Statement of Changes in Beneficial Ownership (4)
February 11 2022 - 05:49PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * AULT MILTON C
III |
2. Issuer Name and Ticker or Trading
Symbol BitNile Holdings, Inc. [ NILE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Executive Chairman |
|
(Last)
(First)
(Middle)
11411 SOUTHERN HIGHLANDS PARKWAY, SUITE 240 |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/10/2022
|
|
(Street)
LAS VEGAS, NV 89141
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock (1) |
2/10/2022 |
|
P |
|
20000 |
A |
$1.0625 |
6799500 |
I |
By Ault Alpha LP (2) |
|
Common Stock |
|
|
|
|
|
|
|
157125 |
D |
|
|
Common Stock |
|
|
|
|
|
|
|
1658916 |
I |
By Ault & Company, Inc. (3) |
|
Common Stock |
|
|
|
|
|
|
|
3408 |
I |
By Philou Ventures, LLC (4) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
The common stock purchased
by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules
10b-18 and 10b5-1 stock purchase plan dated December 31, 2021,
adopted by Ault Alpha. |
| (2) |
Milton C. Ault, III, is the
Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital
Management LLC ("AC Management"). Ault GP and AC Management are the
general partner and investment manager to Ault Alpha, respectively.
As such, Mr. Ault is deemed to beneficially own the shares held by
Ault Alpha. |
| (3) |
Milton C. Ault, III, is the
Chief Executive Officer of Ault & Company, Inc. ("Ault &
Co.") and is deemed to beneficially own the shares held by Ault
& Co. |
| (4) |
Ault & Co. is the
Manager of Philou Ventures, LLC. Milton C. Ault, III, as the Chief
Executive Officer of Ault & Co., is deemed to beneficially own
the shares held by Ault & Co. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
AULT MILTON C III
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 240
LAS VEGAS, NV 89141 |
X |
X |
Executive Chairman |
|
Signatures
|
|
/s/ Milton C. Ault, III |
|
2/11/2022 |
| **Signature
of Reporting Person |
Date |
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