UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

(Rule 13d-101)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

 

(Amendment No. 5)*

 

Air Industries Group

(Name of Issuer)

 

Common Stock, par value $0.001

(Title of Class of Securities)

 

00912N205

(CUSIP Number)

 

DAVID S. RICHMOND

RICHMOND BROTHERS, INC.

3568 Wildwood Avenue

Jackson, Michigan 49202

(517) 435-4040

 

GUY P. LANDER

CARTER LEDYARD & MILBURN LLP

2 WALL STREET, NEW YORK, NY 10005

212-732-3200

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

October 15, 2021

(Date of Event Which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ☐.

 

* The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

  

(Continued on following pages)

 

 

 

 

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

Richmond Brothers, Inc.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

MICHIGAN

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

- 0 -

8

SHARED VOTING POWER

- 0 -

9

SOLE DISPOSITIVE POWER

- 0 -

10

SHARED DISPOSITIVE POWER

2,242,374*

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,242,374*

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

6.92%**

14

TYPE OF REPORTING PERSON

IA, CO

 

 

* Includes 312,000 shares of Common Stock which may be acquired upon exercise of warrants.
** Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

 

2

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

RBI Private Investment II, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

DELAWARE

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

15,333

8

SHARED VOTING POWER

- 0 -

9

SOLE DISPOSITIVE POWER

15,333

10

SHARED DISPOSITIVE POWER

- 0 -

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

15,333

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

Less than 1%*

14

TYPE OF REPORTING PERSON

OO

 

 

* Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

 

3

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

RBI Private Investment III, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

DELAWARE

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

825,059*

8

SHARED VOTING POWER

- 0 -

9

SOLE DISPOSITIVE POWER

825,059*

10

SHARED DISPOSITIVE POWER

- 0 -

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

825,059*

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

2.55 %**

14

TYPE OF REPORTING PERSON

OO

 

 

* Includes 280,000 shares of Common Stock which may be acquired upon exercise of warrants.
** Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

 

4

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

RBI PI Manager, LLC*

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

DELAWARE

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

840,392**

8

SHARED VOTING POWER

- 0 -

9

SOLE DISPOSITIVE POWER

840,392**

10

SHARED DISPOSITIVE POWER

- 0 -

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

840,392**

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

2.60%***

14

TYPE OF REPORTING PERSON

OO

 

 

* Includes the shares owned by RBI Private Investment II, LLC and RBI Private Investment III, LLC.
** Includes 280,000 Shares issuable upon the exercise of warrants.
*** Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

  

5

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

Richmond Brothers 401(k) Profit Sharing Plan

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

MICHIGAN

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

71,194

8

SHARED VOTING POWER

- 0 -

9

SOLE DISPOSITIVE POWER

71,194

10

SHARED DISPOSITIVE POWER

- 0 -

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

71,194

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

Less than 1%*

14

TYPE OF REPORTING PERSON

EP

 

 

* Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

 

6

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

David S. Richmond

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

USA

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

840,392*

8

SHARED VOTING POWER

71,194

9

SOLE DISPOSITIVE POWER

840,392*

10

SHARED DISPOSITIVE POWER

2,242,374**

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

3,153,960 ***

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

9.74%****

14

TYPE OF REPORTING PERSON

IN

 

 

* Includes 280,000 Shares issuable upon the exercise of warrants.
** Includes 312,000 Shares issuable upon the exercise of warrants.
*** Includes 592,000 Shares issuable upon the exercise of warrants.
**** Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

  

7

 

 

CUSIP No. 00912N205

 

 

1

NAME OF REPORTING PERSON

Matthew J. Curfman

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐

(b)  ☐

3

SEC USE ONLY

 

4

SOURCE OF FUNDS

OO

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

6

CITIZENSHIP OR PLACE OF ORGANIZATION

USA

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7

SOLE VOTING POWER

9,155

8

SHARED VOTING POWER

71,194

9

SOLE DISPOSITIVE POWER

9,155

10

SHARED DISPOSITIVE POWER

2,242,374 *

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,322,723 *

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

7.17% **

14

TYPE OF REPORTING PERSON

IN

 

 

* Includes 312,000 Shares issuable upon the exercise of warrants.
** Based on 32,077,530 outstanding shares of common stock as of July 30, 2021 as reported on the Issuer’s Form 10-Q filed on August 5, 2021

 

8

 

 

CUSIP No. 00912N205

 

Item 1. Security and Issuer.

