UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-05150

 

Cornerstone Strategic Value Fund, Inc.
(Exact name of registrant as specified in charter)

 

225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Address of principal executive offices) (Zip code)

 

Benjamin V. Mollozzi, Esq.

 

c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Name and address of agent for service)

 

Registrant's telephone number, including area code: (866) 668-6558

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2019 - June 30, 2020

 

 

 

ITEM 1. PROXY VOTING RECORD.

 

Company Name Ticker CUSIP Meeting Date Proposal Number Proposal Description Proponent Ballot Status Management Recommendation Vote Cast For/ Against Management
Abbott Laboratories ABT 002824100 4/24/2020 1.1 Elect Robert J. Alpern Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.2 Elect Roxanne S. Austin Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.3 Elect Sally E. Blount Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.4 Elect Robert B. Ford Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.5 Elect Michelle A. Kumbier Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.6 Elect Edward M. Liddy Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.7 Elect Darren W. McDew Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.8 Elect Nancy McKinstry Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.9 Elect Phebe N. Novakovic Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.1 Elect William A. Osborn Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.11 Elect Daniel J. Starks Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.12 Elect John G. Stratton Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.13 Elect Glenn F. Tilton Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.14 Elect Miles D. White Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 2 Ratification of Auditor Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 4 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Abbott Laboratories ABT 002824100 4/24/2020 5 Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation ShrHoldr Voted Against Against For
Abbott Laboratories ABT 002824100 4/24/2020 6 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments ShrHoldr Voted Against Against For
Abbott Laboratories ABT 002824100 4/24/2020 7 Shareholder Proposal Regarding Simple Majority Vote ShrHoldr Voted Against For Against
Aberdeen Emerging Markets Equity Income Fund, Inc. AEF 00301W105 3/4/2020 1 Election of Directors Mgmt Voted For For 94% Against 6% Abstain 0% For
Aberdeen Global Premier Properties Fund AWP 00302M106 5/6/2020 1 Elect Nancy Yao Maasbach Mgmt Voted For For 77% Abstain 23% For
Aberdeen Global Premier Properties Fund AWP 00302M106 5/6/2020 2 Elect Martin J. Gilbert Mgmt Voted For For 96% Abstain 4% For
Aberdeen Global Premier Properties Fund AWP 00302LA10 5/27/2020 1 Elect Nancy Yao Maasbach Mgmt Voted For For 77% Abstain 23% For
Aberdeen Global Premier Properties Fund AWP 00302LA10 5/27/2020 2 Elect Martin J. Gilbert Mgmt Voted For For 96% Abstain 4% For
Aberdeen Global Premier Properties Fund AWP 00302L108 10/9/2019 1 Elect P. Gerald Malone Mgmt Voted For For 85% Abstain 15% For
Aberdeen Japan Equity Fund Inc JEQ 00306JA10 5/27/2020 1 Elect Anthony S. Clark Mgmt Voted For For 98.40% Against 1.19% Abstain 0.41% For
Aberdeen Japan Equity Fund Inc JEQ 00306JA10 5/27/2020 2 Elect Richard J. Herring Mgmt Voted For For 87.56% Against 12.03% Abstain 0.41% For
Aberdeen Japan Equity Fund Inc JEQ 00306JA10 5/27/2020 3 Elect Martin J. Gilbert Mgmt Voted For For 87.56% Against 12.03% Abstain 0.41% For
Accenture plc ACN G1151C101 1/30/2020 1 Elect Jaime Ardila Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 2 Elect Herbert Hainer Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 3 Elect Nancy McKinstry Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 4 Elect Gilles Pelisson Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 5 Elect Paula A. Price Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 6 Elect Venkata Renduchintala Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 7 Elect David P. Rowland Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 8 Elect Arun Sarin Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 9 Elect Julie Sweet Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 10 Elect Frank Kui Tang Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 11 Elect Tracey T. Travis Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 13 Amendment to the 2010 Share Incentive Plan Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 14 Ratification of Auditor Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 15 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 16 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 17 Issuance of Treasury Shares Mgmt Voted For For For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.1 Elect Enrique R. Arzac Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.2 Elect Kenneth J. Dale Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.3 Elect Frederic A. Escherich Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.4 Elect Roger W. Gale Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.5 Elect Lauriann C. Kloppenburg Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.6 Elect Kathleen T. McGahran Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.7 Elect Craig R. Smith Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.8 Elect Mark E. Stoeckle Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 2 Ratification of Auditor Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.1 Elect Enrique R. Arzac Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.2 Elect Kenneth J. Dale Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.3 Elect Frederic A. Escherich Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.4 Elect Roger W. Gale Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.5 Elect Lauriann C. Kloppenburg Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.6 Elect Kathleen T. McGahran Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.7 Elect Craig R. Smith Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.8 Elect Mark E. Stoeckle Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 2 Ratification of Auditor Mgmt Voted For For 96% Against 3% Abstain 1% For
Adobe Inc. ADBE 00724F101 4/9/2020 1 Elect Amy L. Banse Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 2 Elect Frank A. Calderoni Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 3 Elect James E. Daley Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 4 Elect Laura Desmond Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 5 Elect Charles M. Geschke Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 6 Elect Shantanu Narayen Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 7 Elect Kathleen Oberg Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 8 Elect Dheeraj Pandey Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 9 Elect David A. Ricks Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 10 Elect Daniel Rosensweig Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 11 Elect John E. Warnock Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 12 Approval of the 2020 Employee Stock Purchase Plan Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 13 Ratification of Auditor Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 15 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against Against For
Aflac Incorporated AFL 001055102 5/4/2020 1 Elect Daniel P. Amos Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 2 Elect W. Paul Bowers Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 3 Elect Toshihiko Fukuzawa Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 4 Elect Thomas J. Kenny Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 5 Elect Georgette D. Kiser Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 6 Elect Karole F. Lloyd Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 7 Elect Nobuchika Mori Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 8 Elect Joseph L. Moskowitz Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 9 Elect Barbara K. Rimer Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 10 Elect Katherine T. Rohrer Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 11 Elect Melvin T. Stith Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 13 Ratification of Auditor Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 1 Elect Susan K. Carter Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 2 Elect Charles I. Cogut Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 3 Elect Chadwick C. Deaton Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 4 Elect Seifi Ghasemi Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 5 Elect David H. Y. Ho Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 6 Elect Margaret G. McGlynn Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 7 Elect Edward L. Monser Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 8 Elect Matthew H. Paull Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 9 Advisory Vote on Executive Compensation Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 10 Ratification of Auditor Mgmt Voted For For For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 1 Elect Deborah A. DeCotis Mgmt Voted For  For 97% Abstain 3% For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 2 Elect Bradford K. Gallagher Mgmt Voted For  For 97% Abstain 3% For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 3 Elect James A. Jacobson Mgmt Voted For  For 97% Abstain 3% For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 4 Elect Erick R. Holt Mgmt Voted For  For 97% Abstain 3% For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 5 Elect Sarah E. Cogan Mgmt Voted For  For 97% Abstain 3% For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 6 Elect Thomas J. Fuccillo Mgmt Voted For  For 97% Abstain 3% For
Amazon.com, Inc. AMZN 023135106 5/27/2020 1 Elect Jeffrey P. Bezos Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 2 Elect Rosalind G. Brewer Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 3 Elect Jamie S. Gorelick Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 4 Elect Daniel P. Huttenlocher Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 5 Elect Judith A. McGrath Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 6 Elect Indra K. Nooyi Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 7 Elect Jonathan J. Rubinstein Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 8 Elect Thomas O. Ryder Mgmt Voted For Against Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 9 Elect Patricia Q. Stonesifer Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 10 Elect Wendell P. Weeks Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 11 Ratification of Auditor Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 13 Reduce Ownership Threshold for Shareholders to Call Special Meetings Mgmt Voted For Against Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 14 Shareholder Proposal Regarding Report on Food Waste ShrHoldr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 5/27/2020 15 Shareholder Proposal Regarding Report on Customer Due Diligence ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 16 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 17 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 18 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 19 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 5/27/2020 20 Shareholder Proposal Regarding Report on Community Impacts ShrHoldr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 5/27/2020 21 Shareholder Proposal Regarding Report on Viewpoint Discrimination ShrHoldr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 5/27/2020 22 Shareholder Proposal Regarding Report on Promotion Data ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 23 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 24 Shareholder Proposal Regarding Human Rights Impact Assessment ShrHoldr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 5/27/2020 25 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
American Electric Power Company, Inc. AEP 025537101 4/21/2020 1 Elect Nicholas K. Akins Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 2 Elect David J. Anderson Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 3 Elect J. Barnie Beasley, Jr. Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 4 Elect Ralph D. Crosby, Jr. Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 5 Elect Art A. Garcia Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 6 Elect Linda A. Goodspeed Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 7 Elect Thomas E. Hoaglin Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 8 Elect Sandra Beach Lin Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 9 Elect Margaret M. McCarthy Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 10 Elect Richard C. Notebaert Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 11 Elect Stephen S. Rasmussen Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 12 Elect Oliver G. Richard, III Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 13 Elect Sara Martinez Tucker Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 14 Ratification of Auditor Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 1 Elect Charlene Barshefsky Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 2 Elect John J. Brennan Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 3 Elect Peter Chernin Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 4 Elect Ralph de la Vega Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 5 Elect Anne M. A. Lauvergeon Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 6 Elect Micheal O. Leavitt Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 7 Elect Theodore J. Leonsis Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 8 Elect Karen L. Parkhill Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 9 Elect Lynn A. Pike Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 10 Elect Stephen J. Squeri Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 11 Elect Daniel L. Vasella Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 12 Elect Ronald A. Williams Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 13 Elect Christopher D. Young Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 14 Ratification of Auditor Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 16 Amendment to the Incentive Compensation Plan Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
American Express Company AXP 025816109 5/5/2020 18 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against Against For
American Tower Corporation AMT 03027X100 5/18/2020 1 Elect Thomas Bartlett Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 2 Elect Raymond P. Dolan Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 3 Elect Robert D. Hormats Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 4 Elect Gustavo Lara Cantu Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 5 Elect Grace D. Lieblein Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 6 Elect Craig Macnab Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 7 Elect JoAnn A. Reed Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 8 Elect Pamela D.A. Reeve Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 9 Elect David E. Sharbutt Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 10 Elect Bruce L. Tanner Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 11 Elect Samme L. Thompson Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 12 Ratification of Auditor Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
American Tower Corporation AMT 03027X100 5/18/2020 15 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Aon plc AON G0408V102 2/4/2020 1 Approve Scheme of Arrangement (Reincorporation from UK to Ireland) Mgmt Voted For For For
Aon plc AON G0408V102 2/4/2020 2 Cancellation of Share Premium Account Mgmt Voted For For For
Aon plc AON G0408V102 2/4/2020 3 Off-Market Repurchase of Shares Mgmt Voted For For For
Aon plc AON G0408V102 2/4/2020 4 Cancellation of NYSE Listing Mgmt Voted For For For
Aon plc AON G0408V102 2/4/2020 5 Right to Adjourn Meeting Mgmt Voted For For For
Aon plc AON G0408V111 2/4/2020 1 Approve Scheme of Arrangement (Reincorporation from UK to Ireland) Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 1 Elect Lester B. Knight Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 2 Elect Gregory C. Case Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 3 Elect Jin-Yong Cai Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 4 Elect Jeffrey C. Campbell Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 5 Elect Fulvio Conti Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 6 Elect Cheryl A. Francis Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 7 Elect J. Michael Losh Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 8 Elect Richard B. Myers Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 9 Elect Richard C. Notebaert Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 10 Elect Gloria Santona Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 11 Elect Carolyn Y. Woo Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 13 Ratification of Auditor Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 14 Ratification of Statutory Auditor Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 15 Authority to Set Auditor's Fees Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 1 Elect James A. Bell Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 2 Elect Timothy D. Cook Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 3 Elect Albert A. Gore Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 4 Elect Andrea Jung Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 5 Elect Arthur D. Levinson Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 6 Elect Ronald D. Sugar Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 7 Elect Susan L. Wagner Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 8 Ratification of Auditor Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 9 Advisory Vote on Executive Compensation Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 10 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against Against For
Apple Inc. AAPL 037833100 2/26/2020 11 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHoldr Voted Against Against For
Apple Inc. AAPL 037833100 2/26/2020 12 Shareholder Proposal Regarding Freedom of Expression and Access to Information ShrHoldr Voted Against For Against
AT&T Inc. T 00206R102 4/24/2020 1 Elect Randall L. Stephenson Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 2 Elect Samuel A. Di Piazza, Jr. Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 3 Elect Richard W. Fisher Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 4 Elect Scott T. Ford Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 5 Elect Glenn H. Hutchins Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 6 Elect William E. Kennard Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 7 Elect Debra L. Lee Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 8 Elect Stephen J. Luczo Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 9 Elect Michael B. McCallister Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 10 Elect Beth E. Mooney Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 11 Elect Matthew K. Rose Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 12 Elect Cindy B. Taylor Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 13 Elect Geoffrey Y. Yang Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 14 Ratification of Auditor Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 16 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
AT&T Inc. T 00206R102 4/24/2020 17 Shareholder Proposal Regarding Employee Representative Director ShrHoldr Voted Against Against For
AT&T Inc. T 00206R102 4/24/2020 18 Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation ShrHoldr Voted Against Against For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 1 Elect Peter Bisson Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 2 Elect Richard T. Clark Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 3 Elect R. Glenn Hubbard Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 4 Elect John P. Jones Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 5 Elect Francine S. Katsoudas Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 6 Elect Thomas J. Lynch Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 7 Elect Scott F. Powers Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 8 Elect William J. Ready Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 9 Elect Carlos A. Rodriguez Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 10 Elect Sandra S. Wijnberg Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 12 Ratification of Auditor Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 1 Elect Douglas H. Brooks Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 2 Elect Linda A. Goodspeed Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 3 Elect Earl G. Graves, Jr. Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 4 Elect Enderson Guimaraes Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 5 Elect Michael M. Calbert Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 6 Elect D. Bryan Jordan Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 7 Elect Gale V. King Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 8 Elect George R. Mrkonic, Jr. Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 9 Elect William C. Rhodes, III Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 10 Elect Jill Ann Soltau Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 11 Ratification of Auditor Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 1 Elect Sharon L. Allen Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 2 Elect Susan S. Bies Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 3 Elect Jack O. Bovender, Jr. Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 4 Elect Frank P. Bramble, Sr. Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 5 Elect Pierre J. P. de Weck Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 6 Elect Arnold W. Donald Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 7 Elect Linda P. Hudson Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 8 Elect Monica C. Lozano Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 9 Elect Thomas J. May Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 10 Elect Brian T. Moynihan Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 11 Elect Lionel L. Nowell, III Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 12 Elect Denise L. Ramos Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 13 Elect Clayton S. Rose Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 14 Elect Michael D. White Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 15 Elect Thomas D. Woods Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 16 Elect R. David Yost Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 17 Elect Maria T. Zuber Mgmt Voted For Against Against
