Additional Proxy Soliciting Materials (definitive) (defa14a)
November 23 2021 - 09:10AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities Exchange
Act of 1934.
Date of
Report: November 23, 2021
(Date of
earliest event reported)
Oragenics,
Inc.
(Exact
name of registrant as specified in its charter)
FL |
|
001-32188 |
|
59-3410522 |
(State or
other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
Number)
|
|
|
|
|
|
4902
Eisenhower Boulevard, Suite 125
Tampa,
FL
|
|
33634 |
(Address
of principal executive offices) |
|
(Zip
Code) |
813-286-7900
(Registrant’s
telephone number, including area code)
(Former
Name or Former Address, if changed since last
report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
|
|
☒ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Title of
each class |
|
Trading
Symbol(s) |
|
Name of
each exchange on which registered |
Common
Stock |
|
OGEN |
|
NYSE
American |
Indicate by
check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging
growth company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
On November
22, 2021, Oragenics, Inc. (the “Company”) called to order its
Annual Meeting of Shareholders (the “Annual Meeting”). At the
Annual Meeting, there were not present or represented by proxy a
sufficient number of shares of the Company’s common stock in order
to a constitute quorum. The Company adjourned the Annual Meeting
until January 25, 2022 at 4:00 p.m. Eastern Time. At that time, the
Annual Meeting will be reconvened at the offices of Shumaker, Loop, &
Kendrick, Bank of America Plaza, 101 E Kennedy Blvd., Suite 2800,
Tampa, FL 33602.
The record
date for the Annual Meeting remains October 1, 2021. Shareholders
of the Company who have previously submitted their proxy or
otherwise voted and who do not want to change their vote do not
need to take any action.
No changes
have been made in the proposals to be voted on by shareholders at
the Annual Meeting. The Company strongly encourages all of its
shareholders to read the Company’s definitive proxy statement on
Schedule 14A, filed with the Securities and Exchange Commission
(the “SEC”) on October 13, 2021 (the “Proxy Statement”) and other
proxy materials relating to the Annual Meeting, which are available
free of charge on the SEC’s website at www.sec.gov.
On November
23, 2021, the Company issued a press release to announce the
adjournment, which is furnished as Exhibit 99.1 to this Current
Report on Form 8-K. The information in the press release furnished
as Exhibit 99.1 hereto shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or otherwise subject to the liabilities of that
section, or incorporated by reference into any of the Company’s
filings under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific
reference in any such filing.
Item
9.01 |
FINANCIAL
STATEMENTS AND EXHIBITS. |
(d)
Exhibits
SIGNATURES
In
accordance with the requirements of the Exchange Act, the
registrant caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized on this 23rd day
of November, 2021.
|
ORAGENICS, INC.
(Registrant)
|
|
|
|
BY:
|
/s/Michael
Sullivan
|
|
|
Michael
Sullivan
Chief
Financial Officer
|
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