Amended Statement of Ownership (sc 13g/a)
April 14 2022 - 04:53PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under
the Securities Exchange Act of 1934
(Amendment No. 2)*
Eaton Vance Limited Duration Income Fund
(Name of
Issuer)
Auction Preferred Shares
(Title of
Class of Securities)
27828H204, 27828H303,
27828H402, 27828H501, 27828H600
(CUSIP
Number)
April
12, 2022
(Date of
Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
*The
remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The information required in the
remainder of this cover page shall not be deemed to be "filed" for
the purpose of Section 18 of the Securities Exchange Act of 1934
("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
Continued on
following pages
Page
1 of 17
Pages
Exhibit
Index: Page 15
|
1
|
NAMES OF
REPORTING PERSONS
|
|
|
|
Sunrise
Partners Limited Partnership
|
|
|
|
|
|
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
(a)☐
|
|
|
|
(b)☒
|
|
|
|
3
|
SEC USE
ONLY
|
|
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
|
|
|
Cayman
Islands
|
|
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING
POWER
|
|
|
|
0
|
|
|
|
|
|
|
6
|
SHARED VOTING
POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
7
|
SOLE DISPOSITIVE
POWER
|
|
|
|
0
|
|
|
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
9
|
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,012
|
|
|
|
|
|
|
10
|
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
|
|
|
☐
|
|
|
|
|
|
|
11
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
11.7% (1)
|
|
|
|
|
|
|
12
|
TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
|
|
|
|
PN
|
|
|
|
|
|
|
(1) |
Based upon a total of 8,640
Auction Preferred Shares outstanding as of November 2, 2021, as
reported in the proxy statement on Schedule 14A, filed by the
Issuer with the Securities and Exchange Commission (“SEC”) on
November 22, 2021.
|
|
1
|
NAMES OF
REPORTING PERSONS
|
|
|
|
Paloma
International, L.P.
|
|
|
|
|
|
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
(a)☐
|
|
|
|
(b)☒
|
|
|
|
3
|
SEC USE
ONLY
|
|
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
|
|
|
Cayman
Islands
|
|
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING
POWER
|
|
|
|
0
|
|
|
|
|
|
|
6
|
SHARED VOTING
POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
7
|
SOLE DISPOSITIVE
POWER
|
|
|
|
0
|
|
|
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
9
|
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,012
|
|
|
|
|
|
|
10
|
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
|
|
|
☐
|
|
|
|
|
|
|
11
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
11.7% (1)
|
|
|
|
|
|
|
12
|
TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
|
|
|
|
PN, HC
|
|
|
|
|
|
|
(1) |
Based upon a total of 8,640
Auction Preferred Shares outstanding as of November 2, 2021, as
reported in the proxy statement on Schedule 14A, filed by the
Issuer with the SEC on November 22, 2021.
|
|
1
|
NAMES OF
REPORTING PERSONS
|
|
|
|
Paloma Partners
Management Company
|
|
|
|
|
|
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
(a)☐
|
|
|
|
(b)☒
|
|
|
|
3
|
SEC USE
ONLY
|
|
|
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
|
|
|
Delaware
|
|
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING
POWER
|
|
|
|
0
|
|
|
|
|
|
|
6
|
SHARED VOTING
POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
7
|
SOLE DISPOSITIVE
POWER
|
|
|
|
0
|
|
|
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
9
|
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,012
|
|
|
|
|
|
|
10
|
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
|
|
|
☐
|
|
|
|
|
|
|
11
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
11.7% (1)
|
|
|
|
|
|
|
12
|
TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
|
|
|
|
CO, IA
|
|
|
|
|
|
|
(1) |
Based upon a total of 8,640
Auction Preferred Shares outstanding as of November 2, 2021, as
reported in the proxy statement on Schedule 14A, filed by the
Issuer with the SEC on November 22, 2021.