Bank of America Corporation BAC 060505104 4/22/2020 18 Advisory Vote on Executive Compensation Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 19 Ratification of Auditor Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 20 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against Against For
Bank of America Corporation BAC 060505104 4/22/2020 21 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against Against For
Bank of America Corporation BAC 060505104 4/22/2020 22 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against Against For
Bank of America Corporation BAC 060505104 4/22/2020 23 Shareholder Proposal Regarding Purpose of a Corporation ShrHoldr Voted Against Against For
BB&T Corporation BBT 054937107 7/30/2019 1 SunTrust Merger-of-Equals Mgmt Voted For For For
BB&T Corporation BBT 054937107 7/30/2019 2 Company Name Change Mgmt Voted For For For
BB&T Corporation BBT 054937107 7/30/2019 3 Right to Adjourn Meeting Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 1 Elect Catherine M. Burzik Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 2 Elect R. Andrew Eckert Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 3 Elect Vincent A. Forlenza Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 4 Elect Claire M. Fraser Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 5 Elect Jeffrey W. Henderson Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 6 Elect Christopher Jones Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 7 Elect Marshall O. Larsen Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 8 Elect David F. Melcher Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 9 Elect Thomas E. Polen Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 10 Elect Claire Pomeroy Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 11 Elect Rebecca W. Rimel Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 12 Elect Timothy M. Ring Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 13 Elect Bertram L. Scott Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 14 Ratification of Auditor Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 16 Amendment to the 2004 Employee and Director Equity-Based Compensation Plan Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 17 Approval of French Addendum to 2004 Employee and Director Equity-Based Compensation Plan Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 18 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.1 Elect Warren E. Buffett Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.2 Elect Charles T. Munger Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.3 Elect Gregory E. Abel Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.4 Elect Howard G. Buffett Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.5 Elect Stephen B. Burke Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.6 Elect Kenneth I. Chenault Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.7 Elect Susan L. Decker Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.8 Elect David S. Gottesman Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.9 Elect Charlotte Guyman Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.1 Elect Ajit Jain Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.11 Elect Thomas S. Murphy Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.12 Elect Ronald L. Olson Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.13 Elect Walter Scott, Jr. Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.14 Elect Meryl B. Witmer Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 3 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 3 Years 1 Year Against
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 4 Shareholder Proposal Regarding Policy on Board and CEO Diversity ShrHoldr Voted Against For Against
Blackrock Energy & Resources Trust BGR 09250U101 7/29/2019 1.1 Elect Richard E. Cavanagh Mgmt Voted For 92% For 8% Withhold For
Blackrock Energy & Resources Trust BGR 09250U101 7/29/2019 1.2 Elect Cynthia L. Egan Mgmt Voted For 92% For 8% Withhold For
Blackrock Energy & Resources Trust BGR 09250U101 7/29/2019 1.3 Elect Robert Fairbairn Mgmt Voted For 92% For 8% Withhold For
Blackrock Energy & Resources Trust BGR 09250U101 7/29/2019 1.4 Elect Henry Gabbay Mgmt Voted For 92% For 8% Withhold For
BlackRock Enhanced Global Dividend Trust BOE 092501105 7/29/2019 1.1 Elect Richard E. Cavanagh Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced Global Dividend Trust BOE 092501105 7/29/2019 1.2 Elect Cynthia L. Egan Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced Global Dividend Trust BOE 092501105 7/29/2019 1.3 Elect Robert Fairbairn Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced Global Dividend Trust BOE 092501105 7/29/2019 1.4 Elect Henry Gabbay Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced International Dividend Trust BGY 092524107 7/29/2019 1.1 Elect Richard E. Cavanagh Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced International Dividend Trust BGY 092524107 7/29/2019 1.2 Elect Cynthia L. Egan Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced International Dividend Trust BGY 092524107 7/29/2019 1.3 Elect Robert Fairbairn Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced International Dividend Trust BGY 092524107 7/29/2019 1.4 Elect Henry Gabbay Mgmt Voted For For 92% Withhold 8% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/29/2019 1.1 Elect Richard E. Cavanagh Mgmt Voted For For 92% Withhold 8% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/29/2019 1.2 Elect Cynthia L. Egan Mgmt Voted For For 92% Withhold 8% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/29/2019 1.3 Elect Robert Fairbairn Mgmt Voted For For 92% Withhold 8% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/29/2019 1.4 Elect Henry Gabbay Mgmt Voted For For 92% Withhold 8% For
BlackRock, Inc. BLK 09247X101 5/21/2020 1 Elect Bader M. Alsaad Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 2 Elect Mathis Cabiallavetta Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 3 Elect Pamela Daley Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 4 Elect William S. Demchak Mgmt Voted For Abstain Against
BlackRock, Inc. BLK 09247X101 5/21/2020 5 Elect Jessica P. Einhorn Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 6 Elect Laurence D. Fink Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 7 Elect William E. Ford Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 8 Elect Fabrizio Freda Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 9 Elect Murry S. Gerber Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 10 Elect Margaret L. Johnson Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 11 Elect Robert S. Kapito Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 12 Elect Cheryl D. Mills Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 13 Elect Gordon M. Nixon Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 14 Elect Charles H. Robbins Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 15 Elect Marco Antonio Slim Domit Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 16 Elect Susan L. Wagner Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 17 Elect Mark Wilson Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 18 Advisory Vote on Executive Compensation Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 19 Ratification of Auditor Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 20 Shareholder Proposal Regarding Purpose of Corporation ShrHoldr Voted Against Against For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 3/20/2020 1 Elect Nisha Kumar Mgmt Voted For  For 99% Against 0.3% Abstain 0.7% For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 3/20/2020 2 Elect Jane E. Trust Mgmt Voted For  For 99% Against 0.3% Abstain 0.7% For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 3/20/2020 3 Ratification of Auditor Mgmt Voted For  For 99% Against 0.3% Abstain 0.7% For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 3/20/2020 4 Shareholder Proposal Regarding Self-Tender (Non-Binding) ShrHoldr Voted Against  For 99% Against 0.3% Abstain 0.7% For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 3/20/2020 5 Shareholder Proposal Regarding Majority Voting in Director Elections (Non-Binding) ShrHoldr Voted Against  For 99% Against 0.3% Abstain 0.7% For
Broadcom Inc. AVGO 11135F101 3/30/2020 1 Elect Hock E. Tan Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 2 Elect Dr. Henry S. Samueli Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 3 Elect Eddy W. Hartenstein Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 4 Elect Diane M. Bryant Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 5 Elect Gayla J. Delly Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 6 Elect Raul J. Fernandez Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 7 Elect Check Kian Low Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 8 Elect Justine F. Page Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 9 Elect Harry L. You Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 10 Ratification of Auditor Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
CBRE Clarion Global Real Estate Income Fund IGR 12504G100 10/8/2019 1.1 Elect John R. Bartholdson Mgmt Voted For For 89% Against 11% For
CBRE Clarion Global Real Estate Income Fund IGR 12504G100 10/8/2019 1.2 Elect Leslie E. Greis Mgmt Voted For For 97% Against 3% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 1.1 Elect Richard R. Burt Mgmt Voted For For 49% Withhold 51% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 1.2 Elect Walter C. Dostmann Mgmt Voted For For 99% Withhold 1% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 1.3 Elect Kenneth C. Froewiss Mgmt Voted For For 55% Withhold 45% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 1.4 Elect Holger Hatje Mgmt Voted For For 99% Withhold 1% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 1.5 Elect Hepsen Uzcan Mgmt Voted For For 55% Withhold 45% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 2 Ratification of Auditor Mgmt Voted For For 99% Against 0% Abstain 1% For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 1 Elect W. Lance Conn Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 2 Elect Kim C. Goodman Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 3 Elect Craig A. Jacobson Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 4 Elect Gregory B. Maffei Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/28/2020 5 Elect John D. Markley, Jr. Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 6 Elect David C. Merritt Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 7 Elect James E. Meyer Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/28/2020 8 Elect Steven A. Miron Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 9 Elect Balan Nair Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/28/2020 10 Elect Michael A. Newhouse Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 11 Elect Mauricio Ramos Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 12 Elect Thomas M. Rutledge Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 13 Elect Eric L. Zinterhofer Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/28/2020 15 Ratification of Auditor Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 16 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Chevron Corporation CVX 166764100 5/27/2020 1 Elect Wanda M. Austin Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 2 Elect John B. Frank Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 3 Elect Alice P. Gast Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 4 Elect Enrique Hernandez, Jr. Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 5 Elect Charles W. Moorman IV Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 6 Elect Dambisa F. Moyo Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 7 Elect Debra L. Reed-Klages Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 8 Elect Ronald D. Sugar Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 9 Elect D. James Umpleby III Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 10 Elect Michael K. Wirth Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 11 Ratification of Auditor Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 13 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/27/2020 14 Shareholder Proposal Regarding Formation of Climate Change Committee ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/27/2020 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement ShrHoldr Voted Against For Against
Chevron Corporation CVX 166764100 5/27/2020 16 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments ShrHoldr Voted Against For Against
Chevron Corporation CVX 166764100 5/27/2020 17 Shareholder Proposal Regarding Report on Human Rights Risks ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/27/2020 18 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/27/2020 19 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Chubb Limited CB H1467J104 5/20/2020 1 Accounts and Reports Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 2 Allocation of Profits Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 3 Dividend from Reserves Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 4 Ratification of Board Acts Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 5 Election of Statutory Auditor Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 6 Appointment of Auditor Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 7 Appointment of Special Auditor Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 8 Elect Evan G. Greenberg Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 9 Elect Michael G. Atieh Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 10 Elect Sheila P. Burke Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 11 Elect James I. Cash, Jr. Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 12 Elect Mary A. Cirillo Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 13 Elect Michael P. Connors Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 14 Elect John A. Edwardson Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 15 Elect Robert J. Hugin Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 16 Elect Robert W. Scully Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 17 Elect Eugene B. Shanks, Jr. Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 18 Elect Theodore E. Shasta Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 19 Elect David H. Sidwell Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 20 Elect Olivier Steimer Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 21 Elect Frances F. Townsend Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 22 Election of Board Chair Evan G. Greenberg Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 23 Elect Michael P. Connors Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 24 Elect Mary A. Cirillo Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 25 Elect John A. Edwardson Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 26 Elect Frances F. Townsend Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 27 Appointment of Independent Proxy (Switzerland) Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 28 Amendment to Articles Regarding Authorized Share Capital for General Purposes Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 29 Cancellation of Shares and Reduction in Share Capital Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 30 Board Compensation Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 31 Executive Compensation Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 32 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Chubb Limited CB H1467J104 5/20/2020 33 Additional or Amended Proposals Mgmt Voted For Against Against
Cigna Corporation CI 125523100 4/22/2020 1 Elect David M. Cordani Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 2 Elect William J. DeLaney Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 3 Elect Eric J. Foss Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 4 Elect Elder Granger Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 5 Elect Isaiah Harris, Jr. Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 6 Elect Roman Martinez IV Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 7 Elect Kathleen M. Mazzarella Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 8 Elect Mark B. McClellan Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 9 Elect John M. Partridge Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 10 Elect William L. Roper Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 11 Elect Eric C. Wiseman Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 12 Elect Donna F. Zarcone Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Cigna Corporation CI 125523100 4/22/2020 14 Ratification of Auditor Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 15 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Cigna Corporation CI 125523100 4/22/2020 16 Shareholder Proposal Regarding Median Gender Pay Equity Report ShrHoldr Voted Against Against For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 1 Elect M. Michele Burns Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 2 Elect Wesley G. Bush Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 3 Elect Michael D. Capellas Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 4 Elect Mark Garrett Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 5 Elect Kristina M. Johnson Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 6 Elect Roderick C. McGeary Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 7 Elect Charles H. Robbins Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 8 Elect Arun Sarin Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 9 Elect Brenton L. Saunders Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 10 Elect Carol B. Tome Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 12 Ratification of Auditor Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 13 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against Against For
Citigroup Inc. C 172967424 4/21/2020 1 Elect Michael L. Corbat Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 2 Elect Ellen M. Costello Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 3 Elect Grace E Dailey Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 4 Elect Barbara J. Desoer Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 5 Elect John C. Dugan Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 6 Elect Duncan P. Hennes Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 7 Elect Peter B. Henry Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 8 Elect S. Leslie Ireland Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 9 Elect Lew W. Jacobs, IV Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 10 Elect Renee J. James Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 11 Elect Gary M. Reiner Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 12 Elect Diana L. Taylor Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 13 Elect James S. Turley Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 14 Elect Deborah C. Wright Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 15 Elect Alexander R. Wynaendts Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 16 Elect Ernesto Zedillo Ponce de Leon Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 17 Ratification of Auditor Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 18 Advisory Vote on Executive Compensation Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 19 Amendment to the 2019 Stock Incentive Plan Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 20 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw ShrHoldr Voted Against Against For
Citigroup Inc. C 172967424 4/21/2020 21 Shareholder Proposal Regarding Purpose of Corporation ShrHoldr Voted Against Against For
Citigroup Inc. C 172967424 4/21/2020 22 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
Clough Global Dividend and Income Fund GLV 18913Y103 7/16/2019 1.1 Elect Clifford J. Weber Mgmt Voted For For 95% Withhold 5% For
Clough Global Dividend and Income Fund GLV 18913Y103 7/16/2019 1.2 Elect Vincent W. Versaci Mgmt Voted For For 95% Withhold 5% For
Clough Global Dividend and Income Fund GLV 18913Y103 7/16/2019 1.3 Elect Edmund J. Burke Mgmt Voted For For 95% Withhold 5% For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.1 Elect Kenneth J. Bacon Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.2 Elect Madeline S. Bell Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.3 Elect Naomi M. Bergman Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.4 Elect Edward D. Breen Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.5 Elect Gerald L. Hassell Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.6 Elect Jeffrey A. Honickman Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.7 Elect Maritza Gomez Montiel Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.8 Elect Asuka Nakahara Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.9 Elect David C. Novak Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.1 Elect Brian L. Roberts Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 2 Ratification of Auditor Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 3 Amendment to the 2003 Stock Option Plan Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 4 Amendment to the 2002 Restricted Stock Plan Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 5 Advisory vote on executive compensation Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 6 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Comcast Corporation CMCSA 20030N101 6/3/2020 7 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Comcast Corporation CMCSA 20030N101 6/3/2020 8 Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment ShrHoldr Voted Against For Against
Corteva, Inc. CTVA 22052L104 4/28/2020 1 Elect Lamberto Andreotti Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 2 Elect Robert A. Brown Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 3 Elect James C. Collins Jr. Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 4 Elect Klaus Engel Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 5 Elect Michael O. Johanns Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 6 Elect Lois D. Juliber Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 7 Elect Rebecca B. Liebert Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 8 Elect Marcos Marinho Lutz Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 9 Elect Nayaki R. Nayyar Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 10 Elect Gregory R. Page Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 11 Elect Lee M. Thomas Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 12 Elect Patrick J. Ward Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 14 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Corteva, Inc. CTVA 22052L104 4/28/2020 15 Ratification of Auditor Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 16 Approval of the Omnibus Employee Stock Purchase Plan Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 1.1 Elect Susan L. Decker Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 1.2 Elect Richard A. Galanti Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 1.3 Elect Sally Jewell Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 1.4 Elect Charles T. Munger Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 2 Ratification of Auditor Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 4 Removal of Directors Without Cause Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 5 Shareholder Proposal Regarding Disclosure of Board Qualifications ShrHoldr Voted Against Against For
