Current Report Filing (8-k)
August 17 2020 - 3:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
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August 11, 2020
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Retractable
Technologies, Inc.
(Exact name of registrant as specified in
its charter)
Texas
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001-16465
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75-2599762
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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511 Lobo Lane, Little Elm, Texas
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75068-5295
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including area code
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(972)
294-1010
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None
(Former name or former address, if changed
since last report)
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock
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RVP
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NYSE American
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Emerging growth company ¨
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If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
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Item 5.05
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Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of
Ethics.
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On August 11, 2020,
the Directors of Retractable Technologies, Inc. (the “Company”) approved amendments to the Company’s Code of
Business Conduct and Ethics (the “Code”). The Code applies to the Company’s Directors, officers, and employees.
The amendments expand the Code’s description of prohibited stock transactions, blackout periods, and adds a section on maintaining
a tolerant and respectful work environment. This description of the amendments to the Code does not purport to be complete and
is qualified in its entirety by reference to the full text of the amended Code, which is attached as Exhibit 14 to this report.
The revised Code has been posted on the Company’s website at www.retractable.com.
On August 17, 2020,
the Company issued a press release, a copy of which is attached to this Form 8-K as Exhibit 99, announcing financial results as
of June 30, 2020.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
DATE: August 17, 2020
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RETRACTABLE TECHNOLOGIES, INC.
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(Registrant)
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BY:
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/s/
JOHN W. FORT III
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JOHN W. FORT III
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VICE PRESIDENT, CHIEF FINANCIAL OFFICER, AND CHIEF ACCOUNTING OFFICER
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