Current Report Filing (8-k)
December 14 2022 - 04:16PM
Edgar (US Regulatory)
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2022-12-14 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form
8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Act of 1934
Date
of Report (Date of earliest event reported):
December 14, 2022
Ocean Power Technologies, Inc.
(Exact
name of registrant as specified in its charter)
|
Delaware |
|
001-33417 |
|
22-2535818 |
|
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(I.R.S.
Employer
Identification
No.)
|
|
28 Engelhard Drive,
Suite B
Monroe Township,
New Jersey
(Address
of principal executive offices)
|
|
08831
(Zip
Code)
|
(609)
730-0400
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
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☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
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☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14-2(b)) |
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CRF 240.133-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
|
Title
of each class |
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Trading
Symbol (s) |
|
Name
of each exchange on which registered |
|
Common Stock, $0.001 Par Value |
|
OPTT |
|
NYSE American |
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (17 CFR
230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17
CFR 240.12b-2).
Emerging
growth company
☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.☐
Item
2.02. Results
of Operations and Financial Condition.
On
December 14, 2022, Ocean Power Technologies, Inc. (the “Company”)
issued a press release announcing its financial results for its
fiscal second quarter ended October 31, 2022. A copy of the press
release is furnished as Exhibit 99.1 to this report and is
incorporated herein by reference.
In
accordance with General Instruction B.2 of Form 8-K, the
information set forth in Item 2.02 and in the attached Exhibit 99.1
shall be deemed to be “furnished” and shall not be deemed to be
“filed” for purposes of Section 18 of the Securities Exchange Act
of 1934, as amended.
Item
8.01 Other
Events.
On
December 14, 2022, the Company issued a press release announcing
the adjournment of the Annual Meeting until January 13, 2022. A
copy of the press release is filed as Exhibit 99.2 to this report
and is incorporated herein by reference.
Item
9.01 Financial
Statements and Exhibits.
*Furnished
herewith.
**
Filed herewith.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
December 14, 2022
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OCEAN
POWER TECHNOLOGIES, INC. |
|
|
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|
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/s/
Philipp Stratmann |
|
|
Philipp
Stratmann |
|
|
President
and Chief Executive Officer |
Ocean Power Technologies (AMEX:OPTT)
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