|
|
1
|
NAMES OF
REPORTING PERSONS
|
|
|
|
Paloma Partners
Advisors LP
|
|
|
|
|
|
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
(a)☐
|
|
|
|
(b)☒
|
|
|
|
3
|
SEC USE
ONLY
|
|
|
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
|
|
|
Delaware
|
|
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING
POWER
|
|
|
|
0
|
|
|
|
|
|
|
6
|
SHARED VOTING
POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
7
|
SOLE DISPOSITIVE
POWER
|
|
|
|
0
|
|
|
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
9
|
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,012
|
|
|
|
|
|
|
10
|
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
|
|
|
☐
|
|
|
|
|
|
|
11
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
11.7% (1)
|
|
|
|
|
|
|
12
|
TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
|
|
|
|
PN, IA
|
|
|
|
|
|
|
(1) |
Based upon a total of 8,640
Auction Preferred Shares outstanding as of November 2, 2021, as
reported in the proxy statement on Schedule 14A, filed by the
Issuer with the SEC on November 22, 2021.
|
|
1
|
NAMES OF
REPORTING PERSONS
|
|
|
|
Paloma Partners
Advisors, Inc.
|
|
|
|
|
|
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
(a)☐
|
|
|
|
(b)☒
|
|
|
|
3
|
SEC USE
ONLY
|
|
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
|
|
|
Delaware
|
|
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING
POWER
|
|
|
|
0
|
|
|
|
|
|
|
6
|
SHARED VOTING
POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
7
|
SOLE DISPOSITIVE
POWER
|
|
|
|
0
|
|
|
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
9
|
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,012
|
|
|
|
|
|
|
10
|
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
|
|
|
☐
|
|
|
|
|
|
|
11
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
11.7% (1)
|
|
|
|
|
|
|
12
|
TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
|
|
|
|
CO, HC
|
|
|
|
|
|
|
(1) |
Based upon a total of 8,640
Auction Preferred Shares outstanding as of November 2, 2021, as
reported in the proxy statement on Schedule 14A, filed by the
Issuer with the SEC on November 22, 2021.
|
|
1
|
NAMES OF
REPORTING PERSONS
|
|
|
|
Gregory
Hayt
|
|
|
|
|
|
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
(a)☐
|
|
|
|
(b)☒
|
|
|
|
3
|
SEC USE
ONLY
|
|
|
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
|
|
|
United States
of America
|
|
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING
POWER
|
|
|
|
0
|
|
|
|
|
|
|
6
|
SHARED VOTING
POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
7
|
SOLE DISPOSITIVE
POWER
|
|
|
|
0
|
|
|
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
9
|
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,012
|
|
|
|
|
|
|
10
|
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
|
|
|
☐
|
|
|
|
|
|
|
11
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
11.7% (1)
|
|
|
|
|
|
|
12
|
TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
|
|
|
|
IN, HC
|
|
|
|
|
|
|
(1) |
Based upon a total of 8,640
Auction Preferred Shares outstanding as of November 2, 2021, as
reported in the proxy statement on Schedule 14A, filed by the
Issuer with the SEC on November 22, 2021.
|
|
1
|
NAMES OF
REPORTING PERSONS
|
|
|
|
S. Donald
Sussman
|
|
|
|
|
|
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
|
(a)☐
|
|
|
|
(b)☒
|
|
|
|
3
|
SEC USE
ONLY
|
|
|
|
|
|
|
|
|
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
|
|
|
United States
of America
|
|
|
|
|
|
|
NUMBER OF SHARES BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING
POWER
|
|
|
|
0
|
|
|
|
|
|
|
6
|
SHARED VOTING
POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
7
|
SOLE DISPOSITIVE
POWER
|
|
|
|
0
|
|
|
|
|
|
|
8
|
SHARED
DISPOSITIVE POWER
|
|
|
|
1,012
|
|
|
|
|
|
|
9
|
AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
1,012
|
|
|
|
|
|
|
10
|
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS)
|
|
|
|
☐
|
|
|
|
|
|
|
11
|
PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
11.7% (1)
|
|
|
|
|
|
|
12
|
TYPE OF REPORTING
PERSON (SEE INSTRUCTIONS)
|
|
|
|
IN, HC
|
|
|
|
|
|
|
(1) |
Based upon a total of 8,640
Auction Preferred Shares outstanding as of November 2, 2021, as
reported in the proxy statement on Schedule 14A, filed by the
Issuer with the SEC on November 22, 2021.
|
|
Item
1(a).
|
Name of Issuer:
|
| |
|
| |
Eaton Vance Limited Duration
Income Fund
|
|
Item
1(b).
|
Address of Issuer’s Principal
Executive Offices:
|
| |
|
| |
Two International Place, Boston,
Massachusetts 02110
|
|
Item
2(a).
