Initial Statement of Beneficial Ownership (3)

Date : 09/16/2019 @ 10:31PM
Source : Edgar (US Regulatory)
Stock : DPW Holdings Inc (DPW)
Quote : 1.69  0.0 (0.00%) @ 12:59AM

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Gu Ding

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/4/2019 

3. Issuer Name and Ticker or Trading Symbol

DPW Holdings, Inc. [DPW]

(Last)        (First)        (Middle)

208 LAUREL CREEK BLVD.

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          ___X___ 10% Owner
_____ Officer (give title below)        _____ Other (specify below)

(Street)

MOORESTOWN, NJ 08057      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, par value $0.001 per share 185000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrant 9/16/2019 5/7/2024 Common 12500 $8 D  
Warrant 9/16/2019 7/10/2022 Common 12500 $8.80 D  
$660,000 Convertible Note 9/16/2019 5/13/2024 Common 165000 $4 D  
$440,000 Convertible Note 9/16/2019 5/13/2024 Common 50000 $8.80 D  

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Gu Ding
208 LAUREL CREEK BLVD.
MOORESTOWN, NJ 08057

X


Signatures
/s/ Ding Gu9/16/2019
**Signature of Reporting PersonDate

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