Amended Statement of Changes in Beneficial Ownership (4/a)
October 28 2020 - 02:40PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Kay
Robert |
2. Issuer Name and Ticker or Trading
Symbol iBio, Inc. [ IBIO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
C/O IBIO, INC., 8800 HSC PARKWAY |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/12/2020
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(Street)
BRYAN, TX 77807
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/16/2020
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option |
$1.57 (1) |
6/12/2020 |
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A |
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400000 (2) |
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6/12/2020 |
6/12/2030 |
Common Stock |
400000 |
$0 |
400000 |
D |
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Explanation of
Responses: |
(1) |
This amendment on Form 4/A
is being filed to amend the original Form 4 filed by the reporting
person on June 16, 2020 (the "Original Form 4") solely to amend the
exercise price in Column 2 of Table II which was incorrectly
reported in the Original Form 4. All other information in the
Original Form 4 remains unchanged. |
(2) |
Immediate vesting as to
50,000 shares of Common Stock underlying the option and the
remaining shares vest pro rata on a monthly basis over the next 21
months. |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Kay Robert
C/O IBIO, INC.
8800 HSC PARKWAY
BRYAN, TX 77807 |
X |
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Signatures
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/s/ Robert B. Kay |
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10/28/2020 |
**Signature of
Reporting Person |
Date |