Crown Castle International Corp. CCI 22822V101 5/14/2020 1 Elect P. Robert Bartolo Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 2 Elect Jay A. Brown Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 3 Elect Cindy Christy Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 4 Elect Ari Q. Fitzgerald Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 5 Elect Robert E. Garrison II Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 6 Elect Andrea J. Goldsmith Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 7 Elect Lee W. Hogan Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 8 Elect Edward C. Hutcheson, Jr. Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 9 Elect J. Landis Martin Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 10 Elect Robert F. McKenzie Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 11 Elect Anthony J. Melone Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 12 Elect W. Benjamin Moreland Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 13 Ratification of Auditor Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 1 Elect Donna M. Alvarado Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 2 Elect Pamela L. Carter Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 3 Elect James M. Foote Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 4 Elect Steven T. Halverson Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 5 Elect Paul C. Hilal Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 6 Elect John D. McPherson Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 7 Elect David M. Moffett Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 8 Elect Linda H. Riefler Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 9 Elect Suzanne M. Vautrinot Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 10 Elect J. Steven Whisler Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 11 Elect John J. Zillmer Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 12 Ratification of Auditor Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 1 Elect N. Thomas Linebarger Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 2 Elect Robert J. Bernhard Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 3 Elect Franklin R. Chang-Diaz Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 4 Elect Bruno V. Di Leo Allen Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 5 Elect Stephen B. Dobbs Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 6 Elect Robert K. Herdman Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 7 Elect Alexis M. Herman Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 8 Elect Thomas J. Lynch Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 9 Elect William I. Miller Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 10 Elect Georgia R. Nelson Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 11 Elect Karen H. Quintos Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 13 Ratification of Auditor Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 14 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments ShrHoldr Voted Against Against For
CVS Health Corporation CVS 126650100 5/14/2020 1 Elect Fernando Aguirre Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 2 Elect C. David Brown II Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 3 Elect Alecia A. DeCoudreaux Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 4 Elect Nancy-Ann M. DeParle Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 5 Elect David W. Dorman Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 6 Elect Roger N. Farah Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 7 Elect Anne M. Finucane Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 8 Elect Edward J. Ludwig Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 9 Elect Larry J. Merlo Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 10 Elect Jean-Pierre Millon Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 11 Elect Mary L. Schapiro Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 12 Elect William C. Weldon Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 13 Elect Tony L. White Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 14 Ratification of Auditor Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
CVS Health Corporation CVS 126650100 5/14/2020 16 Amendment to the 2017 Incentive Compensation Plan Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 17 Amendment to the 2007 Employee Stock Purchase Plan Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 18 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent ShrHoldr Voted Against For Against
CVS Health Corporation CVS 126650100 5/14/2020 19 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against Against For
Deere & Company DE 244199105 2/26/2020 1 Elect Samuel R. Allen Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 2 Elect Alan C. Heuberger Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 3 Elect Charles O. Holliday, Jr. Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 4 Elect Dipak C. Jain Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 5 Elect Michael O. Johanns Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 6 Elect Clayton M. Jones Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 7 Elect John C. May Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 8 Elect Gregory R. Page Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 9 Elect Sherry M. Smith Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 10 Elect Dmitri L. Stockton Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 11 Elect Sheila G. Talton Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 12 Adoption of Exclusive Forum Provisions Mgmt Voted For Against Against
Deere & Company DE 244199105 2/26/2020 13 Advisory vote on executive compensation Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 14 Approval of the 2020 Equity and Incentive Plan Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 15 Ratification of Auditor Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 16 Shareholder Proposal Regarding Disclosure of Board Qualifications ShrHoldr Voted Against Against For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.1 Elect Thomas L. Bennett Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.2 Elect Jerome D. Abernathy Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.3 Elect Ann D. Borowiec Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.4 Elect Joseph W. Chow Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.5 Elect John A. Fry Mgmt Voted For For 93% Withhold 7% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.6 Elect Lucinda S. Landreth Mgmt Voted For For 93% Withhold 7% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.7 Elect Shawn K. Lytle Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.8 Elect Frances A. Sevilla-Sacasa Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.9 Elect Thomas K. Whitford Mgmt Voted For For 93% Withhold 7% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.1 Elect Christianna Wood Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.11 Elect Janet L. Yeomans Mgmt Voted For For 93% Withhold 7% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 2 Approval of a New Sub-Advisory Agreement Mgmt Voted For For 94% Against 4% Abstain 2% For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 1 Elect Edward H. Bastian Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 2 Elect Francis S. Blake Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 3 Elect Ashton B. Carter Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 4 Elect David G. DeWalt Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 5 Elect William H. Easter III Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 6 Elect Christopher A. Hazleton Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 7 Elect Michael P. Huerta Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 8 Elect Jeanne P. Jackson Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 9 Elect George N. Mattson Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 10 Elect Sergio A. L. Rial Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 11 Elect David. S. Taylor Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 12 Elect Kathy N. Waller Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 14 Ratification of Auditor Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Delta Air Lines, Inc. DAL 247361702 6/18/2020 16 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement ShrHoldr Voted Against For Against
Delta Air Lines, Inc. DAL 247361702 6/18/2020 17 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
Delta Air Lines, Inc. DAL 247361702 6/18/2020 18 Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment ShrHoldr Voted Against Against For
Dollar General Corporation DG 256677105 5/27/2020 1 Elect Warren F. Bryant Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 2 Elect Michael M. Calbert Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 3 Elect Sandra B. Cochran Mgmt Voted For Abstain Against
Dollar General Corporation DG 256677105 5/27/2020 4 Elect Patricia D. Fili-Krushel Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 5 Elect Timothy I. McGuire Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 6 Elect William C. Rhodes, III Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 7 Elect Debra A. Sandler Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 8 Elect Ralph E. Santana Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 9 Elect Todd J. Vasos Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 11 Ratification of Auditor Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 12 Elimination of Supermajority Requirement to amend the Company's Charter Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 13 Elimination of Supermajority Requirement to amend the Company's Bylaws Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 1 Elect James A. Bennett Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 2 Elect Helen E. Dragas Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 3 Elect James O. Ellis, Jr. Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 4 Elect Thomas F. Farrell II Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 5 Elect D. Maybank Hagood Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 6 Elect John W. Harris Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 7 Elect Ronald W. Jibson Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 8 Elect Mark J. Kington Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 9 Elect Joseph M. Rigby Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 10 Elect Pamela L. Royal Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 11 Elect Robert H. Spilman, Jr. Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 12 Elect Susan N. Story Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 13 Elect Michael E. Szymanczyk Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 14 Ratification of Auditor Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 16 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Dominion Energy, Inc. D 25746U109 5/6/2020 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against Against For
Dow Inc. DOW 260557103 4/9/2020 1 Elect Samuel R. Allen Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 2 Elect Ajay Banga Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 3 Elect Jacqueline K. Barton Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 4 Elect James A. Bell Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 5 Elect Wesley G. Bush Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 6 Elect Richard K. Davis Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 7 Elect Jeff M. Fettig Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 8 Elect Jim Fitterling Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 9 Elect Jacqueline C. Hinman Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 10 Elect Jill S. Wyant Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 11 Elect Daniel W. Yohannes Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 13 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Dow Inc. DOW 260557103 4/9/2020 14 Ratification of Auditor Mgmt Voted For For For
Duff & Phelps Utility and Infrastructure Fund Inc DPG 26433C105 3/9/2020 1 Elect David J. Vitale Mgmt Voted For 81% For 19% Abstain For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.1 Elect Michael G. Browning Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.2 Elect Annette K. Clayton Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.3 Elect Theodore F. Craver, Jr. Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.4 Elect Robert M. Davis Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.5 Elect Daniel R. DiMicco Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.6 Elect Nicholas C. Fanandakis Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.7 Elect Lynn J. Good Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.8 Elect John T. Herron Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.9 Elect William E. Kennard Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.1 Elect E. Marie McKee Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.11 Elect Marya M. Rose Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.12 Elect Thomas E. Skains Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.13 Elect William E. Webster, Jr. Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 2 Ratification of Auditor Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 4 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Duke Energy Corporation DUK 26441C204 5/7/2020 5 Shareholder Proposal Regarding Simple Majority Vote ShrHoldr Voted None For Against
Duke Energy Corporation DUK 26441C204 5/7/2020 6 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
Duke Energy Corporation DUK 26441C204 5/7/2020 7 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 1 Elect Amy G. Brady Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 2 Elect Edward D. Breen Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 3 Elect Ruby R. Chandy Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 4 Elect Franklin K. Clyburn, Jr. Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 5 Elect Terrence R. Curtin Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 6 Elect Alexander M. Cutler Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 7 Elect Eleuthere I. du Pont Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 8 Elect Rajiv L. Gupta Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 9 Elect Luther C. Kissam IV Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 10 Elect Frederick M. Lowery Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 11 Elect Raymond J. Milchovich Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 12 Elect Steven M. Sterin Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 14 Approval of the 2020 Equity Incentive Plan Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 15 Ratification of Auditor Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 16 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 17 Shareholder Proposal Regarding Employee Board Advisory Position ShrHoldr Voted Against Against For
Eagle Growth & Income Opportunities Fund EGIF 26958J105 10/25/2019 1.1 Elect Laurie A. Hesslein Mgmt Voted For For 52% Withhold 48% For
Eagle Growth & Income Opportunities Fund EGIF 26958J105 10/25/2019 1.2 Elect Brian Good Mgmt Voted For For 52% Withhold 48% For
Eagle Growth & Income Opportunities Fund EGIF 26958J105 10/25/2019 2 Shareholder Proposal Regarding Termination of Advisory and Management Agreements ShrHoldr Voted Against For 51% Against 45% Abstain 4% For
Eagle Growth and Income Opportunities Fund EGIF 26958J105 3/9/2020 1 Approval of a New Investment Advisory Agreement Mgmt Voted For For 90.53% Against 7.47% Abstain 2.00% For
Eagle Growth and Income Opportunities Fund EGIF 26958J105 3/9/2020 2 Approval of a New Investment Sub-Advisory Agreement Mgmt Voted For For 90.53% Against 7.47% Abstain 2.00% For
Eagle Growth and Income Opportunities Fund EGIF 26958J105 3/9/2020 3 Amendments to the Declaration of Trust Mgmt Voted For For 96.44% Against 2.40% Abstain 1.16% For
Eaton Vance Tax-Advantaged Global Dividend Income Fund ETG 27828S101 8/15/2019 1.1 Elect Cynthia E. Frost Mgmt Voted For For 96% Withhold 4% For
Eaton Vance Tax-Advantaged Global Dividend Income Fund ETG 27828S101 8/15/2019 1.2 Elect Valerie A. Mosley Mgmt Voted For For 96% Withhold 4% For
Eaton Vance Tax-Advantaged Global Dividend Income Fund ETG 27828S101 8/15/2019 1.3 Elect Scott E. Wennerholm Mgmt Voted For For 96% Withhold 4% For
Ecolab Inc. ECL 278865100 5/7/2020 1 Elect Douglas M. Baker, Jr. Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 2 Elect Shari L Ballard Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 3 Elect Barbara J. Beck Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 4 Elect Jeffrey M. Ettinger Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 5 Elect Arthur J. Higgins Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 6 Elect Michael Larson Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 7 Elect David W. MacLennan Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 8 Elect Tracy B. McKibben Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 9 Elect Lionel L. Nowell, III Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 10 Elect Victoria J. Reich Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 11 Elect Suzanne M. Vautrinot Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 12 Elect John J. Zillmer Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 13 Ratification of Auditor Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Ecolab Inc. ECL 278865100 5/7/2020 15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against Against For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 1 Elect Michael A. Mussallem Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 2 Elect Kieran T. Gallahue Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 3 Elect Leslie S. Heisz Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 4 Elect William J. Link Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 5 Elect Steven R. Loranger Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 6 Elect Martha H. Marsh Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 7 Elect Ramona Sequeira Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 8 Elect Nicholas J. Valeriani Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 9 Advisory Vote on Executive Compensation Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 10 Approval of the 2020 Non-Employee Directors Stock Incentive Plan Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 11 Increase of Authorized Common Stock for Stock Split Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 12 Ratification of Auditor Mgmt Voted For For For
Edwards Lifesciences Corporation EW 28176E108 5/7/2020 13 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against Against For
Eli Lilly and Company LLY 532457108 5/4/2020 1 Elect Michael L. Eskew Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 5/4/2020 2 Elect William G. Kaelin, Jr. Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 5/4/2020 3 Elect David A. Ricks Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 5/4/2020 4 Elect Marschall S. Runge Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 5/4/2020 5 Elect Karen Walker Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 5/4/2020 6 Advisory Vote on Executive Compensation Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 5/4/2020 7 Ratification of Auditor Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 5/4/2020 8 Repeal of Classified Board Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 5/4/2020 9 Elimination of Supermajority Requirement Mgmt Voted For For For
Eli Lilly and Company LLY 532457108 5/4/2020 10 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Eli Lilly and Company LLY 532457108 5/4/2020 11 Shareholder Proposal Regarding Forced Swim Test ShrHoldr Voted Against Against For
Eli Lilly and Company LLY 532457108 5/4/2020 12 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Eli Lilly and Company LLY 532457108 5/4/2020 13 Shareholder Proposal Regarding Disclosure of Board Qualifications ShrHoldr Voted Against Against For
Eli Lilly and Company LLY 532457108 5/4/2020 14 Shareholder Proposal Regarding Report on Linking Executive Compensation to Public Concern Over Drug Pricing ShrHoldr Voted Against Against For
Eli Lilly and Company LLY 532457108 5/4/2020 15 Shareholder Proposal Regarding Bonus Deferral Policy ShrHoldr Voted Against For Against
Eli Lilly and Company LLY 532457108 5/4/2020 16 Shareholder Proposal Regarding Recoupment Report ShrHoldr Voted Against For Against
Equinix, Inc. EQIX 29444U700 6/18/2020 1.1 Elect Thomas Bartlett Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 1.2 Elect Nanci E. Caldwell Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 1.3 Elect Adaire Fox-Martin Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 1.4 Elect Gary F. Hromadko Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 1.5 Elect William Luby Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 1.6 Elect Irving F. Lyons, III Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 1.7 Elect Charles Meyers Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 1.8 Elect Christopher B. Paisley Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 1.9 Elect Sandra Rivera Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 1.1 Elect Peter F. Van Camp Mgmt Voted For Withhold Against
Equinix, Inc. EQIX 29444U700 6/18/2020 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 3 Approval of the 2020 Equity Incentive Plan Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 4 Ratification of Auditor Mgmt Voted For For For
Equinix, Inc. EQIX 29444U700 6/18/2020 5 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against Against For
