Current Report Filing (8-k)
November 17 2022 - 12:07PM
Edgar (US Regulatory)
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2022-11-15 0001553788 SBEV:CommonStockParValue0.001PerShareMember
2022-11-15 2022-11-15 0001553788
SBEV:WarrantsToPurchaseSharesOfCommonStockMember 2022-11-15
2022-11-15 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
November 15, 2022
|
SPLASH BEVERAGE GROUP, INC. |
|
(Exact Name of Registrant as
Specified in Its Charter) |
|
|
|
Nevada |
|
(State or Other Jurisdiction of
Incorporation) |
|
001-40471 |
|
34-1720075 |
| (Commission File Number) |
|
(IRS
Employer Identification No.) |
| |
1314 East Las Olas Blvd,
Suite 221
Fort Lauderdale,
Florida
33301 |
|
| (Address of Principal Executive
Offices) |
| |
|
(954)
745-5815 |
| (Registrant’s Telephone Number, Including Area
Code) |
| |
| (Former Name or Former Address, if Changed Since
Last Report) |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
|
☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425) |
| |
|
|
☐ |
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
| |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
| |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
|
Title of each class |
|
Trading Symbol(s) |
|
Name
of each exchange on
which registered |
|
Common Stock, $0.001 par value per share |
|
SBEV |
|
NYSE American LLC |
|
Warrants to purchase shares of common stock |
|
SBEV-WT |
|
NYSE American LLC |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 2.02 Results of Operations and Financial Condition.
On November 15, 2022 Splash Beverage Group, Inc. (the “Company”)
issued a press release announcing certain financial results for the
quarter ended September 30, 2022. A copy of the press release is
attached as exhibit 99.1.
The information in this Current Report, including the exhibits
hereto, is being furnished and shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, or otherwise subject to the liabilities of that section or
Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended.
The information contained in this Item 2.02 and in the accompanying
Exhibit 99.1 shall not be incorporated by reference into any
registration statement or other document filed by the Company with
the Securities and Exchange Commission, whether made before or
after the date of this Current Report, regardless of any
general incorporation language in such filing, except as shall be
expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits
(d)
Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
Date: November 17, 2022
| |
|
| |
SPLASH BEVERAGE GROUP,
INC. |
| |
|
| |
/s/ Ronald Wall |
| |
Ronald Wall
Chief Financial Officer |
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