Amended Statement of Changes in Beneficial Ownership (4/a)
May 28 2021 - 03:58PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * WENGER VIRGIL
E |
2. Issuer Name and Ticker or Trading
Symbol Power REIT [ PW ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
301 WINDING ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/13/2012
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(Street)
OLD BETHPAGE,, NY 11804
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
8/15/2012
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Shares |
|
|
|
|
|
|
|
1000 (1)(2) |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy) (1)(2) |
$7.96 |
8/13/2012 |
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A |
|
2000 |
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8/13/2013 |
8/12/2022 |
Common Stock |
2000 |
$0 |
2000 |
D |
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Explanation of
Responses: |
(1) |
The reporting person was
granted a non-qualified stock option to acquire 2,000 shares of
common stock (the "Option") on August 13, 2012 pursuant to the
Trust's 2012 Equity Incentive Plan. The Option award vests in
three-equal annual installments beginning with the first
anniversary of the respective grants. The Options have a 10-year
term and a strike price of $7.96, which is the price equal to the
closing price of the common stock on August 13, 2012. |
(2) |
The reporting person is
filing this Form 4/A to correct the Form 4 filed by the reporting
person on August 15, 2012 for transactions that took place on
August 13, 2012 (the "Original Form 4"), which disclosed the
granting of such stock options in Table I rather than Table II.
Subsequently to the filing of the Original Form 4, the reporting
person also included the unexercised stock options in the total
amount of shares owned by the reporting person in subsequently
filed Form 4s. Additionally, the Original Form 4 included shares in
column 5 of Table I that were owned directly and indirectly by the
reporting person, which has also been corrected. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
WENGER VIRGIL E
301 WINDING ROAD
OLD BETHPAGE,, NY 11804 |
X |
|
|
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Signatures
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/s/ Virgil E Wenger |
|
5/28/2021 |
**Signature of
Reporting Person |
Date |
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