Equity Residential EQR 29476L107 6/25/2020 1.1 Elect Raymond Bennett Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 1.2 Elect Linda Walker Bynoe Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 1.3 Elect Connie K. Duckworth Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 1.4 Elect Mary Kay Haben Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 1.5 Elect Tahsinul Zia Huque Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 1.6 Elect Bradley A. Keywell Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 1.7 Elect John E. Neal Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 1.8 Elect David J. Neithercut Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 1.9 Elect Mark J. Parrell Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 1.1 Elect Mark S. Shapiro Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 1.11 Elect Stephen E. Sterrett Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 1.12 Elect Samuel Zell Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 2 Ratification of Auditor Mgmt Voted For For For
Equity Residential EQR 29476L107 6/25/2020 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/15/2019 1 Elect Ronald S. Lauder Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/15/2019 2 Elect William P. Lauder Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/15/2019 3 Elect Richard D. Parsons Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/15/2019 4 Elect Lynn Forester de Rothschild Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/15/2019 5 Elect Jennifer Tejada Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/15/2019 6 Elect Richard F. Zannino Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/15/2019 7 Ratification of Auditor Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/15/2019 8 Advisory Vote on Executive Compensation Mgmt Voted For For For
Estee Lauder Companies Inc. EL 518439104 11/15/2019 9 Amendment to the 2002 Share Incentive Plan Mgmt Voted For For For
European Equity Fund Inc EEA 298768102 6/25/2020 1.1 Elect Kenneth C. Froewiss Mgmt Voted For For 92% Withhold 8% For
European Equity Fund Inc EEA 298768102 6/25/2020 1.2 Elect Wolfgang Leoni Mgmt Voted For For 97% Withhold 3% For
European Equity Fund Inc EEA 298768102 6/25/2020 1.3 Elect Christian H. Strenger Mgmt Voted For For 92% Withhold 8% For
European Equity Fund Inc EEA 298768102 6/25/2020 1.4 Elect Holger Hatje Mgmt Voted For For 92% Withhold 8% For
European Equity Fund Inc EEA 298768102 6/25/2020 1.5 Elect Hepsen Uzcan Mgmt Voted For For 92% Withhold 8% For
European Equity Fund Inc EEA 298768102 6/25/2020 2 Ratification of Auditor Mgmt Voted For For 99% Against 1% Abstain 0% For
European Equity Fund Inc EEA 298768102 6/25/2020 3 Shareholder Proposal Regarding Declassification of the Board (For Shareholders of European Equity Fund, inc.) ShrHoldr Voted Against For 38% Against 58% Abstain 4% Agaisnt
Eversource Energy ES 30040W108 5/6/2020 1 Elect Cotton M. Cleveland Mgmt Voted For For For
Eversource Energy ES 30040W108 5/6/2020 2 Elect James S. DiStasio Mgmt Voted For For For
Eversource Energy ES 30040W108 5/6/2020 3 Elect Francis A. Doyle Mgmt Voted For For For
Eversource Energy ES 30040W108 5/6/2020 4 Elect Linda D. Forry Mgmt Voted For For For
Eversource Energy ES 30040W108 5/6/2020 5 Elect James J. Judge Mgmt Voted For For For
Eversource Energy ES 30040W108 5/6/2020 6 Elect John Y. Kim Mgmt Voted For For For
Eversource Energy ES 30040W108 5/6/2020 7 Elect Kenneth R. Leibler Mgmt Voted For For For
Eversource Energy ES 30040W108 5/6/2020 8 Elect David H. Long Mgmt Voted For For For
Eversource Energy ES 30040W108 5/6/2020 9 Elect William C. Van Faasen Mgmt Voted For For For
Eversource Energy ES 30040W108 5/6/2020 10 Elect Frederica M. Williams Mgmt Voted For For For
Eversource Energy ES 30040W108 5/6/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Eversource Energy ES 30040W108 5/6/2020 12 Ratification of Auditor Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 1 Elect Anthony K. Anderson Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 2 Elect Ann C. Berzin Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 3 Elect M. Laurie Brlas Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 4 Elect Christopher M. Crane Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 5 Elect Yves C. de Balmann Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 6 Elect Nicholas DeBenedictis Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 7 Elect Linda P. Jojo Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 8 Elect Paul L. Joskow Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 9 Elect Robert J. Lawless Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 10 Elect John M. Richardson Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 11 Elect Mayo A. Shattuck III Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 12 Elect John F. Young Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 13 Ratification of Auditor Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Exelon Corporation EXC 30161N101 4/28/2020 15 Approval of the 2020 Long-Term Incentive Plan Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 1.1 Elect Frank J. Bisignano Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 1.2 Elect Alison Davis Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 1.3 Elect Henrique De Castro Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 1.4 Elect Harry DiSimone Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 1.5 Elect Dennis F. Lynch Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 1.6 Elect Heidi G. Miller Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 1.7 Elect Scott C. Nuttall Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 1.8 Elect Denis J. O'Leary Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 1.9 Elect Doyle R. Simons Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 1.1 Elect Jeffery W. Yabuki Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 3 Ratification of Auditor Mgmt Voted For For For
Fiserv, Inc. FISV 337738108 5/14/2020 4 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
Fortive Corporation FTV 34959J108 6/2/2020 1 Elect Kate D. Mitchell Mgmt Voted For For For
Fortive Corporation FTV 34959J108 6/2/2020 2 Elect Mitchell P. Rales Mgmt Voted For Against Against
Fortive Corporation FTV 34959J108 6/2/2020 3 Elect Steven M. Rales Mgmt Voted For For For
Fortive Corporation FTV 34959J108 6/2/2020 4 Elect Jeannine Sargent Mgmt Voted For For For
Fortive Corporation FTV 34959J108 6/2/2020 5 Elect Alan G. Spoon Mgmt Voted For For For
Fortive Corporation FTV 34959J108 6/2/2020 6 Ratification of Auditor Mgmt Voted For For For
Fortive Corporation FTV 34959J108 6/2/2020 7 Advisory Vote on Executive Compensation Mgmt Voted For For For
Fortive Corporation FTV 34959J108 6/2/2020 8 Elimination of Supermajority Requirement Mgmt Voted For For For
General American Investors Company, Inc. GAM 368802104 4/22/2020 1.1 Elect Rodney B. Berens Mgmt Voted For For 89% Abstain 11% For
General American Investors Company, Inc. GAM 368802104 4/22/2020 1.2 Elect Spencer Davidson Mgmt Voted For For 89% Abstain 11% For
General American Investors Company, Inc. GAM 368802104 4/22/2020 1.3 Elect Clara E. Del Villar Mgmt Voted For For 89% Abstain 11% For
General American Investors Company, Inc. GAM 368802104 4/22/2020 1.4 Elect John D. Gordan, III Mgmt Voted For For 89% Abstain 11% For
General American Investors Company, Inc. GAM 368802104 4/22/2020 1.5 Elect Betsy F. Gotbaum Mgmt Voted For For 89% Abstain 11% For
General American Investors Company, Inc. GAM 368802104 4/22/2020 1.6 Elect Rose Peabody Lynch Mgmt Voted For For 89% Abstain 11% For
General American Investors Company, Inc. GAM 368802104 4/22/2020 1.7 Elect Jeffrey W. Priest Mgmt Voted For For 89% Abstain 11% For
General American Investors Company, Inc. GAM 368802104 4/22/2020 2 Ratification of Auditor Mgmt Voted For For 96% Against 3% Abstain 1% For
General Dynamics Corporation GD 369550108 5/6/2020 1 Elect James S. Crown Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 2 Elect Rudy F. deLeon Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 3 Elect Cecil D. Haney Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 4 Elect Mark M. Malcolm Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 5 Elect James N. Mattis Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 6 Elect Phebe N. Novakovic Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 7 Elect C. Howard Nye Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 8 Elect William A. Osborn Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 9 Elect Catherine B. Reynolds Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 10 Elect Laura J. Schumacher Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 11 Elect John G. Stratton Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 12 Elect Peter A. Wall Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 13 Ratification of Auditor Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
General Dynamics Corporation GD 369550108 5/6/2020 15 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
General Mills, Inc. GIS 370334104 9/24/2019 1 Elect R. Kerry Clark Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 2 Elect David M. Cordani Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 3 Elect Roger W. Ferguson, Jr. Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 4 Elect Jeffrey L. Harmening Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 5 Elect Maria G. Henry Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 6 Elect Elizabeth C. Lempres Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 7 Elect Diane L. Neal Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 8 Elect Stephen A. Odland Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 9 Elect Maria A. Sastre Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 10 Elect Eric D. Sprunk Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 11 Elect Jorge A. Uribe Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
General Mills, Inc. GIS 370334104 9/24/2019 13 Ratification of Auditor Mgmt Voted For For For
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 1 Elect Christopher J. Nassetta Mgmt Voted For For For
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 2 Elect Jonathan D. Gray Mgmt Voted For For For
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 3 Elect Charlene T. Begley Mgmt Voted For For For
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 4 Elect Melanie L. Healey Mgmt Voted For For For
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 5 Elect Raymond E. Mabus, Jr. Mgmt Voted For For For
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 6 Elect Judith A. McHale Mgmt Voted For For For
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 7 Elect John G. Schreiber Mgmt Voted For For For
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 8 Elect Elizabeth A. Smith Mgmt Voted For For For
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 9 Elect Douglas M. Steenland Mgmt Voted For For For
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 10 Ratification of Auditor Mgmt Voted For For For
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Hilton Worldwide Holdings Inc. HLT 43300A203 6/5/2020 12 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Honeywell International Inc. HON 438516106 4/27/2020 1 Elect Darius Adamczyk Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 2 Elect Duncan B. Angove Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 3 Elect William S. Ayer Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 4 Elect Kevin Burke Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 5 Elect D. Scott Davis Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 6 Elect Linnet F. Deily Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 7 Elect Deborah Flint Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 8 Elect Judd Gregg Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 9 Elect Clive Hollick Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 10 Elect Grace D. Lieblein Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 11 Elect Raymond T. Odierno Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 12 Elect George Paz Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 13 Elect Robin L. Washington Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 15 Ratification of Auditor Mgmt Voted For For For
Honeywell International Inc. HON 438516106 4/27/2020 16 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments ShrHoldr Voted Against Against For
Honeywell International Inc. HON 438516106 4/27/2020 17 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Humana Inc. HUM 444859102 4/23/2020 1 Elect Kurt J. Hilzinger Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 2 Elect Frank J. Bisignano Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 3 Elect Bruce D. Broussard Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 4 Elect Frank A. D'Amelio Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 5 Elect W. Roy Dunbar Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 6 Elect Wayne A.I. Frederick Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 7 Elect John W. Garratt Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 8 Elect David A. Jones Jr. Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 9 Elect Karen W. Katz Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 10 Elect William J. McDonald Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 11 Elect James J. O'Brien Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 12 Elect Marissa T. Peterson Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 13 Ratification of Auditor Mgmt Voted For For For
Humana Inc. HUM 444859102 4/23/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
IHS Markit Ltd. INFO G47567105 4/16/2020 1 Elect Lance Uggla Mgmt Voted For For For
IHS Markit Ltd. INFO G47567105 4/16/2020 2 Elect John Browne Mgmt Voted For For For
IHS Markit Ltd. INFO G47567105 4/16/2020 3 Elect Ruann F. Ernst Mgmt Voted For For For
IHS Markit Ltd. INFO G47567105 4/16/2020 4 Elect William E. Ford Mgmt Voted For For For
IHS Markit Ltd. INFO G47567105 4/16/2020 5 Elect Jean-Paul L. Montupet Mgmt Voted For For For
IHS Markit Ltd. INFO G47567105 4/16/2020 6 Elect Deborah Keiko Orida Mgmt Voted For For For
IHS Markit Ltd. INFO G47567105 4/16/2020 7 Elect James A. Rosenthal Mgmt Voted For For For
IHS Markit Ltd. INFO G47567105 4/16/2020 8 Advisory Vote on Executive Compensation Mgmt Voted For For For
IHS Markit Ltd. INFO G47567105 4/16/2020 9 Ratification of Auditor Mgmt Voted For For For
Ingersoll Rand Inc. IR 45687V106 6/16/2020 1 Elect Kirk E. Arnold Mgmt Voted For For For
Ingersoll Rand Inc. IR 45687V106 6/16/2020 2 Elect William P. Donnelly Mgmt Voted For For For
Ingersoll Rand Inc. IR 45687V106 6/16/2020 3 Elect Marc E. Jones Mgmt Voted For For For
Ingersoll Rand Inc. IR 45687V106 6/16/2020 4 Ratification of Auditor Mgmt Voted For For For
Ingersoll-Rand Plc IR G47791101 2/4/2020 1 Company Name Change Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 1 Elect James J. Goetz Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 2 Elect Alyssa Henry Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 3 Elect Omar Ishrak Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 4 Elect Risa Lavizzo-Mourey Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 5 Elect Tsu-Jae King Liu Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 6 Elect Gregory D. Smith Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 7 Elect Robert H. Swan Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 8 Elect Andrew Wilson Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 9 Elect Frank D. Yeary Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 10 Ratification of Auditor Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 12 Amendment to the 2006 Employee Stock Purchase Plan Mgmt Voted For For For
Intel Corporation INTC 458140100 5/14/2020 13 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against Against For
Intel Corporation INTC 458140100 5/14/2020 14 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against Against For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 1 Elect Sharon Y. Bowen Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 2 Elect Charles R. Crisp Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 3 Elect Duriya M. Farooqui Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 4 Elect Jean-Marc Forneri Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 5 Elect Lord Hague of Richmond Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 6 Elect Fred W. Hatfield Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 7 Elect Thomas E. Noonan Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 8 Elect Frederic V. Salerno Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 9 Elect Jeffrey C. Sprecher Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 10 Elect Judith A. Sprieser Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 11 Elect Vincent S. Tese Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Intercontinental Exchange, Inc. ICE 45866F104 5/15/2020 13 Ratification of Auditor Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 1 Elect Eve Burton Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 2 Elect Scott D. Cook Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 3 Elect Richard Dalzell Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 4 Elect Sasan Goodarzi Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 5 Elect Deborah Liu Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 6 Elect Suzanne Nora Johnson Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 7 Elect Dennis D. Powell Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 8 Elect Brad D. Smith Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 9 Elect Thomas J. Szkutak Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 10 Elect Raul Vazquez Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 11 Elect Jeff Weiner Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 13 Ratification of Auditor Mgmt Voted For For For
Intuit Inc. INTU 461202103 1/23/2020 14 Shareholder Proposal Regarding Adoption of Mandatory Arbitration Bylaw ShrHoldr Voted Against Against For
IQVIA Holdings Inc. IQV 46266C105 4/6/2020 1.1 Elect Carol J. Burt Mgmt Voted For For For
IQVIA Holdings Inc. IQV 46266C105 4/6/2020 1.2 Elect Colleen A. Goggins Mgmt Voted For For For
IQVIA Holdings Inc. IQV 46266C105 4/6/2020 1.3 Elect Ronald A. Rittenmeyer Mgmt Voted For For For
IQVIA Holdings Inc. IQV 46266C105 4/6/2020 2 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
IQVIA Holdings Inc. IQV 46266C105 4/6/2020 3 Ratification of Auditor Mgmt Voted For For For
Japan Smaller Capitalization Fund, Inc. JOF 47109U104 11/26/2019 1.1 Elect E. Han Kim Mgmt Voted For For 94% Withhold 6% For
Japan Smaller Capitalization Fund, Inc. JOF 47109U104 11/26/2019 1.2 Elect Marcia L. MacHarg Mgmt Voted For For 94% Withhold 6% For
Johnson & Johnson JNJ 478160104 4/23/2020 1 Elect Mary C. Beckerle Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 2 Elect D. Scott Davis Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 3 Elect Ian E.L. Davis Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 4 Elect Jennifer A. Doudna Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 5 Elect Alex Gorsky Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 6 Elect Marillyn A. Hewson Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 7 Elect Hubert Joly Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 8 Elect Mark B. McClellan Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 9 Elect Anne M. Mulcahy Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 10 Elect Charles Prince Mgmt Voted For Against Against
Johnson & Johnson JNJ 478160104 4/23/2020 11 Elect A. Eugene Washington Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 12 Elect Mark A. Weinberger Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 13 Elect Ronald A. Williams Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 15 Ratification of Auditor Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 16 Removal of Directors Without Cause Mgmt Voted For For For
Johnson & Johnson JNJ 478160104 4/23/2020 17 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Johnson & Johnson JNJ 478160104 4/23/2020 18 Shareholder Proposal Regarding Report on Response to Opioid Epidemic ShrHoldr Voted Against For Against
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 1 Elect Linda B. Bammann Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 2 Elect Stephen B. Burke Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 3 Elect Todd A. Combs Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 4 Elect James S. Crown Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 5 Elect James Dimon Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 6 Elect Timothy P. Flynn Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 7 Elect Mellody Hobson Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 8 Elect Michael A. Neal Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 9 Elect Lee R. Raymond Mgmt Voted For Against Against
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 10 Elect Virginia M. Rometty Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 12 Ratification of Auditor Mgmt Voted For For For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 13 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 14 Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report ShrHoldr Voted Against Against For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 15 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement ShrHoldr Voted Against For Against
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent ShrHoldr Voted Against For Against
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 17 Shareholder Proposal Regarding Charitable Contributions Disclosure ShrHoldr Voted Against Against For
JPMorgan Chase & Co. JPM 46625H100 5/19/2020 18 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against Against For
Kayne Anderson Midstream Energy Fund Inc KMF 4.87E+112 5/7/2020 1 Elect William R. Cordes Mgmt Voted For For 84% Against 14% Abstain 2% For
Kayne Anderson Midstream Energy Fund Inc KMF 4.87E+112 5/7/2020 2 Elect Barry R. Pearl Mgmt Voted For For 84% Against 14% Abstain 2% For
Kayne Anderson Midstream Energy Fund Inc KMF 4.87E+112 5/7/2020 3 Ratification of Auditor Mgmt Voted For For 97% Against 2% Abstain 1% For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 1 Elect Richard D. Kinder Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 2 Elect Steven J. Kean Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 3 Elect Kimberly A. Dang Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 4 Elect Ted A. Gardner Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 5 Elect Anthony W. Hall, Jr. Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 6 Elect Gary L. Hultquist Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 7 Elect Ronald L. Kuehn, Jr. Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 8 Elect Deborah A. Macdonald Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 9 Elect Michael C. Morgan Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 10 Elect Arthur C. Reichstetter Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 11 Elect Fayez S. Sarofim Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 12 Elect C. Park Shaper Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 13 Elect William A. Smith Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 14 Elect Joel V. Staff Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 15 Elect Robert F. Vagt Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 16 Elect Perry M. Waughtal Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 17 Ratification of Auditor Mgmt Voted For For For