|
Name of Person Filing:
|
| |
|
| |
Sunrise Partners Limited
Partnership
|
| |
Paloma International L.P.
|
| |
Paloma Partners Management
Company
|
| |
Paloma Partners Advisors LP
|
| |
Paloma Partners Advisors,
Inc.
|
| |
Gregory Hayt
|
| |
S. Donald Sussman
|
|
Item
2(b).
|
Address of Principal Business
Office or, if none, Residence:
|
| |
|
| |
Sunrise Partners Limited
Partnership
|
| |
Maples Corporate Services
Limited
|
| |
P.O. Box 309, Ugland House
Grand
|
| |
Cayman, KY1-1104, Cayman
Islands
|
| |
|
| |
Paloma International, L.P.
|
| |
Maples Corporate Services
Limited
|
| |
P.O. Box 309, Ugland House
Grand
|
| |
Cayman, KY1-1104, Cayman
Islands
|
| |
|
| |
Paloma Partners Management
Company
|
| |
Two American Lane
|
| |
Greenwich, CT 06836
|
| |
|
| |
Paloma Partners Advisors LP
|
| |
888 E. Las Olas Blvd.
|
| |
Ft. Lauderdale, FL 33301
|
| |
|
| |
Paloma Partners Advisors,
Inc.
|
| |
c/o Paloma Partners Advisors
LP
|
| |
888 E. Las Olas Blvd.
|
| |
Ft. Lauderdale, FL 33301
|
| |
|
| |
Gregory Hayt
|
| |
c/o Paloma Partners Management
Company
|
| |
Two American Lane
|
| |
Greenwich, CT 06836
|
| |
|
| |
S. Donald Sussman
|
| |
c/o Paloma Partners Advisors
LP
|
| |
888 E. Las Olas Blvd.
|
| |
Ft. Lauderdale, FL 33301
|
|
Item
2(c).
|
Citizenship:
|
| |
|
| |
Sunrise Partners Limited
Partnership — Cayman Islands
|
| |
Paloma International L.P. —
Cayman Islands
|
| |
Paloma Partners Management
Company — Delaware
|
| |
Paloma Partners Advisors LP —
Delaware
|
| |
Paloma Partners Advisors, Inc. —
Delaware
|
| |
Gregory Hayt — United States of
America
|
| |
S. Donald Sussman — United States
of America
|
|
Item
2(d).
|
Title of Class of
Securities:
|
| |
|
| |
Auction Preferred Shares
|
|
Item
2(e).
|
CUSIP Number:
|
| |
|
| |
27828H204, 27828H303, 27828H402,
27828H501, 27828H600
|
|
Item 3. |
If this
statement is filed pursuant to Sections 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a(n):
|
| |
(a)
|
☐
|
Broker or dealer registered under
section 15 of the Act (15 U.S.C. 78o);
|
| |
(b)
|
☐
|
Bank as defined in section
3(a)(6) of the Act (15 U.S.C. 78c);
|
| |
(c)
|
☐
|
Insurance company as defined in
section 3(a)(19) of the Act (15 U.S.C. 78c);
|
| |
(d)
|
☐
|
Investment company registered
under section 8 of the Investment Company Act of 1940 (15 U.S.C.
80a-8);
|
| |
(e)
|
☐
|
Investment adviser in accordance
with Section 240.13d-1(b)(1)(ii)(E);
|
| |
(f)
|
☐
|
Employee benefit plan or
endowment fund in accordance with Section
240.13d-1(b)(1)(ii)(F);
|
| |
(g)
|
☐
|
Parent holding company or control
person in accordance with Section 240.13d-1(b)(1)(ii)(G);
|
| |
(h)
|
☐
|
Savings association as defined in
Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813);
|
| |
(i)
|
☐
|
Church plan that is excluded from
the definition of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
| |
(j)
|
☐
|
A non-U.S. institution in
accordance with Section 240.13d-1(b)(1)(ii)(J);
|
| |
(k)
|
☐
|
Group, in accordance with Section
240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in
accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the
type of institution:____________________________.
|
| |
(a)
|
Amount beneficially owned:
|
| |
|
|
| |
|
1,012 shares deemed beneficially
owned by Sunrise Partners Limited Partnership
|
| |
|
1,012 shares deemed beneficially
owned by Paloma International L.P.