 

This Amendment No. 5 (this “Amendment No. 5”) to the Statement of Beneficial Ownership on Schedule 13D filed on June 25, 2018 (the “Statement”), as amended by Amendment No. 1 thereto filed on October 9, 2018 (“Amendment No. 1”), Amendment No. 2 thereto filed on March 31, 2020 (“Amendment No. 2”), Amendment No. 3 thereto filed on April 30, 2021 (“Amendment No. 3”) and Amendment No. 4 thereto filed on October 12, 2021 (“Amendment No. 4”) (each such amendment, an “Amendment”), relates to the Common Stock, par value $0.001 of Air Industries Group, a Nevada corporation (the “Issuer”). Capitalized terms used herein that are not otherwise defined shall have the respective meanings assigned thereto in the Statement and/or in Amendments No. 1 through 4.

 

This Amendment No. 5 is being filed by the Reporting Persons to report sales in the last 60 days.

 

The foregoing sales have decreased, in the aggregate, the number of shares of Common Stock (“Shares”) actually held and beneficially owned by the Reporting Persons relative to the number reported in Amendment No. 3 by greater than 1% of the outstanding shares of Common Stock of the Issuer.

 

Except as modified by the information provided in this Item 1, the information set forth in Item 1 of the Statement, as supplemented by the information that appeared in Item 1 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 1 of Schedule 13D.

 

Item 2. Identity and Background

 

The information set forth in Item 2 of the Statement, as supplemented by the information that appeared in Item 2 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 2 of Schedule 13D.

 

Item 3. Source and Amount of Funds or Other Consideration.

 

The information set forth in Item 3 of the Statement, as supplemented by the information that appeared in Item 3 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 3 of Schedule 13D.

 

Item 4. Purpose of Transaction.

 

The information set forth in Item 4 of the Statement, as supplemented by the information that appeared in Item 4 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 4 of Schedule 13D.

 

Item 5. Interest in Securities of the Issuer.

 

Items 5(a)-(c) are hereby amended and restated to read as follows:

 

The aggregate percentage of Shares reported owned by each person named herein is based upon 32,077,530 Shares outstanding as of July 30, 2021, which is the total number of Shares outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 5, 2021.

 

A. Richmond Brothers

 

(a) As of the date hereof, 2,242,374 Shares were beneficially owned by the Separately Managed Accounts. As the investment advisor to the Separately Managed Accounts, Richmond Brothers may be deemed the beneficial owner of the 2,242,374 Shares beneficially owned by the Separately Managed Accounts.

 

Percentage: Approximately 6.92%

 

(b) 1. Sole power to vote or direct vote: 0

 

    2. Shared power to vote or direct vote: 0
     
    3. Sole power to dispose or direct the disposition: 0
     
    4. Shared power to dispose or direct the disposition: : 2,242,374

 

9

 

 

CUSIP No. 00912N205

 

B. RBI PII

 

(a) As of the date hereof, RBI PII beneficially owned 15,333 Shares.

 

Percentage: Less than 1%

 

(b) 1. Sole power to vote or direct vote: 15,333

 

    2. Shared power to vote or direct vote: 0

 

    3. Sole power to dispose or direct the disposition: 15,333

 

    4. Shared power to dispose or direct the disposition: 0

 

C. RBI PIII

 

(a) As of the date hereof, RBI PIII beneficially owned 825,059 Shares issuable upon the exercise of warrants.

 

Percentage: Approximately 2.55%

 

(b) 1. Sole power to vote or direct vote: 825,059

 

    2. Shared power to vote or direct vote: 0

 

    3. Sole power to dispose or direct the disposition: 825,059

 

    4. Shared power to dispose or direct the disposition: 0

 

D. RBI PI Manager, LLC

 

(a) As the manager of RBI PII and RBI PIII, RBI Manager may be deemed the beneficial owner of the 840,392 Shares owned by RBI PII and RBI PIII together.

 

Percentage: Approximately 2.60%

 

(b) 1. Sole power to vote or direct vote: 840,392

 

    2. Shared power to vote or direct vote: 0

 

    3. Sole power to dispose or direct the disposition: 840,392

 

    4. Shared power to dispose or direct the disposition: 0

 

E. Richmond Brothers 401(k) Profit Sharing Plan

 

(a) As of the date hereof, the RBI Profit Sharing Plan beneficially owned 71,194 Shares.

