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CUSIP No. |
00653Q102 |
13G |
Page 11 of 11 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
DEERFIELD MGMT, L.P.
By: J.E. Flynn Capital, LLC, General Partner
By: /s/ Jonathan Isler
Jonathan Isler,
Attorney-In-Fact
DEERFIELD MANAGEMENT COMPANY, L.P.
By: Flynn Management LLC, General Partner
By: /s/ Jonathan Isler
Jonathan Isler,
Attorney-In-Fact
DEERFIELD MGMT IV, L.P.
By: J.E. Flynn Capital IV, LLC, General Partner
By: /s/ Jonathan Isler
Jonathan Isler,
Attorney-In-Fact
DEERFIELD PARTNERS, L.P.
By: Deerfield Mgmt, L.P., General Partner
By: J.E. Flynn Capital, LLC, General Partner
By: /s/ Jonathan Isler
Jonathan Isler,
Attorney-In-Fact
DEERFIELD PRIVATE DESIGN FUND IV, L.P.
By: Deerfield Mgmt IV, L.P., General Partner
By: J.E. Flynn Capital IV, LLC, General Partner
By: /s/ Jonathan Isler
Jonathan Isler,
Attorney-In-Fact
JAMES E. FLYNN
/s/ Jonathan Isler
Jonathan Isler, Attorney-In-Fact
Date: May 21, 2021
Exhibit List
Exhibit A. Joint Filing Agreement.
Exhibit B. Item 8 Statement.
Exhibit C. Power of Attorney (1).
(1) Power of Attorney previously filed as Exhibit 24 to a Form 3
with regard to Proteon Therapeutics, Inc. filed with the Securities
and Exchange Commission on August 4, 2017 by Deerfield Special
Situations Fund, L.P., Deerfield Partners, L.P., Deerfield
International Master Fund, L.P., Deerfield Private Design Fund III,
L.P., Deerfield Private Design Fund IV, L.P., Deerfield Mgmt, L.P.,
Deerfield Mgmt III, L.P., Deerfield Mgmt IV, L.P., Deerfield
Management Company, L.P., and James E. Flynn.
Exhibit A
Joint Filing Agreement
The undersigned agree that this Schedule 13G, and all amendments
thereto, relating to the Class A common stock of AdaptHealth Corp.
shall be filed on behalf of the undersigned.
DEERFIELD MGMT, L.P.
By: J.E. Flynn Capital, LLC, General Partner
By: /s/ Jonathan Isler
Jonathan Isler,
Attorney-In-Fact
DEERFIELD MANAGEMENT COMPANY, L.P.
By: Flynn Management LLC, General Partner
By: /s/ Jonathan Isler
Jonathan Isler,
Attorney-In-Fact
DEERFIELD MGMT IV, L.P.
By: J.E. Flynn Capital IV, LLC, General Partner
By: /s/ Jonathan Isler
Jonathan Isler,
Attorney-In-Fact
DEERFIELD PARTNERS, L.P.
By: Deerfield Mgmt, L.P., General Partner
By: J.E. Flynn Capital, LLC, General Partner
By: /s/ Jonathan Isler
Jonathan Isler,
Attorney-In-Fact
DEERFIELD PRIVATE DESIGN FUND IV, L.P.
By: Deerfield Mgmt IV, L.P., General Partner
By: J.E. Flynn Capital IV, LLC, General Partner
By: /s/ Jonathan Isler
Jonathan Isler,
Attorney-In-Fact
JAMES E. FLYNN
/s/ Jonathan Isler
Jonathan Isler, Attorney-In-Fact
Exhibit B
Due to the relationships between them, the reporting persons
hereunder may be deemed to constitute a “group” with one another
for purposes of Section 13(d)(3) of the Securities Exchange Act of
1934.
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