|
| |
|
1,012 shares deemed beneficially
owned by Paloma Partners Management Company
|
| |
|
1,012 shares deemed beneficially
owned by Paloma Partners Advisors LP
|
| |
|
1,012 shares deemed beneficially
owned by Paloma Partners Advisors, Inc.
|
| |
|
1,012 shares deemed beneficially
owned by Gregory Hayt
|
| |
|
1,012 shares deemed beneficially
owned by S. Donald Sussman
|
| |
(b)
|
Percent of class:
|
| |
|
|
| |
|
11.7% deemed beneficially owned
by Sunrise Partners Limited Partnership
|
| |
|
11.7% deemed beneficially owned
by Paloma International L.P.
|
| |
|
11.7% deemed beneficially owned
by Paloma Partners Management Company
|
| |
|
11.7% deemed beneficially owned
by Paloma Partners Advisors LP
|
| |
|
11.7% deemed beneficially owned
by Paloma Partners Advisors, Inc.
|
| |
|
11.7% deemed beneficially owned
by Gregory Hayt
|
| |
|
11.7% deemed beneficially owned
by S. Donald Sussman
|
| |
(c)
|
Number of shares as to which the
person has:
|
| |
|
|
| |
|
The information set forth in Rows
5 through 11 on the cover page for the Reporting Person is hereby
incorporated by reference into this Item 4(c).
|
|
Item 5. |
Ownership of
Five Percent or Less of a Class.
|
| |
If this
statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the
following. ☐
|
|
|
|
|
|
N/A
|
|
Item 6. |
Ownership of
More than Five Percent on Behalf of Another Person.
|
| |
If any other
person is known to have the right to receive or the power to direct
the receipt of dividends from, or the proceeds from the sale of,
such securities, a statement to that effect should be included in
response to this item and, if such interest relates to more than
five percent of the class, such person should be identified. A
listing of the shareholders of an investment company registered
under the Investment Company Act of 1940 or the beneficiaries of
employee benefit plan, pension fund or endowment fund is not
required.
|
|
|
|
|
|
N/A
|
|
Item 7. |
Identification
and Classification of the Subsidiary Which Acquired the Security
Being Reported on By the Parent Holding Company.
|
| |
If a parent
holding company has filed this schedule, pursuant to Rule
13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an
exhibit stating the identity and the Item 3 classification of the
relevant subsidiary. If a parent holding company has filed this
schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an
exhibit stating the identification of the relevant
subsidiary.
|
| |
|
| |
N/A
|
|
Item 8. |
Identification
and Classification of Members of the Group.
|
| |
If a group
has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so
indicate under Item 3(j) and attach an exhibit stating the identity
and Item 3 classification of each member of the group. If a group
has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d),
attach an exhibit stating the identity of each member of the
group.
|
|
|
|
|
|
N/A
|
|
Item 9. |
Notice of
Dissolution of Group.
|
| |
Notice of
dissolution of a group may be furnished as an exhibit stating the
date of the dissolution and that all further filings with respect
to transactions in the security reported on will be filed, if
required, by members of the group, in their individual capacity.
See Item 5.
|
|
|
|
|
|
N/A
|
| |
By signing
below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held
for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any
transaction having that purpose or effect, other than activities
solely in connection with a nomination under §240.14a-11.
|
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
|
Dated: April 14, 2022
|
|
|
|
|
|
|
| |
SUNRISE PARTNERS LIMITED
PARTNERSHIP
|
|
|
|
| |
By: |
Paloma International L.P., parent
holder
|
|
|
|
|
| |
By: |
Paloma Partners Management
Company, general partner
|
|
|
|
|
| |
By: |
|
|
|
|
|
|
|
/s/ DOUGLAS W. AMBROSE
|
| |
By: |
Douglas W. Ambrose
|
| |
Title: Executive Vice
President
|
|
|
|
| |
PALOMA INTERNATIONAL, L.P.