Kinder Morgan, Inc. KMI 49456B101 5/13/2020 18 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Lazard Global Total Return and Income Fund Inc LGI 52106W103 11/15/2019 1 Reorganization of the World Dividend & Income Fund into the Global Total Return and Income Fund Mgmt Voted For For 94% Against 3% Abstain 3% For
Lazard Global Total Return and Income Fund Inc LGI 52106W103 11/15/2019 2.1 Elect Kenneth S. Davidson Mgmt Voted For For 97% Withhold 3% For
Lazard Global Total Return and Income Fund Inc LGI 52106W103 11/15/2019 2.2 Elect Nancy A. Eckl Mgmt Voted For For 97% Withhold 3% For
Lazard Global Total Return and Income Fund Inc LGI 52106W103 11/15/2019 2.3 Elect Trevor W. Morrison Mgmt Voted For For 97% Withhold 3% For
Lazard Global Total Return and Income Fund, Inc. LGI 52106W103 4/24/2020 1.1 Elect Franci J. Blassberg Mgmt Voted For For 87% Withhold 13% For
Lazard Global Total Return and Income Fund, Inc. LGI 52106W103 4/24/2020 1.2 Elect Richard Reiss, Jr. Mgmt Voted For For 87% Withhold 13% For
Lazard Global Total Return and Income Fund, Inc. LGI 52106W103 4/24/2020 1.3 Elect Ashish Bhutani Mgmt Voted For For 87% Withhold 13% For
Linde Plc LIN 74005P104 7/26/2019 1 Elect Wolfgang Reitzle Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 2 Elect Stephen F. Angel Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 3 Elect Ann-Kristin Achleitner Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 4 Elect Clemens A.H. Borsig Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 5 Elect Nance K. Dicciani Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 6 Elect Thomas Enders Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 7 Elect Franz Fehrenbach Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 8 Elect Edward G. Galante Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 9 Elect Larry D. McVay Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 10 Elect Victoria Ossadnik Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 11 Elect Martin H. Richenhagen Mgmt Voted For Against Against
Linde Plc LIN 74005P104 7/26/2019 12 Elect Robert L. Wood Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 13 Ratification of PricewaterhouseCoopers Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 14 Authority to Set Auditor's Fees Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 15 Authority to Set Price Range for Re-Issuance of Treasury Shares Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 16 Advisory Vote on Executive Compensation Mgmt Voted For For For
Linde Plc LIN 74005P104 7/26/2019 17 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Lockheed Martin Corporation LMT 539830109 4/23/2020 1 Elect Daniel F. Akerson Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 2 Elect David B. Burritt Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 3 Elect Bruce A. Carlson Mgmt Voted For Against Against
Lockheed Martin Corporation LMT 539830109 4/23/2020 4 Elect Joseph Dunford Jr. Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 5 Elect James O. Ellis, Jr. Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 6 Elect Thomas J. Falk Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 7 Elect Ilene S. Gordon Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 8 Elect Marillyn A. Hewson Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 9 Elect Vicki A. Hollub Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 10 Elect Jeh C. Johnson Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 11 Elect Debra L. Reed-Klages Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 12 Elect James D. Taiclet, Jr. Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 13 Ratification of Auditor Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 15 Approval of the 2020 Incentive Performance Award Plan Mgmt Voted For For For
Lockheed Martin Corporation LMT 539830109 4/23/2020 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Lowe's Companies, Inc. LOW 548661107 5/29/2020 1.1 Elect Raul Alvarez Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 1.2 Elect David H. Batchelder Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 1.3 Elect Angela F. Braly Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 1.4 Elect Sandra B. Cochran Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 1.5 Elect Laurie Z. Douglas Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 1.6 Elect Richard W. Dreiling Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 1.7 Elect Marvin R. Ellison Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 1.8 Elect Brian C. Rogers Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 1.9 Elect Bertram L. Scott Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 1.1 Elect Lisa W. Wardell Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 1.11 Elect Eric C. Wiseman Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 3 Ratification of Auditor Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 4 Decrease in Threshold Required to Call a Special Meeting Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 5 Approval of the 2020 Employee Stock Purchase Plan Mgmt Voted For For For
Lowe's Companies, Inc. LOW 548661107 5/29/2020 6 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against Against For
Macquarie Global Infrastructure Total Return Fund, Inc. MGU 55608D101 6/16/2020 1.1 Elect Chris LaVictoire Mahai Mgmt Voted For For 93% Withhold 7% For
Macquarie Global Infrastructure Total Return Fund, Inc. MGU 55608D101 6/16/2020 1.2 Elect John C. Leonard Mgmt Voted For For 98% Withhold 2% For
Marathon Petroleum Corporation MPC 56585A102 4/29/2020 1 Repeal of Classified Board Mgmt Voted For For For
Marathon Petroleum Corporation MPC 56585A102 4/29/2020 2 Elect Steven A. Davis Mgmt Voted For Against Against
Marathon Petroleum Corporation MPC 56585A102 4/29/2020 3 Elect J. Michael Stice Mgmt Voted For For For
Marathon Petroleum Corporation MPC 56585A102 4/29/2020 4 Elect John P. Surma Mgmt Voted For For For
Marathon Petroleum Corporation MPC 56585A102 4/29/2020 5 Elect Susan Tomasky Mgmt Voted For For For
Marathon Petroleum Corporation MPC 56585A102 4/29/2020 6 Ratification of Auditor Mgmt Voted For For For
Marathon Petroleum Corporation MPC 56585A102 4/29/2020 7 Advisory Vote on Executive Compensation Mgmt Voted For For For
Marathon Petroleum Corporation MPC 56585A102 4/29/2020 8 Shareholder Proposal Regarding Simple Majority Vote ShrHoldr Voted For For For
Marathon Petroleum Corporation MPC 56585A102 4/29/2020 9 Shareholder Proposal Regarding Report on Linking Executive Pay to Community Impact ShrHoldr Voted Against Against For
Mastercard Incorporated MA 57636Q104 6/16/2020 1 Elect Richard Haythornthwaite Mgmt Voted For Against Against
Mastercard Incorporated MA 57636Q104 6/16/2020 2 Elect Ajay Banga Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 3 Elect Richard K. Davis Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 4 Elect Steven J. Freiberg Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 5 Elect Julius Genachowski Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 6 Elect Choon Phong Goh Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 7 Elect Merit E. Janow Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 8 Elect Oki Matsumoto Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 9 Elect Youngme E. Moon Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 10 Elect Rima Qureshi Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 11 Elect Jose Octavio Reyes Lagunes Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 12 Elect Gabrielle Sulzberger Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 13 Elect Jackson P. Tai Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 14 Elect Lance Uggla Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Mastercard Incorporated MA 57636Q104 6/16/2020 16 Ratification of Auditor Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 1 Elect Lloyd H. Dean Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 2 Elect Robert A. Eckert Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 3 Elect Catherine Engelbert Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 4 Elect Margaret H. Georgiadis Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 5 Elect Enrique Hernandez, Jr. Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 6 Elect Christopher Kempczinski Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 7 Elect Richard H. Lenny Mgmt Voted For Against Against
McDonald's Corporation MCD 580135101 5/21/2020 8 Elect John Mulligan Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 9 Elect Sheila A. Penrose Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 10 Elect John W. Rogers, Jr. Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 11 Elect Paul S. Walsh Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 12 Elect Miles D. White Mgmt Voted For Against Against
McDonald's Corporation MCD 580135101 5/21/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
McDonald's Corporation MCD 580135101 5/21/2020 14 Ratification of Auditor Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 15 Amendment to the 2012 Omnibus Stock Ownership Plan Mgmt Voted For For For
McDonald's Corporation MCD 580135101 5/21/2020 16 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
McDonald's Corporation MCD 580135101 5/21/2020 17 Shareholder Proposal Regarding Report on Sugar and Public Health ShrHoldr Voted Against Against For
Medtronic Plc MDT G5960L103 12/6/2019 1 Elect Richard H. Anderson Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 2 Elect Craig Arnold Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 3 Elect Scott C. Donnelly Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 4 Elect Andrea J. Goldsmith Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 5 Elect Randall J. Hogan, III Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 6 Elect Omar Ishrak Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 7 Elect Michael O. Leavitt Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 8 Elect James T. Lenehan Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 9 Elect Geoffrey Straub Martha Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 10 Elect Elizabeth G. Nabel Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 11 Elect Denise M. O'Leary Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 12 Elect Kendall J. Powell Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 13 Appointment of Auditor and Authority to Set Fees Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 15 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 16 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Medtronic Plc MDT G5960L103 12/6/2019 17 Authority to Repurchase Shares Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 1 Elect Leslie A. Brun Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 2 Elect Thomas R. Cech Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 3 Elect Mary Ellen Coe Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 4 Elect Pamela J. Craig Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 5 Elect Kenneth C. Frazier Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 6 Elect Thomas H. Glocer Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 7 Elect Risa Lavizzo-Mourey Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 8 Elect Paul B. Rothman Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 9 Elect Patricia F. Russo Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 10 Elect Christine E. Seidman Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 11 Elect Inge G. Thulin Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 12 Elect Kathy J. Warden Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 13 Elect Peter C. Wendell Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 15 Ratification of Auditor Mgmt Voted For For For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 16 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against Against For
Merck & Co., Inc. MRK 58933Y105 5/26/2020 17 Shareholder Proposal Regarding Report on Tax Savings as a Result of the Tax Cut and Jobs Act ShrHoldr Voted Against Against For
Microsoft Corporation MSFT 594918104 12/4/2019 1 Elect William H. Gates III Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 2 Elect Reid G. Hoffman Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 3 Elect Hugh F. Johnston Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 4 Elect Teri L. List-Stoll Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 5 Elect Satya Nadella Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 6 Elect Sandra E. Peterson Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 7 Elect Penny S. Pritzker Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 8 Elect Charles W. Scharf Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 9 Elect Arne M. Sorenson Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 10 Elect John W. Stanton Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 11 Elect John W. Thompson Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 12 Elect Emma N. Walmsley Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 13 Elect Padmasree Warrior Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 15 Ratification of Auditor Mgmt Voted For For For
Microsoft Corporation MSFT 594918104 12/4/2019 16 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board ShrHoldr Voted Against Against For
Microsoft Corporation MSFT 594918104 12/4/2019 17 Shareholder Proposal Regarding Median Gender Pay Equity Report ShrHoldr Voted Against Against For
Morgan Stanley India Investment Fund Inc IIF 61745C105 6/25/2020 1 Elect Nancy C. Everett Mgmt Voted For For 95% Abstain 5% For
Motorola Solutions, Inc. MSI 620076307 5/11/2020 1 Elect Gregory Q. Brown Mgmt Voted For For For
Motorola Solutions, Inc. MSI 620076307 5/11/2020 2 Elect Kenneth D. Denman Mgmt Voted For For For
Motorola Solutions, Inc. MSI 620076307 5/11/2020 3 Elect Egon Durban Mgmt Voted For For For
Motorola Solutions, Inc. MSI 620076307 5/11/2020 4 Elect Clayton M. Jones Mgmt Voted For For For
Motorola Solutions, Inc. MSI 620076307 5/11/2020 5 Elect Judy C. Lewent Mgmt Voted For For For
Motorola Solutions, Inc. MSI 620076307 5/11/2020 6 Elect Gregory K. Mondre Mgmt Voted For For For
Motorola Solutions, Inc. MSI 620076307 5/11/2020 7 Elect Anne R. Pramaggiore Mgmt Voted For For For
Motorola Solutions, Inc. MSI 620076307 5/11/2020 8 Elect Joseph M. Tucci Mgmt Voted For For For
Motorola Solutions, Inc. MSI 620076307 5/11/2020 9 Ratification of Auditor Mgmt Voted For For For
Motorola Solutions, Inc. MSI 620076307 5/11/2020 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Motorola Solutions, Inc. MSI 620076307 5/11/2020 11 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
Neuberger Berman California Municipal Fund Inc NBW 64129H104 10/3/2019 1.1 Elect Michael J. Cosgrove Mgmt Voted For For 79% Withhold 21% For
Neuberger Berman California Municipal Fund Inc NBW 64129H104 10/3/2019 1.2 Elect Deborah C. McLean Mgmt Voted For For 79% Withhold 21% For
Neuberger Berman California Municipal Fund Inc NBW 64129H104 10/3/2019 1.3 Elect George W. Morriss Mgmt Voted For For 79% Withhold 21% For
Neuberger Berman California Municipal Fund Inc NBW 64129H104 10/3/2019 1.4 Elect Tom D. Seip Mgmt Voted For For 79% Withhold 21% For
New Germany Fund Inc GF 644465106 6/25/2020 1.1 Elect Kenneth C. Froewiss Mgmt Voted For For 74% Withhold 26% For
New Germany Fund Inc GF 644465106 6/25/2020 1.2 Elect Christopher Pleister Mgmt Voted For For 88% Withhold 12% For
New Germany Fund Inc GF 644465106 6/25/2020 1.3 Elect Christian Zugel Mgmt Voted For For 88% Withhold 12% For
New Germany Fund Inc GF 644465106 6/25/2020 1.4 Elect Holger Hatje Mgmt Voted For For 88% Withhold 12% For
New Germany Fund Inc GF 644465106 6/25/2020 1.5 Elect Hepsen Uzcan Mgmt Voted For For 74% Withhold 26% For
New Germany Fund Inc GF 644465106 6/25/2020 2 Ratification of Auditor Mgmt Voted For For 99% Against 1% Abstain 0% For
Newmont Corporation NEM 651639106 4/21/2020 1 Elect Gregory H. Boyce Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 2 Elect Bruce R. Brook Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 3 Elect J. Kofi Bucknor Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 4 Elect Maura J. Clark Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 5 Elect Matthew Coon Come Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 6 Elect Noreen Doyle Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 7 Elect Veronica M. Hagen Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 8 Elect Rene Medori Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 9 Elect Jane Nelson Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 10 Elect Thomas Palmer Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 11 Elect Julio M. Quintana Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 13 Approval of the 2020 Stock Incentive Plan Mgmt Voted For For For
Newmont Corporation NEM 651639106 4/21/2020 14 Ratification of Auditor Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 1 Elect Sherry S. Barrat Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 2 Elect James L. Camaren Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 3 Elect Kenneth B. Dunn Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 4 Elect Naren K. Gursahaney Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 5 Elect Kirk S. Hachigian Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 6 Elect Toni Jennings Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 7 Elect Amy B. Lane Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 8 Elect David L. Porges Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 9 Elect James L. Robo Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 10 Elect Rudy E. Schupp Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 11 Elect John L. Skolds Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 12 Elect William H. Swanson Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 13 Elect Darryl L. Wilson Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 14 Ratification of Auditor Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
NextEra Energy, Inc. NEE 65339F101 5/21/2020 16 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
NextEra Energy, Inc. NEE 65339F101 5/21/2020 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Nike, Inc. NKE 654106103 9/19/2019 1.1 Elect Alan B. Graf, Jr. Mgmt Voted For For For
Nike, Inc. NKE 654106103 9/19/2019 1.2 Elect Peter B. Henry Mgmt Voted For For For
Nike, Inc. NKE 654106103 9/19/2019 1.3 Elect Michelle Peluso Mgmt Voted For For For
Nike, Inc. NKE 654106103 9/19/2019 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Nike, Inc. NKE 654106103 9/19/2019 3 Ratification of Auditor Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 1 Elect Thomas D. Bell Jr. Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 2 Elect Mitchell E. Daniels, Jr. Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 3 Elect Marcela E. Donadio Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 4 Elect John C. Huffard, Jr. Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 5 Elect Christopher T. Jones Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 6 Elect Thomas C. Kelleher Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 7 Elect Steven F. Leer Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 8 Elect Michael D. Lockhart Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 9 Elect Amy E. Miles Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 10 Elect Claude Mongeau Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 11 Elect Jennifer F. Scanlon Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 12 Elect James A. Squires Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 13 Elect John R. Thompson Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 14 Majority Vote for Amendments to Articles Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 15 Majority Vote for Approval of Mergers and Other Corporate Transactions Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 16 Majority Vote for Redomestication and Other Transactions Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 17 Ratification of Auditor Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 18 Advisory Vote on Executive Compensation Mgmt Voted For For For
Norfolk Southern Corporation NSC 655844108 5/14/2020 19 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against Against For
Northrop Grumman Corporation NOC 666807102 5/20/2020 1 Elect Kathy J Warden Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 2 Elect Marianne C. Brown Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 3 Elect Donald E. Felsinger Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 4 Elect Ann M. Fudge Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 5 Elect Bruce S. Gordon Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 6 Elect William H. Hernandez Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 7 Elect Madeleine A. Kleiner Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 8 Elect Karl J. Krapek Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 9 Elect Gary Roughead Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 10 Elect Thomas M. Schoewe Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 11 Elect James S. Turley Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 12 Elect Mark A. Welsh III Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 14 Ratification of Auditor Mgmt Voted For For For
Northrop Grumman Corporation NOC 666807102 5/20/2020 15 Shareholder Proposal Regarding Report on Human Rights Impact Assessments ShrHoldr Voted Against Against For
Northrop Grumman Corporation NOC 666807102 5/20/2020 16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent ShrHoldr Voted Against For Against
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 1 Elect David E. O'Reilly Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 2 Elect Larry P. O'Reilly Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 3 Elect Greg Henslee Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 4 Elect Jay D. Burchfield Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 5 Elect Thomas T. Hendrickson Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 6 Elect John R. Murphy Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 7 Elect Dana M. Perlman Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 8 Elect Maria A. Sastre Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 9 Elect Andrea M. Weiss Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 11 Ratification of Auditor Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 12 Amendment to Threshold Required to Call a Special Meeting Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 13 Amendment to Articles to Delete Unnecessary and Outdated

