Statement of Changes in Beneficial Ownership (4)
July 07 2021 - 01:10PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Haga
Christopher W |
2. Issuer Name and Ticker or Trading
Symbol CTO Realty Growth, Inc. [ CTO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
PO BOX 10809 |
3. Date of Earliest Transaction (MM/DD/YYYY)
7/1/2021
|
(Street)
DAYTONA BEACH, FL 32114
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
7/1/2021 |
|
A |
|
287 |
A |
$54.3985 (1) |
7112 |
D |
|
Common Stock |
|
|
|
|
|
|
|
1543 |
I |
By the Reporting Person as UGTMA
custodian |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
These shares were issued to
the Reporting Person in lieu of his 2nd quarter 2021 board retainer
fee of $10,000 and committee retainer fees of $5,625 pursuant to
the Issuer's Non-Employee Director Compensation Policy (the
"Policy") adopted by the Issuer's board of directors on February
27, 2019 (last amended February 10, 2021). Pursuant to the Policy,
the share price utilized to calculate the number of shares issued
was the 20-day trailing average closing price as of the last day of
the quarter, or $54.3985. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Haga Christopher W
PO BOX 10809
DAYTONA BEACH, FL 32114 |
X |
|
|
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Signatures
|
/s/ Daniel E. Smith, attorney-in-fact for
Christopher W. Haga |
|
7/7/2021 |
**Signature of Reporting
Person |
Date |
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