|
|
|
|
| |
By:
|
Paloma Partners Management
Company, general partner
|
|
|
|
|
| |
By:
|
|
|
|
|
|
|
|
/s/ DOUGLAS W. AMBROSE
|
| |
By: |
Douglas W. Ambrose
|
|
|
Title: Executive Vice
President
|
|
|
|
| |
PALOMA PARTNERS MANAGEMENT
COMPANY
|
|
|
|
| |
By:
|
|
|
|
|
|
|
|
/s/ DOUGLAS W. AMBROSE
|
| |
By: |
Douglas W. Ambrose
|
|
|
Title: Executive Vice
President
|
| |
PALOMA PARTNERS ADVISORS LP
|
|
|
|
| |
By: |
Paloma Partners Advisors, Inc.,
general partner
|
|
|
|
|
| |
By:
|
|
|
|
|
|
|
|
/s/ S. DONALD SUSSMAN
|
| |
By: |
S. Donald Sussman
|
|
|
Title: President
|
|
|
|
| |
PALOMA PARTNERS ADVISORS
INC.
|
|
|
|
| |
By:
|
|
|
|
|
|
|
|
/s/ S. DONALD SUSSMAN
|
| |
By: |
S. Donald Sussman
|
|
|
Title: President
|
|
|
|
| |
GREGORY HAYT
|
|
|
|
|
|
/s/ GREGORY HAYT
|
| |
Gregory Hayt
|
|
|
|
| |
S. DONALD SUSSMAN
|
|
|
|
|
|
/s/ S. DONALD SUSSMAN
|
| |
S. Donald Sussman
|
EXHIBIT
INDEX
|
Exhibit
|
Page No.
|
| |
|
|
Exhibit A – Joint Filing
Agreement
|
16
|
Exhibit
A
JOINT FILING
AGREEMENT
The
undersigned acknowledge and agree that the foregoing statement on
Schedule 13G is filed on behalf of each of the undersigned and that
all subsequent amendments to this statement on Schedule 13G may be
filed on behalf of each of the undersigned without the necessity of
filing additional joint filing agreements. The undersigned
acknowledge that each shall be responsible for the timely filing of
such amendments, and for the completeness and accuracy of the
information concerning him or it contained herein and therein, but
shall not be responsible for the completeness and accuracy of the
information concerning the others, except to the extent that he or
it knows or has reason to believe that such information is
inaccurate.
|
|
April 14,
2022
|
| |
|
(Date)
|
|
|
|
|
| |
SUNRISE PARTNERS LIMITED
PARTNERSHIP
|
|
|
|
| |
By: |
Paloma International L.P., parent
holder
|
|
|
|
|
| |
By: |
Paloma Partners Management
Company, general partner
|
|
|
|
|
|
|
By:
|
|
|
|
|
|
|
/s/ DOUGLAS W. AMBROSE
|
| |
By: |
Douglas W. Ambrose
|
|
|
Title: Executive Vice
President
|
|
|
|
|
PALOMA INTERNATIONAL, L.P.
|
|
|
|
| |
By: |
Paloma Partners Management
Company, general partner
|
|
|
|
|
|
|
By:
|
|
|
|
|
|
|
|
/s/ DOUGLAS W. AMBROSE
|
| |
By: |
Douglas W. Ambrose
|
|
|
Title: Executive Vice
President
|
|
|
|
| |
PALOMA PARTNERS MANAGEMENT
COMPANY
|
|
|
|
| |
By:
|
|
|
|
|
|
|
|
/s/ DOUGLAS W. AMBROSE
|
| |
By:
|
Douglas W. Ambrose
|
| |
Title: Executive Vice
President
|
| |
PALOMA PARTNERS ADVISORS LP
|
|
|
|
| |
By:
|
Paloma Partners Advisors, Inc.,
general partner
|
|
|
|
|
| |
By:
|
|
|
|
|
|
|
|
/s/ S. DONALD SUSSMAN
|
| |
By:
|
S. Donald Sussman
|
| |
Title: President
|
|
|
|
| |
PALOMA PARTNERS ADVISORS
INC.
|
|
|
|
| |
By:
|
|
|
|
|
|
|
|
/s/ S. DONALD SUSSMAN
|
| |
By:
|
S. Donald Sussman
|
| |
Title: President
|
|
|
|
| |
GREGORY HAYT
|
|
|
|
|
|
/s/ GREGORY HAYT
|
| |
Gregory Hayt
|
|
|
|
| |
S. DONALD SUSSMAN
|
|
|
|
|
|
/s/ S. DONALD SUSSMAN
|
| |
S. Donald Sussman
|
Eaton Vance Limited Dura... (AMEX:EVV)
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