Language 		Mgmt Voted For For For
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 14 Shareholder Proposal Regarding Human Capital Management Reporting ShrHoldr Voted Against For Against
O'Reilly Automotive, Inc. ORLY 67103H107 5/14/2020 15 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Paychex, Inc. PAYX 704326107 10/17/2019 1 Elect B. Thomas Golisano Mgmt Voted For For For
Paychex, Inc. PAYX 704326107 10/17/2019 2 Elect Thomas F. Bonadio Mgmt Voted For For For
Paychex, Inc. PAYX 704326107 10/17/2019 3 Elect Joseph G. Doody Mgmt Voted For For For
Paychex, Inc. PAYX 704326107 10/17/2019 4 Elect David J. S. Flaschen Mgmt Voted For For For
Paychex, Inc. PAYX 704326107 10/17/2019 5 Elect Pamela A. Joseph Mgmt Voted For For For
Paychex, Inc. PAYX 704326107 10/17/2019 6 Elect Martin Mucci Mgmt Voted For For For
Paychex, Inc. PAYX 704326107 10/17/2019 7 Elect Joseph M. Tucci Mgmt Voted For For For
Paychex, Inc. PAYX 704326107 10/17/2019 8 Elect Joseph M. Velli Mgmt Voted For For For
Paychex, Inc. PAYX 704326107 10/17/2019 9 Elect Kara Wilson Mgmt Voted For For For
Paychex, Inc. PAYX 704326107 10/17/2019 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Paychex, Inc. PAYX 704326107 10/17/2019 11 Ratification of Auditor Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 1 Elect Ronald E. Blaylock Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 2 Elect Albert Bourla Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 3 Elect W. Don Cornwell Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 4 Elect Joseph J. Echevarria Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 5 Elect Scott Gottlieb Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 6 Elect Helen H. Hobbs Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 7 Elect Susan Hockfield Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 8 Elect James M. Kilts Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 9 Elect Dan R. Littman Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 10 Elect Shantanu Narayen Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 11 Elect Suzanne Nora Johnson Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 12 Elect James Quincey Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 13 Elect James C. Smith Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 14 Ratification of Auditor Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Pfizer Inc. PFE 717081103 4/23/2020 16 Shareholder proposal regarding right to act by written consent ShrHoldr Voted Against Against For
Pfizer Inc. PFE 717081103 4/23/2020 17 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against Against For
Pfizer Inc. PFE 717081103 4/23/2020 18 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
Pfizer Inc. PFE 717081103 4/23/2020 19 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Pfizer Inc. PFE 717081103 4/23/2020 20 Shareholder Proposal Regarding Gender Pay Equity Report ShrHoldr Voted Against Against For
Pfizer Inc. PFE 717081103 4/23/2020 21 Elect Susan Desmond-Hellmann Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 1 Elect Ralph Izzo Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 2 Elect Shirley Ann Jackson Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 3 Elect Willie A. Deese Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 4 Elect David Lilley Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 5 Elect Barry H. Ostrowsky Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 6 Elect Scott G. Stephenson Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 7 Elect Laura A. Sugg Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 8 Elect John P. Surma Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 9 Elect Susan Tomasky Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 10 Elect Alfred W. Zollar Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Public Service Enterprise Group Incorporated PEG 744573106 4/21/2020 12 Ratification of Auditor Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 1 Elect Manuel Kadre Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 2 Elect Tomago Collins Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 3 Elect Thomas W. Handley Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 4 Elect Jennifer M. Kirk Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 5 Elect Michael Larson Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 6 Elect Kim S. Pegula Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 7 Elect Donald W. Slager Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 8 Elect James P. Snee Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 9 Elect Sandra M. Volpe Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 10 Elect Katharine Weymouth Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 12 Ratification of Auditor Mgmt Voted For For For
Republic Services, Inc. RSG 760759100 5/8/2020 13 Approval of the 2021 Stock Incentive Plan Mgmt Voted For For For
RMR Real Estate Income Fund RIF 76970B101 4/16/2020 1 Approval of New Business and Amend the Fund's Investment Objectives, Restrictions and Status Mgmt Voted For For 88% Withhold 9% Abstain 3% For
RMR Real Estate Income Fund RIF 76970B101 4/16/2020 2 Ratification of Auditor Mgmt Voted For For 93% Withhold 4% Abstain 3% For
Roper Technologies, Inc. ROP 776696106 6/8/2020 1.1 Elect Shellye L. Archambeau Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/8/2020 1.2 Elect Amy W. Brinkley Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/8/2020 1.3 Elect John F. Fort, III Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/8/2020 1.4 Elect L. Neil Hunn Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/8/2020 1.5 Elect Robert D. Johnson Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/8/2020 1.6 Elect Robert E. Knowling, Jr. Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/8/2020 1.7 Elect Wilbur J. Prezzano Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/8/2020 1.8 Elect Laura G. Thatcher Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/8/2020 1.9 Elect Richard F. Wallman Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/8/2020 1.1 Elect Christopher Wright Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/8/2020 2 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Roper Technologies, Inc. ROP 776696106 6/8/2020 3 Ratification of Auditor Mgmt Voted For For For
Roper Technologies, Inc. ROP 776696106 6/8/2020 4 Amendment to the Director Compensation Plan Mgmt Voted For Against Against
Ross Stores, Inc. ROST 778296103 5/20/2020 1 Elect Michael Balmuth Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 2 Elect K. Gunnar Bjorklund Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 3 Elect Michael J. Bush Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 4 Elect Norman A. Ferber Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 5 Elect Sharon D. Garrett Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 6 Elect Stephen D. Milligan Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 7 Elect Patricia H. Mueller Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 8 Elect George P. Orban Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 9 Elect Gregory L. Quesnel Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 10 Elect Larree M. Renda Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 11 Elect Barbara Rentler Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Ross Stores, Inc. ROST 778296103 5/20/2020 13 Ratification of Auditor Mgmt Voted For For For
Royce Global Value Trust Inc RGT 78081T104 9/24/2019 1.1 Elect Patricia W. Chadwick Mgmt Voted For For 90% Withhold 10% For
Royce Global Value Trust Inc RGT 78081T104 9/24/2019 1.2 Elect Arthur S. Mehlman Mgmt Voted For For 90% Withhold10% For
Royce Global Value Trust Inc RGT 78081T104 9/24/2019 1.3 Elect Michael K. Shields Mgmt Voted For For 90% Withhold 10% For
Royce Micro-Cap Trust Inc RMT 780915104 9/24/2019 1.1 Elect Patricia W. Chadwick Mgmt Voted For For 93% Withhold 7% For
Royce Micro-Cap Trust Inc RMT 780915104 9/24/2019 1.2 Elect Arthur S. Mehlman Mgmt Voted For For 94% Withhold 6% For
Royce Micro-Cap Trust Inc RMT 780915104 9/24/2019 1.3 Elect Michael K. Shields Mgmt Voted For For 93% Withhold 7% For
Royce Value Trust Inc RVT 780910105 9/24/2019 1.1 Elect Patricia W. Chadwick Mgmt Voted For For 90% Withhold 10% For
Royce Value Trust Inc RVT 780910105 9/24/2019 1.2 Elect Arthur S. Mehlman Mgmt Voted For For 90% Withhold 10% For
Royce Value Trust Inc RVT 780910105 9/24/2019 1.3 Elect Michael K. Shields Mgmt Voted For For 90% Withhold 10% For
S&P Global Inc. SPGI 78409V104 5/13/2020 1 Elect Marco Alvera Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 2 Elect William J. Amelio Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 3 Elect William D. Green Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 4 Elect Charles E. Haldeman, Jr. Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 5 Elect Stephanie C. Hill Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 6 Elect Rebecca Jacoby Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 7 Elect Monique F. Leroux Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 8 Elect Maria R. Morris Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 9 Elect Douglas L. Peterson Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 10 Elect Edward B. Rust, Jr. Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 11 Elect Kurt L. Schmoke Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 12 Elect Richard E. Thornburgh Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 14 Permit Shareholder Removal of Directors With or Without Cause Mgmt Voted For For For
S&P Global Inc. SPGI 78409V104 5/13/2020 15 Ratification of Auditor Mgmt Voted For For For
SBA Communications Corporation SBAC 78410G104 5/14/2020 1 Elect Steven E. Bernstein Mgmt Voted For For For
SBA Communications Corporation SBAC 78410G104 5/14/2020 2 Elect Duncan H. Cocroft Mgmt Voted For For For
SBA Communications Corporation SBAC 78410G104 5/14/2020 3 Elect Fidelma Russo Mgmt Voted For For For
SBA Communications Corporation SBAC 78410G104 5/14/2020 4 Ratification of Auditor Mgmt Voted For For For
SBA Communications Corporation SBAC 78410G104 5/14/2020 5 Advisory Vote on Executive Compensation Mgmt Voted For For For
SBA Communications Corporation SBAC 78410G104 5/14/2020 6 Approval of the 2020 Performance and Equity Incentive Plan Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 1 Elect Alan L. Boeckmann Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 2 Elect Kathleen Brown Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 3 Elect Andres Conesa Labastida Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 4 Elect Maria Contreras-Sweet Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 5 Elect Pablo A. Ferrero Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 6 Elect William D. Jones Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 7 Elect Jeffrey W. Martin Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 8 Elect Bethany J. Mayer Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 9 Elect Michael N. Mears Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 10 Elect Jack T. Taylor Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 11 Elect Cynthia L Walker Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 12 Elect Cynthia J. Warner Mgmt Voted For Against Against
Sempra Energy SRE 816851109 5/5/2020 13 Elect James C. Yardley Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 14 Ratification of Auditor Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Sempra Energy SRE 816851109 5/5/2020 16 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Source Capital, Inc. SOR 836144105 5/22/2020 1.1 Elect J. Richard Atwood Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 1.2 Elect Sandra Brown Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 1.3 Elect Mark L. Lipson Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 1.4 Elect Alfred E. Osborne, Jr. Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 1.5 Elect A. Robert Pisano Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 1.6 Elect Patrick B. Purcell Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 2 Commodities and Real Estate Mgmt Voted For For 80% Against 16% Abstain 4% For
Source Capital, Inc. SOR 836144105 5/22/2020 3 Senior Securities and Borrowing Mgmt Voted For For 79.43% Against 17.31% Abstain 3.26% For
Source Capital, Inc. SOR 836144105 5/22/2020 4 Concentration of Investments Mgmt Voted For For 78% Against 18% Abstain 4% For
Source Capital, Inc. SOR 836144105 5/22/2020 5 Making Loans Mgmt Voted For For 79% Against 17% Abstain 4% For
Source Capital, Inc. SOR 836144105 5/22/2020 6 Underwriting Mgmt Voted For For 79% Against 17% Abstain 4% For
Source Capital, Inc. SOR 836144105 5/22/2020 7 Concentration Limits Mgmt Voted For For 79% Against 17% Abstain 4% For
Source Capital, Inc. SOR 836144105 5/22/2020 8 Short Sales and Purchases of Securities on Margin Mgmt Voted For For 78% Against 18% Abstain 4% For
Source Capital, Inc. SOR 836144105 5/22/2020 9 Investments in which a Director of Officer is Invested Mgmt Voted For For 78% Against 18% Abstain 4% For
Source Capital, Inc. SOR 836144105 5/22/2020 10 Writing and Selling Options Mgmt Voted For For 78% Against 18% Abstain 4% For
Source Capital, Inc. SOR 836144105 5/22/2020 11 Investments in Other Investment Companies Mgmt Voted For For 79.43% Against 17.31% Abstain 3.26% For
Source Capital, Inc. SOR 836144105 5/22/2020 12 Investments in Securities for which Market Quotations are not Readily Available Mgmt Voted For For 80% Against 17% Abstain 3% For
Source Capital, Inc. SOR 836144105 5/22/2020 13 Purchases of Certain Restricted Securities Mgmt Voted For For 80% Against 17% Abstain 3% For
Source Capital, Inc. SOR 836144105 5/22/2020 1.1 Elect J. Richard Atwood Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 1.2 Elect Sandra Brown Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 1.3 Elect Mark L. Lipson Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 1.4 Elect Alfred E. Osborne, Jr. Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 1.5 Elect A. Robert Pisano Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 1.6 Elect Patrick B. Purcell Mgmt Voted For For 85% Withhold 15% For
Source Capital, Inc. SOR 836144105 5/22/2020 2 Commodities and Real Estate Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 5/22/2020 3 Senior Securities and Borrowing Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 5/22/2020 4 Concentration of Investments Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 5/22/2020 5 Making Loans Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 5/22/2020 6 Underwriting Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 5/22/2020 7 Concentration Limits Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 5/22/2020 8 Short Sales and Purchases of Securities on Margin Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 5/22/2020 9 Investments in which a Director of Officer is Invested Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 5/22/2020 10 Writing and Selling Options Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 5/22/2020 11 Investments in Other Investment Companies Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 5/22/2020 12 Investments in Securities for which Market Quotations are not Readily Available Mgmt Voted For For For
Source Capital, Inc. SOR 836144105 5/22/2020 13 Purchases of Certain Restricted Securities Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 1 Elect Richard E. Allison, Jr. Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 2 Elect Rosalind G. Brewer Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 3 Elect Andrew Campion Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 4 Elect Mary N. Dillon Mgmt Voted For Against Against
Starbucks Corporation SBUX 855244109 3/18/2020 5 Elect Isabel Ge Mahe Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 6 Elect Mellody Hobson Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 7 Elect Kevin R. Johnson Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 8 Elect Jorgen Vig Knudstorp Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 9 Elect Satya Nadella Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 10 Elect Joshua Cooper Ramo Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 11 Elect Clara Shih Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 12 Elect Javier G. Teruel Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 13 Elect Myron E. Ullman, III Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Starbucks Corporation SBUX 855244109 3/18/2020 15 Ratification of Auditor Mgmt Voted For For For
Starbucks Corporation SBUX 855244109 3/18/2020 16 Shareholder Proposal Regarding EEO Policy Risk Report ShrHoldr Voted Against Against For
Stryker Corporation SYK 863667101 5/5/2020 1 Elect Mary K. Brainerd Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 2 Elect Srikant M. Datar Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 3 Elect Roch Doliveux Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 4 Elect Allan C. Golston Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 5 Elect Kevin A. Lobo Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 6 Elect Sherilyn S. McCoy Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 7 Elect Andrew K. Silvernail Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 8 Elect Lisa M. Skeete Tatum Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 9 Elect Ronda E. Stryker Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 10 Elect Rajeev Suri Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 11 Ratification of Auditor Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Stryker Corporation SYK 863667101 5/5/2020 13 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board ShrHoldr Voted Against Against For
Suntrust Banks, Inc. STI 867914103 7/30/2019 1 BB&T Merger-of-Equals Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 7/30/2019 2 Advisory Vote on Golden Parachutes Mgmt Voted For For For
Suntrust Banks, Inc. STI 867914103 7/30/2019 3 Right to Adjourn Meeting Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 1 Elect Thomas L. Bene Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 2 Elect Daniel J. Brutto Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 3 Elect John Cassaday Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 4 Elect Joshua D. Frank Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 5 Elect Larry C. Glasscock Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 6 Elect Bradley M. Halverson Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 7 Elect John M. Hinshaw Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 8 Elect Hans-Joachim Koerber Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 9 Elect Stephanie A. Lundquist Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 10 Elect Nancy S. Newcomb Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 11 Elect Nelson Peltz Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 12 Elect Edward D. Shirley Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 13 Elect Sheila G. Talton Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 15 Ratification of Auditor Mgmt Voted For For For
Sysco Corporation SYY 871829107 11/15/2019 16 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
Target Corporation TGT 87612E106 6/10/2020 1 Elect Douglas M. Baker, Jr. Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 2 Elect George S. Barrett Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 3 Elect Brian C. Cornell Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 4 Elect Calvin Darden Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 5 Elect Robert L. Edwards Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 6 Elect Melanie L. Healey Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 7 Elect Donald R. Knauss Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 8 Elect Monica C. Lozano Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 9 Elect Mary E. Minnick Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 10 Elect Kenneth L. Salazar Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 11 Elect Dmitri L. Stockton Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 12 Ratification of Auditor Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Target Corporation TGT 87612E106 6/10/2020 14 Approval of the 2020 Long-Term Incentive Plan Mgmt Voted For For For
