Current Report Filing (8-k)
December 11 2019 - 4:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
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Date of Report (Date of earliest event reported): December 11, 2019
DPW HOLDINGS, INC.
(Exact name of registrant as specified in
its charter)
Delaware
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001-12711
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94-1721931
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(State or other jurisdiction of
incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer Identification
No.)
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201 Shipyard Way, Newport Beach, CA
92663
(Address of principal executive offices)
(Zip Code)
(949) 444-5464
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.001 par value
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DPW
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NYSE American
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
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ITEM 7.01
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REGULATION FD DISCLOSURE.
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DPW Holdings, Inc. (the “Company”), a diversified
holding company, announced on December 9, 2019 that it will present at the 12th Annual LD Micro Invitational, a 3-day investor
conference to be held between December 10 through December 12, 2019 at the Luxe Sunset Boulevard Hotel in Los Angeles, CA. Please
see the Press Release attached hereto as Exhibit 99.1.
During the conference, the Company and
its wholly owned subsidiary Gresham Worldwide, Inc. (“GWI”) will each discuss the contents of a presentation
prepared by the respective entity (the “Corporate Presentations”). Each Corporate Presentation will be available
for distribution to the attendees of the event and are attached hereto as Exhibit 99.2 and Exhibit 99.3, respectively.
The Corporate Presentations will be made
available after the webinar for those who did attend as well as those who could not at www.DPWHoldings.com via a link that will
be emitted publicly.
The information contained in this Current
Report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended (the
“Securities Act”) or the Exchange Act, except as shall be expressly set forth by specific reference in such
a filing. The furnishing of the information in this Current Report on Form 8-K is not intended to, and does not, constitute a
representation that such furnishing is required by Regulation FD or that the information contained in this Current Report on Form
8-K constitutes material investor information that is not otherwise publicly available.
The Securities and Exchange Commission
encourages registrants to disclose forward-looking information so that investors can better understand the future prospects of
a registrant and make informed investment decisions. This Current Report on Form 8-K and exhibits may contain these types of statements,
which are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995,
and which involve risks, uncertainties and reflect the registrant’s judgment as of the date of this Current Report on Form
8-K. Forward-looking statements may relate to, among other things, operating results and are indicated by words or phrases such
as “expects,” “should,” “will,” and similar words or phrases. These statements are subject
to inherent uncertainties and risks that could cause actual results to differ materially from those anticipated at the date of
this Current Report on Form 8-K. Investors are cautioned not to rely unduly on forward-looking statements when evaluating the information
presented within.
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ITEM 9.01
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FINANCIAL STATEMENTS AND EXHIBITS.
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(d) Exhibits.
The following exhibits are furnished herewith:
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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DPW HOLDINGS, INC.
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Dated: December 11, 2019
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/s/ Milton C. Ault, III
Milton C. Ault, III
Chief Executive Officer
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