Amended Current Report Filing (8-k/a)
May 31 2022 - 04:50PM
Edgar (US Regulatory)
0001604738trueThis Amendment No. 1 to the
Current Report on Form 8-K amends Item 7.01 of the Current Report
on Form 8-K filed on May 4, 2022 (the “Original Form 8-K”) to
report an update to the investor presentation furnished as Exhibit
99.1 thereto (the “Exhibit”). The only change is to include a new
additional slide 29 relating to the breakdown of Remington managed
hotels that are included in AUM (meaning they are owned Ashford
Hospitality Trust, Inc. or Braemar Hotels & Resorts Inc.)
compared to hotels owned by other third-parties. No other changes
have been made to the Original Form 8-K or to the
Exhibit.00016047382022-05-042022-05-04
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported): May 4,
2022
ASHFORD INC.
(Exact name of registrant as specified in its charter)
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Nevada |
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001-36400 |
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84-2331507 |
(State or other jurisdiction of incorporation
or organization) |
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(Commission
File Number) |
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(IRS employer
identification number) |
14185 Dallas Parkway |
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Suite 1200 |
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Dallas |
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Texas |
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75254 |
(Address of principal executive offices) |
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(Zip code) |
Registrant’s telephone number, including area code:
(972) 490-9600
N/A
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
☐
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol |
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Name of each exchange on which registered |
Common Stock |
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AINC |
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NYSE American LLC |
Explanatory Note
This Amendment No. 1 to the Current Report on Form 8-K amends Item
7.01 of the Current Report on Form 8-K filed on May 4, 2022 (the
“Original Form 8-K”) to report an update to the investor
presentation furnished as Exhibit 99.1 thereto (the “Exhibit”). The
only change is to include a new additional slide 29 relating to the
breakdown of Remington managed hotels that are included in AUM
(meaning they are owned by Ashford Hospitality Trust, Inc. or
Braemar Hotels & Resorts Inc.) compared to hotels owned by
other third-parties. No other changes have been made to the
Original Form 8-K or to the Exhibit.
ITEM 7.01 REGULATION FD
DISCLOSURE.
On May 4, 2022,
Ashford Inc. (the “Company”), released an investor presentation.
The additional slide to the investor presentation, as amended, is
attached hereto as Exhibit 99.1.
The additional slide attached hereto is being furnished pursuant to
General Instruction B.2 of Form 8-K and the information under Item
7.01 of this Form 8-K shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), nor is it subject to the liabilities of that
section or deemed incorporated by reference in any filing by the
Company under the Exchange Act unless specifically identified
therein as being incorporated therein by reference.
ITEM 9.01 FINANCIAL STATEMENTS AND
EXHIBITS.
(d) Exhibits
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Exhibit No. |
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Description |
99.1 |
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104 |
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Cover Page Interactive Data File (formatted in Inline XBRL and
contained in Exhibit 101) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
ASHFORD INC.
By: /s/
Alex
Rose
Alex
Rose
Executive
Vice President, General Counsel & Secretary
Date: May 31, 2022
Ashford (AMEX:AINC)
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