Current Report Filing (8-k)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): January 5, 2021

Evolution Petroleum Corporation

(Exact name of registrant as specified in its charter)

001-32942

(Commission File Number)


Nevada						41-1781991
(State or Other Jurisdiction of Incorporation)						(I.R.S. Employer Identification No.)


1155 Dairy Ashford Road, Suite 425, Houston, Texas						77079
(Address of Principal Executive Offices)						(Zip Code)

(713) 935-0122

(Registrant’s Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol(s)

Name of Each Exchange On Which Registered

Common Stock, $0.001 par value

EPM

NYSE American


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
			Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 1.01. Entry into a Material Definitive Agreement.

Effective December 28, 2020, Evolution Petroleum Corporation (the “Company”), Midfirst Bank and each of the subsidiaries of the Company party thereto entered into the Sixth Amendment of the Company's senior secured credit facility originally entered into on April 11, 2016 (the "Sixth Amendment").

The Sixth Amendment replaces the Debt Service Coverage Ratio (as defined therein) maintenance covenant with a new covenant requiring a defined Current Ratio of not less than 1.00 to 1.00.

The above summary of the Sixth Amendment is qualified in its entirety by reference to a copy of the Sixth Amendment which is filed as an exhibit to this Form 8-K.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.



Exhibit No.						Description

Exhibit 10.1						Sixth Amendment to Credit Agreement dated April 11, 2016, among Evolution Petroleum Corporation, Midfirst Bank and each of the subsidiaries of the Company party thereto effective December 28, 2020.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.




		Evolution Petroleum Corporation (Registrant)

Date:	January 8, 2021	By:	/s/ RYAN T. STASH
		Name:	Ryan T. Stash
		Title:	Senior Vice President and Chief Financial Officer