Additional Proxy Soliciting Materials (definitive) (defa14a)
November 23 2021 - 9:10AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934.
Date
of Report: November 23, 2021
(Date
of earliest event reported)
Oragenics,
Inc.
(Exact
name of registrant as specified in its charter)
FL
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001-32188
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59-3410522
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(State
or other jurisdiction
of
incorporation)
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|
(Commission
File Number)
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|
(IRS
Employer
Identification
Number)
|
|
|
|
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4902
Eisenhower Boulevard, Suite 125
Tampa,
FL
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33634
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(Address
of principal executive offices)
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(Zip
Code)
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813-286-7900
(Registrant’s
telephone number, including area code)
(Former
Name or Former Address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☒
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock
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OGEN
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NYSE
American
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On
November 22, 2021, Oragenics, Inc. (the “Company”) called to order its Annual Meeting of Shareholders (the “Annual
Meeting”). At the Annual Meeting, there were not present or represented by proxy a sufficient number of shares of the Company’s
common stock in order to a constitute quorum. The Company adjourned the Annual Meeting until January 25, 2022 at 4:00 p.m. Eastern Time.
At that time, the Annual Meeting will be reconvened at the offices of Shumaker, Loop, & Kendrick,
Bank of America Plaza, 101 E Kennedy Blvd., Suite 2800, Tampa, FL 33602.
The
record date for the Annual Meeting remains October 1, 2021. Shareholders of the Company who have previously submitted their proxy or
otherwise voted and who do not want to change their vote do not need to take any action.
No
changes have been made in the proposals to be voted on by shareholders at the Annual Meeting. The Company strongly encourages all of
its shareholders to read the Company’s definitive proxy statement on Schedule 14A, filed with the Securities and Exchange Commission
(the “SEC”) on October 13, 2021 (the “Proxy Statement”) and other proxy materials relating to the Annual Meeting,
which are available free of charge on the SEC’s website at www.sec.gov.
On
November 23, 2021, the Company issued a press release to announce the adjournment, which is furnished as Exhibit 99.1 to this Current
Report on Form 8-K. The information in the press release furnished as Exhibit 99.1 hereto shall not be deemed “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the
liabilities of that section, or incorporated by reference into any of the Company’s filings under the Securities Act of 1933, as
amended, or the Exchange Act, except as shall be expressly set forth by specific reference in any such filing.
Item
9.01
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FINANCIAL
STATEMENTS AND EXHIBITS.
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(d)
Exhibits
SIGNATURES
In
accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized on this 23rd day of November, 2021.
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ORAGENICS, INC.
(Registrant)
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BY:
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/s/Michael
Sullivan
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Michael
Sullivan
Chief
Financial Officer
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