Appointment of Agent for Service of Process and Undertaking (f-x)
April 06 2023 - 04:48PM
Edgar (US Regulatory)
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM F-X
APPOINTMENT OF AGENT FOR SERVICE OF PROCESS AND
UNDERTAKING
|
A. |
Name of issuer or person filing
(“Filer”): RBC
Investor Services Trust on Behalf of Sprott Physical Silver
Trust |
|
B. |
(1) This is [check one] |
☒ an original
filing for the Filer
☐ an amended
filing for the Filer
(2) Check
the following box if you are filing the Form F-X in paper in
accordance with Regulation S-T
Rule 101(b)(9) ¨
|
C. |
Identify the filing in conjunction with which this Form is
being filed: |
Name
of registrant: |
Sprott
Physical Silver Trust |
|
|
Form type: |
Form F-10 |
|
|
File
Number (if known): |
333-271162 |
|
|
Filed
by: |
Sprott
Physical Silver Trust |
Date
Filed (if filed
concurrently, so indicate): |
April
6, 2023 (concurrently with the Form F-10) |
|
D. |
The Filer is incorporated or organized under the laws
of Canada and has its principal place of business
at |
155 Wellington Street West
10th Floor
Toronto, Ontario
Canada M5V 3L3
(416) 955-8571
|
E. |
The Filer designates and appoints Puglisi &
Associates (“Agent”), located at: |
Puglisi & Associates
850 Library Avenue, Suite 204
Newark, Delaware 19711
Telephone: (302) 738-6680
as
the agent of the Filer upon whom may be served any process,
pleadings, subpoenas, or other papers in
|
(a) |
any investigation or administrative proceeding conducted by the
Securities and Exchange Commission (“Commission”); and |
|
(b) |
any civil suit or action brought against the Filer or to which
the Filer has been joined as defendant or respondent, in any
appropriate court in any place subject to the jurisdiction of any
state or of the United States or of any of its territories or
possessions or of the District of Columbia, where the
investigation, proceeding or cause of action arises out of or
relates to or concerns (i) any offering made or purported to
be made in connection with the securities registered or qualified
by the Filer on Form F-10 on April 6, 2023 or any purchases or
sales of any security in connection therewith; (ii) the
securities in relation to which the obligation to file an annual
report on Form 40-F arises, or any purchases or sales of such
securities; (iii) any tender offer for the securities of a
Canadian issuer with respect to which filings are made by the Filer
with the Commission on Schedule 13E-4F, 14D-1F or 14D-9F; or
(iv) the securities in relation to which the Filer acts as
trustee pursuant to an exemption under Rule 10a-5 under the
Trust Indenture Act of 1939. The Filer stipulates and agrees that
any such civil suit or action or administrative proceeding may be
commenced by the service of process upon, and that service of an
administrative subpoena shall be effected by service upon such
agent for service of process, and that service as aforesaid shall
be taken and held in all courts and administrative tribunals to be
valid and binding as if personal service thereof had been
made. |
F. The Filer stipulates
and agrees to appoint a successor agent for service of process and
file an amended Form F-X if the Filer discharges the Agent or
the Agent is unwilling or unable to accept service on behalf of the
Filer at any time until six years have elapsed from the date the
issuer of the securities to which this Form F-10 relates has
ceased reporting under the Exchange Act. The Filer further
undertakes to advise the Commission promptly of any change to the
Agent’s name or address during the applicable period by amendment
of this Form, referencing the file number of the relevant form in
conjunction with which the amendment is being filed.
G. Not applicable because
the Form F-X is being filed by a trustee under General
Instruction I.(e).
The
Filer certifies that it has duly caused this power of attorney,
consent, stipulation and agreement to be signed on its behalf by
the undersigned, thereunto duly authorized, in the City of Toronto,
Province of Ontario, Country of Canada, on this
6th day of April, 2023.
Filer: |
RBC
Investor Services Trust, solely in its capacity as trustee of
Sprott Physical Silver Trust |
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|
|
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By: |
/s/
Bibi Khan |
|
Name: |
Bibi
Khan |
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Title: |
Associate
Director, Client Management, Client Operations |
|
|
RBC
Investor Services Trust |
|
|
|
|
By: |
/s/
Marilena Di Fonzo |
|
Name: |
Marilena
Di Fonzo |
|
Title: |
Associate
Director |
|
|
RBC
Investor Services Trust |
|
This statement has been signed by the following person in the
capacity and on the date indicated.
Puglisi & Associates
As
Agent for Service of Process for
Sprott Physical Silver Trust
By: |
/s/
Donald J. Puglisi |
|
Name: |
Donald
J. Puglisi |
|
Title: |
Managing
Director |
|
|
|
|
Date: |
April
6, 2023 |
|
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