Templeton Dragon Fund Inc TDF 88018T101 5/28/2020 1 Elect Harris J. Ashton Mgmt Voted For For 48.6% Against 51.0% Abstain 0.40% Against
Templeton Dragon Fund Inc TDF 88018T101 5/28/2020 2 Elect Mary C. Choksi Mgmt Voted For For 44.6% Against 55.0% Abstain 0.4% Against
Templeton Dragon Fund Inc TDF 88018T101 5/28/2020 3 Elect J. Michael Luttig Mgmt Voted For For 48.0% Against 51.6% Abstain 0.4% Against
Templeton Dragon Fund Inc TDF 88018T101 5/28/2020 4 Elect Constantine D. Tseretopoulos Mgmt Voted For For 48.0% Against 51.6% Abstain 0.4% Against
Templeton Dragon Fund Inc TDF 88018T101 5/28/2020 5 Ratification of Auditor Mgmt Voted For For 99.1% Against 0.5% Abstain 0.4% For
Texas Instruments Incorporated TXN 882508104 4/23/2020 1 Elect Mark A. Blinn Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 2 Elect Todd M. Bluedorn Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 3 Elect Janet F. Clark Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 4 Elect Carrie S. Cox Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 5 Elect Martin S. Craighead Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 6 Elect Jean M. Hobby Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 7 Elect Michael D. Hsu Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 8 Elect Ronald Kirk Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 9 Elect Pamela H. Patsley Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 10 Elect Robert E. Sanchez Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 11 Elect Richard K. Templeton Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Texas Instruments Incorporated TXN 882508104 4/23/2020 13 Ratification of Auditor Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 1 Elect Kermit R. Crawford Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 2 Elect Michael L. Eskew Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 3 Elect Margaret M. Keane Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 4 Elect Siddharth N. Mehta Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 5 Elect Jacques P. Perold Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 6 Elect Andrea Redmond Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 7 Elect Gregg M. Sherrill Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 8 Elect Judith A. Sprieser Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 9 Elect Perry M. Traquina Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 10 Elect Thomas J. Wilson Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Allstate Corporation ALL 20002101 5/19/2020 12 Ratification of Auditor Mgmt Voted For For For
The China Fund, Inc. CHN 169373107 3/12/2020 1.1 Elect George J. Iwanicki Mgmt Voted For For 96% Withhold 4% For
The Coca-Cola Company KO 191216100 4/22/2020 1 Elect Herbert A. Allen Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 2 Elect Marc Bolland Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 3 Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 4 Elect Christopher C. Davis Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 5 Elect Barry Diller Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 6 Elect Helene D. Gayle Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 7 Elect Alexis M. Herman Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 8 Elect Robert A. Kotick Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 9 Elect Maria Elena Lagomasino Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 10 Elect James Quincey Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 11 Elect Caroline J. Tsay Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 12 Elect David B. Weinberg Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 14 Ratification of Auditor Mgmt Voted For For For
The Coca-Cola Company KO 191216100 4/22/2020 15 Shareholder Proposal Regarding Report on Sugar and Public Health ShrHoldr Voted Against Against For
The Gabelli Global Small And Mid Cap Value Trust GGZ 36249W104 5/11/2020 1.1 Elect Mario J. Gabelli Mgmt Voted For For 65% Withhold 35% For
The Gabelli Global Small And Mid Cap Value Trust GGZ 36249W104 5/11/2020 1.2 Elect James P. Conn Mgmt Voted For For 93% Withhold 7% For
The Gabelli Global Small And Mid Cap Value Trust GGZ 36249W104 5/11/2020 1.3 Elect Salvatore J. Zizza Mgmt Voted For For 93% Withhold 7% For
The Gabelli Global Small And Mid Cap Value Trust GGZ 36249W104 5/11/2020 2 Shareholder Proposal Regarding Self-Tender ShrHoldr Voted Against For 35% Against 63% Abstain 2% Against
The Gabelli Healthcare & Wellness(Rx) Trust GRX 36246K103 5/11/2020 1.1 Elect Mario J. Gabelli Mgmt Voted For For 55% Withhold 45% For
The Gabelli Healthcare & Wellness(Rx) Trust GRX 36246K103 5/11/2020 1.2 Elect Anthonie C. van Ekris Mgmt Voted For For 78% Withhold 22% For
The GDL Fund GDL 361570104 5/11/2020 1.1 Elect Clarence A. Davis Mgmt Voted For For 94% Withhold 6% For
The GDL Fund GDL 361570104 5/11/2020 2 Shareholder Proposal Regarding Self-Tender ShrHoldr Voted Against For 39% Against 60% Abstain 1% Against
The GDL Fund GDL 361570104 6/5/2020 1.1 Elect Clarence A. Davis Mgmt Voted For For 94% Withhold 6% For
The GDL Fund GDL 361570104 6/5/2020 2 Shareholder Proposal Regarding Self-Tender ShrHoldr Voted Against For 39% Against 60% Abstain 1% Against
The Herzfeld Caribbean Basin Fund, Inc. CUBA 42804T106 11/14/2019 1.1 Elect John A. Gelety Mgmt Voted For For 74% Withhold 26% For
The Herzfeld Caribbean Basin Fund, Inc. CUBA 42804T106 11/14/2019 1.2 Elect Ann S. Lieff Mgmt Voted For For 74% Withhold 26% For
The Herzfeld Caribbean Basin Fund, Inc. CUBA 42804T106 11/14/2019 2 Shareholder Proposal Regarding Dissolution of the Fund ShrHoldr Voted Against For 54% Against 45% Abstain 1% For
The Home Depot, Inc. HD 437076102 5/21/2020 1 Elect Gerard J. Arpey Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 2 Elect Ari Bousbib Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 3 Elect Jeffery H. Boyd Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 4 Elect Gregory D. Brenneman Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 5 Elect J. Frank Brown Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 6 Elect Albert P. Carey Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 7 Elect Helena B. Foulkes Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 8 Elect Linda R. Gooden Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 9 Elect Wayne M. Hewett Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 10 Elect Manuel Kadre Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 11 Elect Stephanie C. Linnartz Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 12 Elect Craig A. Menear Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 13 Ratification of Auditor Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Home Depot, Inc. HD 437076102 5/21/2020 15 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent ShrHoldr Voted Against For Against
The Home Depot, Inc. HD 437076102 5/21/2020 16 Shareholder Proposal Regarding Employment Diversity Report ShrHoldr Voted Against Against For
The Home Depot, Inc. HD 437076102 5/21/2020 17 Shareholder Proposal Regarding Retention of Shares Following Termination of Employment ShrHoldr Voted Against Against For
The Home Depot, Inc. HD 437076102 5/21/2020 18 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency ShrHoldr Voted Against Against For
The Korea Fund, Inc. KF 500634209 10/24/2019 1 Elect Julian Reid Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 1 Elect Nora. A. Aufreiter Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 2 Elect Anne Gates Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 3 Elect Karen M. Hoguet Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 4 Elect Susan J. Kropf Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 5 Elect W. Rodney McMullen Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 6 Elect Clyde R. Moore Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 7 Elect Ronald L. Sargent Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 8 Elect Bobby S. Shackouls Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 9 Elect Mark S. Sutton Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 10 Elect Ashok Vemuri Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 12 Ratification of Auditor Mgmt Voted For For For
The Kroger Co. KR 501044101 6/25/2020 13 Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging ShrHoldr Voted Against Against For
The Kroger Co. KR 501044101 6/25/2020 14 Shareholder Proposal Regarding Human Rights Due Diligence Process Report ShrHoldr Voted Against Against For
The Mexico Equity and Income Fund, Inc. MXE 592834105 12/19/2019 1 Elect Glenn Goodstein Mgmt Voted For For 85.10% Against 11.59% Abstain 3.31% For
The Mexico Equity and Income Fund, Inc. MXE 592834105 12/19/2019 2 Elect Gerald Hellerman Mgmt Voted For For 77.86% Against 12.81% Abstain 9.33% For
The Mexico Fund, Inc. MXF 592835102 3/10/2020 1.1 Elect Emilio Carrillo Gamboa Mgmt Voted For For 95% Withhold 5% For
The Mexico Fund, Inc. MXF 592835102 3/10/2020 1.2 Elect Jonathan Davis Arzac Mgmt Voted For For 98% Withhold 2% For
The New Ireland Fund, Inc. IRL 645673104 6/9/2020 1.1 Elect Sean Hawkshaw Mgmt Voted For For 91% Withhold 9% For
The Procter & Gamble Company PG 742718109 10/8/2019 1 Elect Francis S. Blake Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 2 Elect Angela F. Braly Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 3 Elect Amy L. Chang Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 4 Elect Scott D. Cook Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 5 Elect Joseph Jimenez Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 6 Elect Terry J. Lundgren Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 7 Elect Christine M. McCarthy Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 8 Elect W. James McNerney, Jr. Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 9 Elect Nelson Peltz Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 10 Elect David. S. Taylor Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 11 Elect Margaret C. Whitman Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 12 Elect Patricia A. Woertz Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 13 Ratification of Auditor Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Procter & Gamble Company PG 742718109 10/8/2019 15 Approval of the 2019 Stock and Incentive Compensation Plan Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 1 Elect Philip F. Bleser Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 2 Elect Stuart B. Burgdoerfer Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 3 Elect Pamela J. Craig Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 4 Elect Charles A. Davis Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 5 Elect Roger N. Farah Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 6 Elect Lawton W. Fitt Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 7 Elect Susan Patricia Griffith Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 8 Elect Jeffrey D. Kelly Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 9 Elect Patrick H. Nettles Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 10 Elect Barbara R. Snyder Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 11 Elect Jan E. Tighe Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 12 Elect Kahina Van Dyke Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Progressive Corporation PGR 743315103 5/8/2020 14 Ratification of Auditor Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 1 Elect Kerrii B. Anderson Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 2 Elect Arthur F. Anton Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 3 Elect Jeff M. Fettig Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 4 Elect Richard J. Kramer Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 5 Elect Susan J. Kropf Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 6 Elect John G. Morikis Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 7 Elect Christine A. Poon Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 8 Elect Michael H. Thaman Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 9 Elect Matthew Thornton III Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 10 Elect Steven H. Wunning Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
The Sherwin-Williams Company SHW 824348106 4/22/2020 12 Ratification of Auditor Mgmt Voted For For For
The Swiss Helvetia Fund, Inc. SWZ 870875101 10/31/2019 1.1 Elect Moritz A. Sell Mgmt Voted For For 65% Withhold 35% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 10/31/2019 1.2 Elect Richard Dayan Mgmt Voted For For 63% Withhold 37% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 10/31/2019 2 Approval of a New Investment Advisory Agreement Mgmt Voted For For 56% Against 38% Abstain 6% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 10/31/2019 3 Amendment to Investment Objective Mgmt Voted For For 59% Against 36% Abstain 5% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 10/31/2019 4 To Exclude Closed-End Funds from the Fund's Concentration Limit. Mgmt Voted For For 58% Against 37% Abstain 5% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 10/31/2019 5 To Permit the Issuance by the Fund of Senior Securities. Mgmt Voted For For 56% Against 39% Abstain 5% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 10/31/2019 6 To Permit the Fund to Make Loans. Mgmt Voted For For 55% Against 41% Abstain 4% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 10/31/2019 7 Amendment to Investment Objective Mgmt Voted For For 56% Against 40% Abstain 4% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 10/31/2019 8 To Permit the Fund to Make Short Sales of Securities for Hedging Purposes. Mgmt Voted For For 56% Against 39% Abstain 5% For
The Swiss Helvetia Fund, Inc. SWZ 870875101 10/31/2019 9 Ratification of Auditor Mgmt Voted For For 75% Against 21% Abstain 4% For
The Taiwan Fund, Inc. TWN 874036106 4/21/2020 1.1 Elect William C. Kirby Mgmt Voted For For 96% Withhold 4% For
The Taiwan Fund, Inc. TWN 874036106 4/21/2020 1.2 Elect Anthony S. Clark Mgmt Voted For For 95% Withhold 5% For
The Taiwan Fund, Inc. TWN 874036106 4/21/2020 1.3 Elect Thomas G. Kamp Mgmt Voted For For 96% Withhold 4% For
The Taiwan Fund, Inc. TWN 874036106 4/21/2020 1.4 Elect Warren J. Olsen Mgmt Voted For For 95% Withhold 5% For
The Taiwan Fund, Inc. TWN 874036106 4/21/2020 1.5 Elect Shelley Rigger Mgmt Voted For For 95% Withhold 5% For
The Taiwan Fund, Inc. TWN 874036106 4/21/2020 2 Reincorporation from Delaware to Maryland Mgmt Voted For For 96% Against 4% Abstain 0% For
The TJX Companies, Inc. TJX 872540109 6/9/2020 1 Elect Zein Abdalla Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 2 Elect Alan M. Bennett Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 3 Elect Rosemary T. Berkery Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 4 Elect David T. Ching Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 5 Elect Ernie Herrman Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 6 Elect Michael F. Hines Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 7 Elect Amy B. Lane Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 8 Elect Carol Meyrowitz Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 9 Elect Jackwyn L. Nemerov Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 10 Elect John F. O'Brien Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 11 Elect Willow B. Shire Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 12 Ratification of Auditor Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
The TJX Companies, Inc. TJX 872540109 6/9/2020 14 Shareholder Proposal Regarding Report on Chemicals ShrHoldr Voted Against Against For
The TJX Companies, Inc. TJX 872540109 6/9/2020 15 Shareholder Proposal Regarding Report on Animal Welfare ShrHoldr Voted Against Against For
The TJX Companies, Inc. TJX 872540109 6/9/2020 16 Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation ShrHoldr Voted Against Against For
The TJX Companies, Inc. TJX 872540109 6/9/2020 17 Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age ShrHoldr Voted Against Against For
The Walt Disney Company DIS 254687106 3/11/2020 1 Elect Susan E. Arnold Mgmt Voted For For For
The Walt Disney Company DIS 254687106 3/11/2020 2 Elect Mary T. Barra Mgmt Voted For For For
The Walt Disney Company DIS 254687106 3/11/2020 3 Elect Safra A. Catz Mgmt Voted For For For
The Walt Disney Company DIS 254687106 3/11/2020 4 Elect Francis A. deSouza Mgmt Voted For For For
The Walt Disney Company DIS 254687106 3/11/2020 5 Elect Michael B.G. Froman Mgmt Voted For For For
The Walt Disney Company DIS 254687106 3/11/2020 6 Elect Robert A. Iger Mgmt Voted For For For
The Walt Disney Company DIS 254687106 3/11/2020 7 Elect Maria Elena Lagomasino Mgmt Voted For For For
The Walt Disney Company DIS 254687106 3/11/2020 8 Elect Mark G. Parker Mgmt Voted For For For
The Walt Disney Company DIS 254687106 3/11/2020 9 Elect Derica W. Rice Mgmt Voted For For For
The Walt Disney Company DIS 254687106 3/11/2020 10 Ratification of Auditor Mgmt Voted For For For
The Walt Disney Company DIS 254687106 3/11/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
The Walt Disney Company DIS 254687106 3/11/2020 12 Amendment to the 2011 Stock Incentive Plan Mgmt Voted For For For
The Walt Disney Company DIS 254687106 3/11/2020 13 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 1 Elect Marc N. Casper Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 2 Elect Nelson J. Chai Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 3 Elect C. Martin Harris Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 4 Elect Tyler Jacks Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 5 Elect Judy C. Lewent Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 6 Elect Thomas J. Lynch Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 7 Elect Jim P. Manzi Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 8 Elect James C. Mullen Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 9 Elect Lars Rebien Sorensen Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 10 Elect Debora L. Spar Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 11 Elect Scott M. Sperling Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 12 Elect Dion J. Weisler Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Thermo Fisher Scientific Inc. TMO 883556102 5/20/2020 14 Ratification of Auditor Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 1 Elect Kirk E. Arnold Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 2 Elect Ann C. Berzin Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 3 Elect John Bruton Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 4 Elect Jared L. Cohon Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 5 Elect Gary D. Forsee Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 6 Elect Linda P. Hudson Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 7 Elect Michael W. Lamach Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 8 Elect Myles P. Lee Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 9 Elect Karen B. Peetz Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 10 Elect John P. Surma Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 11 Elect Richard J. Swift Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 12 Elect Tony L. White Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 14 Appointment of Auditor and Authority to Set Fees Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 15 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 16 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Trane Technologies plc TT G8994E103 6/4/2020 17 Issuance of Treasury Shares Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.1 Elect David A. Barr Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.2 Elect William Dries Mgmt Voted For Withhold Against
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.3 Elect Mervin Dunn Mgmt Voted For Withhold Against
