UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported): February 14, 2022
CONTANGO ORE, INC.
(Exact name of Registrant as specified in its charter)
| Delaware |
001-35770 |
27-3431051 |
| (State or other jurisdiction of |
(Commission |
(I.R.S. Employer |
| incorporation or organization) |
File Number) |
Identification No.) |
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| 3700 Buffalo Speedway, Suite 925 |
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| Houston, Texas |
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77098 |
| (Address of principal executive offices) |
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(Zip Code) |
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Registrant’s Telephone Number,
including area code: (713)
877-1311
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Not Applicable
(Former name, former address and former fiscal year, if changed
since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following
provisions (see General Instruction A.2.):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐ Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each
class
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Trading
Symbol(s)
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Name of each
exchange on which registered
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Common Stock, Par Value $0.01 per
share
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CTGO
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NYSE American
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933
(§ 230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
| Item 2.02. |
Results of
Operations and Financial Condition.
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On February 14, 2022, Contango ORE,
Inc. (the “Company”) issued a press release announcing its
financial results for the quarter ended December 31, 2021. A copy
of the press release is furnished as Exhibit 99.1 to this report
and incorporated by reference into this Item 2.02.
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Item 7.01.
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Regulation FD Disclosure.
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The Company
issued a press release on February 14, 2022 to announce its
financial results for the quarter ended December 31, 2021. A
copy of the press release is furnished as Exhibit 99.1 to this
Current Report on Form 8-K.
The
information included herein and in Exhibit 99.1 shall not be
deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or
otherwise subject to the liabilities of that section, nor shall it
be deemed incorporated by reference in any filing under the
Securities Act of 1933, as amended, or the Exchange Act.
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Item 9.01.
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Financial Statements and
Exhibits.
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(d) Exhibits.
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Exhibit No.
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Description
of Exhibit
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SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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CONTANGO ORE, INC. |
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By:
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/s/ Leah
Gaines
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Leah
Gaines
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Vice
President, Chief Financial Officer, Chief Accounting
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Officer, Treasurer and Secretary |
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Dated: February 14, 2022