Current Report Filing (8-k)
January 19 2022 - 06:04AM
Edgar (US Regulatory)
0001604738false00016047382022-01-192022-01-19
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported): January 19,
2022
ASHFORD INC.
(Exact name of registrant as specified in its charter)
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Nevada |
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001-36400 |
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84-2331507 |
(State or other jurisdiction of incorporation
or organization) |
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(Commission
File Number) |
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(IRS employer
identification number) |
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14185 Dallas Parkway |
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Suite 1200 |
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Dallas |
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Texas |
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75254 |
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(Address of principal executive offices) |
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(Zip code) |
Registrant’s telephone number, including area code:
(972) 490-9600
Not Applicable
(Former name or former address, if changed since last
report)
Check the appropriate box if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐ |
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
☐
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol |
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Name of each exchange on which registered |
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Common Stock |
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AINC |
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NYSE American LLC |
ITEM 7.01 REGULATION FD
DISCLOSURE
On January 19, 2022, Ashford Inc. (the “Company”) released an
investor presentation. The investor presentation is attached hereto
as Exhibit 99.1.
The investor presentation is being furnished pursuant to General
Instruction B.2 of Form 8-K and is not deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), nor is it subject to the liabilities of that
section or deemed incorporated by reference in any filing by the
Company under the Exchange Act unless specifically identified
therein as being incorporated therein by reference.
ITEM 9.01 FINANCIAL STATEMENTS AND
EXHIBITS
(d) Exhibits
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Exhibit Number
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Exhibit Description
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99.1 |
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104 |
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Cover Page Interactive Data File (formatted in Inline XBRL and
contained in Exhibit 101) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
ASHFORD INC.
By: /s/
Alex Rose
Alex Rose
Executive
Vice President, General Counsel & Secretary
Date: January 19, 2022
Ashford (AMEX:AINC)
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