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.4 Elect Michael Graff Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.5 Elect Sean P. Hennessy Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.6 Elect W. Nicholas Howley Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.7 Elect Raymond Laubenthal Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.8 Elect Gary E. McCullough Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.9 Elect Michele Santana Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.1 Elect Robert J. Small Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.11 Elect John Staer Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 1.12 Elect Kevin Stein Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 2 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Transdigm Group Incorporated TDG 893641100 6/29/2020 3 Ratification of Auditor Mgmt Voted For For For
Transdigm Group Incorporated TDG 893641100 6/29/2020 4 Shareholder Proposal Regarding Reporting and Managing Greenhouse Gas Emissions ShrHoldr Voted Against For Against
Tri-Continental Corporation TY 895436103 6/15/2020 1.1 Elect Patricia M. Flynn Mgmt Voted For For 89% Withhold 11% For
Tri-Continental Corporation TY 895436103 6/15/2020 1.2 Elect Brian J Gallagher Mgmt Voted For For 89% Withhold 11% For
Tri-Continental Corporation TY 895436103 6/15/2020 1.3 Elect Catherine James Paglia Mgmt Voted For For 89% Withhold 11% For
Tri-Continental Corporation TY 895436103 6/15/2020 2 Ratification of Auditor Mgmt Voted For For 83% Against 15% Abstain 2% For
Truist Financial Corporation TFC 89832Q109 4/28/2020 1 Elect Jennifer S. Banner Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 2 Elect K. David Boyer, Jr. Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 3 Elect Agnes Bundy Scanlan Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 4 Elect Anna R. Cablik Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 5 Elect Dallas S. Clement Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 6 Elect Paul D. Donahue Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 7 Elect Paul R. Garcia Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 8 Elect Patrick C. Graney III Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 9 Elect Linnie M. Haynesworth Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 10 Elect Kelly S. King Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 11 Elect Easter Maynard Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 12 Elect Donna S. Morea Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 13 Elect Charles A. Patton Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 14 Elect Nido R. Qubein Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 15 Elect David M. Ratcliffe Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 16 Elect William H. Rogers, Jr. Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 17 Elect Frank P. Scruggs, Jr. Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 18 Elect Christine Sears Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 19 Elect Thomas E. Skains Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 20 Elect Bruce L. Tanner Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 21 Elect Thomas N. Thompson Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 22 Elect Steven C. Voorhees Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 23 Ratification of Auditor Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 24 Advisory Vote on Executive Compensation Mgmt Voted For For For
Truist Financial Corporation TFC 89832Q109 4/28/2020 25 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
U.S. Bancorp USB 902973304 4/21/2020 1 Elect Warner L. Baxter Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 2 Elect Dorothy J. Bridges Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 3 Elect Elizabeth Buse Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 4 Elect Marc N. Casper Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 5 Elect Andrew Cecere Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 6 Elect Kimberly J. Harris Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 7 Elect Roland A. Hernandez Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 8 Elect Olivia F. Kirtley Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 9 Elect Karen S. Lynch Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 10 Elect Richard P. McKenney Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 11 Elect Yusuf I. Mehdi Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 12 Elect John P. Wiehoff Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 13 Elect Scott W. Wine Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 14 Ratification of Auditor Mgmt Voted For For For
U.S. Bancorp USB 902973304 4/21/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 1 Elect Andrew H. Card, Jr. Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 2 Elect William J. DeLaney Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 3 Elect David B. Dillon Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 4 Elect Lance M. Fritz Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 5 Elect Deborah C. Hopkins Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 6 Elect Jane H. Lute Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 7 Elect Michael R. McCarthy Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 8 Elect Thomas F. McLarty III Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 9 Elect Bhavesh V. Patel Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 10 Elect Jose H. Villarreal Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 11 Elect Christopher J. Williams Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 12 Ratification of Auditor Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Union Pacific Corporation UNP 907818108 5/14/2020 14 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Union Pacific Corporation UNP 907818108 5/14/2020 15 Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change ShrHoldr Voted Against Against For
United Parcel Service, Inc. UPS 911312106 5/14/2020 1 Elect David P. Abney Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 2 Elect Rodney C. Adkins Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 3 Elect Michael J. Burns Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 4 Elect William R. Johnson Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 5 Elect Ann M. Livermore Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 6 Elect Rudy H.P. Markham Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 7 Elect Franck J. Moison Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 8 Elect Clark T. Randt, Jr. Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 9 Elect Christiana Smith Shi Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 10 Elect John T. Stankey Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 11 Elect Carol B. Tome Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 12 Elect Kevin M. Warsh Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 14 Ratification of Auditor Mgmt Voted For For For
United Parcel Service, Inc. UPS 911312106 5/14/2020 15 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
United Parcel Service, Inc. UPS 911312106 5/14/2020 16 Shareholder Proposal Regarding Recapitalization ShrHoldr Voted Against For Against
United Parcel Service, Inc. UPS 911312106 5/14/2020 17 Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change ShrHoldr Voted Against For Against
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 1 Elect Richard T. Burke Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 2 Elect Timothy P. Flynn Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 3 Elect Stephen J. Hemsley Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 4 Elect Michele J. Hooper Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 5 Elect F. William McNabb, III Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 6 Elect Valerie C. Montgomery Rice Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 7 Elect John H. Noseworthy Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 8 Elect Glenn M. Renwick Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 9 Elect David S. Wichmann Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 10 Elect Gail R. Wilensky Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 12 Ratification of Auditor Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 13 Approval of the 2020 Stock Incentive Plan Mgmt Voted For For For
UnitedHealth Group Incorporated UNH 91324P102 6/1/2020 14 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments ShrHoldr Voted Against Against For
VeriSign, Inc. VRSN 92343E102 5/21/2020 1 Elect D. James Bidzos Mgmt Voted For For For
VeriSign, Inc. VRSN 92343E102 5/21/2020 2 Elect Yehuda Ari Buchalter Mgmt Voted For For For
VeriSign, Inc. VRSN 92343E102 5/21/2020 3 Elect Kathleen A. Cote Mgmt Voted For For For
VeriSign, Inc. VRSN 92343E102 5/21/2020 4 Elect Thomas F. Frist, III Mgmt Voted For For For
VeriSign, Inc. VRSN 92343E102 5/21/2020 5 Elect Jamie S. Gorelick Mgmt Voted For For For
VeriSign, Inc. VRSN 92343E102 5/21/2020 6 Elect Roger H. Moore Mgmt Voted For For For
VeriSign, Inc. VRSN 92343E102 5/21/2020 7 Elect Louis A. Simpson Mgmt Voted For For For
VeriSign, Inc. VRSN 92343E102 5/21/2020 8 Elect Timothy Tomlinson Mgmt Voted For For For
VeriSign, Inc. VRSN 92343E102 5/21/2020 9 Advisory Vote on Executive Compensation Mgmt Voted For For For
VeriSign, Inc. VRSN 92343E102 5/21/2020 10 Ratification of Auditor Mgmt Voted For For For
VeriSign, Inc. VRSN 92343E102 5/21/2020 11 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Verizon Communications Inc. VZ 92343V104 5/7/2020 1 Elect Shellye L. Archambeau Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 5/7/2020 2 Elect Mark T. Bertolini Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 5/7/2020 3 Elect Vittorio Colao Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 5/7/2020 4 Elect Melanie L. Healey Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 5/7/2020 5 Elect Clarence Otis, Jr. Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 5/7/2020 6 Elect Daniel H. Schulman Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 5/7/2020 7 Elect Rodney E. Slater Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 5/7/2020 8 Elect Hans Vestberg Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 5/7/2020 9 Elect Gregory G. Weaver Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 5/7/2020 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 5/7/2020 11 Ratification of Auditor Mgmt Voted For For For
Verizon Communications Inc. VZ 92343V104 5/7/2020 12 Shareholder Proposal Regarding Executive Deferral Plan ShrHoldr Voted Against Against For
Verizon Communications Inc. VZ 92343V104 5/7/2020 13 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Verizon Communications Inc. VZ 92343V104 5/7/2020 14 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Verizon Communications Inc. VZ 92343V104 5/7/2020 15 Shareholder Proposal Regarding Linking Executive Pay to Data Privacy ShrHoldr Voted Against Against For
Verizon Communications Inc. VZ 92343V104 5/7/2020 16 Shareholder Proposal Regarding Severance Approval Policy ShrHoldr Voted Against Against For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 1 Elect Sangeeta N. Bhatia Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 2 Elect Lloyd A. Carney Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 3 Elect Alan M. Garber Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 4 Elect Terrence C. Kearney Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 5 Elect Reshma Kewalramani Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 6 Elect Yuchun Lee Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 7 Elect Jeffrey M. Leiden Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 8 Elect Margaret G. McGlynn Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 9 Elect Diana McKenzie Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 10 Elect Bruce I. Sachs Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 11 Ratification of Auditor Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Vertex Pharmaceuticals Incorporated VRTX 92532F100 6/3/2020 13 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Visa Inc. V 92826C839 1/28/2020 1 Elect Lloyd A. Carney Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 2 Elect Mary B. Cranston Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 3 Elect Francisco Javier Fernandez-Carbajal Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 4 Elect Alfred F. Kelly, Jr. Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 5 Elect Ramon L. Laguarta Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 6 Elect John F. Lundgren Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 7 Elect Robert W. Matschullat Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 8 Elect Denise M. Morrison Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 9 Elect Suzanne Nora Johnson Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 10 Elect John A.C. Swainson Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 11 Elect Maynard G. Webb, Jr. Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Visa Inc. V 92826C839 1/28/2020 13 Ratification of Auditor Mgmt Voted For For For
Voya Financial Inc IAE 92912J102 7/9/2019 1.1 Elect John V. Boyer Mgmt Voted For For For
Voya Financial Inc IAE 92912J102 7/9/2019 1.2 Elect Patricia W. Chadwick Mgmt Voted For For For
Voya Financial Inc IAE 92912J102 7/9/2019 1.3 Elect Sheryl K. Pressler Mgmt Voted For For For
Voya Financial Inc IAE 92912J102 7/9/2019 1.4 Elect Christopher P. Sullivan Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 1 Elect Cesar Conde Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 2 Elect Timothy P. Flynn Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 3 Elect Sarah J. Friar Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 4 Elect Carla A. Harris Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 5 Elect Thomas W. Horton Mgmt Voted For Against Against
Walmart Inc. WMT 931142103 6/3/2020 6 Elect Marissa A. Mayer Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 7 Elect C. Douglas McMillon Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 8 Elect Gregory B. Penner Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 9 Elect Steven S Reinemund Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 10 Elect S. Robson Walton Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 11 Elect Steuart Walton Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Walmart Inc. WMT 931142103 6/3/2020 13 Ratification of Auditor Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 14 Amendment to the ASDA Sharesave Plan 2000 Mgmt Voted For For For
Walmart Inc. WMT 931142103 6/3/2020 15 Shareholder Proposal Regarding Report on Single-Use Plastic Shopping Bags ShrHoldr Voted Against Against For
Walmart Inc. WMT 931142103 6/3/2020 16 Shareholder Proposal Regarding Use of Antibiotics ShrHoldr Voted Against Against For
Walmart Inc. WMT 931142103 6/3/2020 17 Shareholder Proposal Regarding Hourly Associate Representation on the Board ShrHoldr Voted Against Against For
Walmart Inc. WMT 931142103 6/3/2020 18 Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment ShrHoldr Voted Against Against For
Waste Management, Inc. WM 94106L109 5/12/2020 1 Elect Frank M. Clark, Jr. Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/12/2020 2 Elect James C. Fish, Jr. Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/12/2020 3 Elect Andres R. Gluski Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/12/2020 4 Elect Victoria M. Holt Mgmt Voted For Against Against
Waste Management, Inc. WM 94106L109 5/12/2020 5 Elect Kathleen M. Mazzarella Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/12/2020 6 Elect William B. Plummer Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/12/2020 7 Elect John C. Pope Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/12/2020 8 Elect Thomas H. Weidemeyer Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/12/2020 9 Ratification of Auditor Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/12/2020 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Waste Management, Inc. WM 94106L109 5/12/2020 11 Amendment to the Employee Stock Purchase Plan Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 1 Elect Anna C. Catalano Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 2 Elect Victor F. Ganzi Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 3 Elect John J. Haley Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 4 Elect Wendy E. Lane Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 5 Elect Brendan R. O'Neill Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 6 Elect Jaymin B. Patel Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 7 Elect Linda D. Rabbitt Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 8 Elect Paul D. Thomas Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 9 Elect Wilhelm Zeller Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 10 Ratification of Auditor Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 12 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Willis Towers Watson Public Limited Company WLTW G96629103 6/10/2020 13 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 1 Elect Dennis Segers Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 2 Elect Raman Chitkara Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 3 Elect Saar Gillai Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 4 Elect Ronald S. Jankov Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 5 Elect Mary Louise Krakauer Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 6 Elect Thomas H. Lee Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 7 Elect J. Michael Patterson Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 8 Elect Victor Peng Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 9 Elect Marshall C. Turner, Jr. Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 10 Elect Elizabeth W. Vanderslice Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 11 Approval of Amendment to the 1990 Employee Qualified Stock Purchase Plan Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 12 Approval of Amendment to the 2007 Equity Incentive Plan Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Xilinx, Inc. XLNX 983919101 8/8/2019 14 Ratification of Auditor Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 1 Elect Christopher B. Begley Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 2 Elect Betsy J. Bernard Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 3 Elect Gail K. Boudreaux Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 4 Elect Michael J. Farrell Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 5 Elect Larry C. Glasscock Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 6 Elect Robert A. Hagemann Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 7 Elect Bryan C Hanson Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 8 Elect Arthur J. Higgins Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 9 Elect Maria Teresa Hilado Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 10 Elect Syed Jafry Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 11 Elect Michael W. Michelson Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 12 Ratification of Auditor Mgmt Voted For For For
Zimmer Biomet Holdings, Inc. ZBH 98956P102 5/8/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 5/20/2020 1 Elect Gregory Norden Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 5/20/2020 2 Elect Louise M. Parent Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 5/20/2020 3 Elect Kristin C. Peck Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 5/20/2020 4 Elect Robert W. Scully Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 5/20/2020 5 Advisory Vote on Executive Compensation Mgmt Voted For For For
Zoetis Inc. ZTS 98978V103 5/20/2020 6 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Zoetis Inc. ZTS 98978V103 5/20/2020 7 Ratification of Auditor Mgmt Voted For For For

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Cornerstone Strategic Value Fund, Inc.

 

By (Signature and Title) /s/ Ralph W. Bradshaw  
   

Ralph W. Bradshaw, President and Chairman

(Principal Executive Officer)

 
Date August 14, 2020      

 

 

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