 

Percentage: Less than 1%

 

(b) 1. Sole power to vote or direct vote: 71,194

 

    2. Shared power to vote or direct vote: 0

 

    3. Sole power to dispose or direct the disposition: 71,194

 

    4. Shared power to dispose or direct the disposition: 0

 

10

 

 

CUSIP No. 00912N205

 

F. Mr. David S. Richmond

 

(a) As the Chairman of Richmond Brothers, manager of RBI Manager and a trustee of the RBI Plan, Mr. Richmond may be deemed the beneficial owner of an aggregate amount of 3,153,960 Shares: the (i) 2,242,374 Shares beneficially owned by the Separately Managed Accounts, (ii) 840,392 Shares beneficially owned by RBI PII and PIII, and (iii) 71,194 Shares owned by the RBI Plan.

 

Percentage:Approximately 9.74%

 

(b) 1. Sole power to vote or direct vote: 840,392

 

  2. Shared power to vote or direct vote: 71,194

 

    3. Sole power to dispose or direct the disposition: 840,392

 

    4. Shared power to dispose or direct the disposition: 2,242,374

 

G. Mr. Curfman

 

(a) As of the date hereof, Mr. Curfman may be deemed the beneficial owner of an aggregate amount of a total of 2,322,723 Shares: he directly beneficially owned 9,155 Shares; and as the President of Richmond Brothers and a trustee of the RBI Plan, Mr. Curfman may be deemed the beneficial owner of: (i) 2,242,374 Shares beneficially owned by the Separately Managed Accounts and (ii) 71,194 Shares owned by the RBI Plan.

 

Percentage:Approximately 7.17%

 

(b) 1. Sole power to vote or direct vote: 9,155

 

    2. Shared power to vote or direct vote: 71,194

 

    3. Sole power to dispose or direct the disposition: 9,155

 

    4. Shared power to dispose or direct the disposition: 2,242,374

 

The filing of this Schedule 13D shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities of the Issuer reported herein that he or it does not directly own.

 

(c) The transactions in the securities of the Issuer by the Reporting Persons during the past sixty days are set forth in Schedule A and are incorporated herein by reference. Such transactions were effected in the open market.

 

(d) Not applicable.

 

(e) Not applicable.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

 

The information set forth in Item 6 of the Statement, as supplemented by the information that appeared in Item 6 of Amendments No. 1 through 4, is incorporated by reference herein in response to the disclosure requirements of Item 6 of Schedule 13D.

 

11

 

 

CUSIP No. 00912N205

 

SIGNATURES

 

After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: October 22, 2021

 

  Richmond Brothers, Inc.
       
  By: /s/ David S. Richmond
    Name: David S. Richmond
    Title: Chairman
       
  RBI Private Investment II, LLC
       
  By: RBI PI Manager, LLC Manager
       
  By: /s/ David S. Richmond
    Name: David S. Richmond
    Title: Manager
       
  RBI Private Investment III, LLC
       
  By: RBI PI Manager, LLC  Manager
       
  By: /s/ David S. Richmond
    Name: David S. Richmond
    Title: Manager
       
  By: RBI PI Manager, LLC
       
  By: /s/ David S. Richmond
    Name:  David S. Richmond
    Title: Manager
       
  By: Richmond Brothers 401(k) Profit Sharing Plan
       
  By: /s/ David S. Richmond
    Name: David S. Richmond
    Title: Trustee

 

  /s/ David S. Richmond
  David S. Richmond
   
  /s/ Matthew J. Curfman
  Matthew J. Curfman

 

12

 

 

SCHEDULE A

 

Transactions in the Securities of the Issuer During the Past Sixty Days

 

Action   Price     Quantity     Trade Date
Sell     1.29830       -7375     08/11/2021
Sell     1.30000       -3924     08/11/2021
Sell     1.18090       -6683     08/17/2021
Sell     1.20000       -2265     08/18/2021
Sell     1.21000       -4992     08/19/2021
Sell     1.18500       -2149     08/19/2021
Sell     1.19000       -3872     08/19/2021
Sell     1.21000       -2819     08/19/2021
Sell     1.17000       -2436     08/20/2021
Sell     1.16010       -1913     08/20/2021
Sell     1.17000       -9561     08/23/2021
Sell     1.22210       -10000     08/27/2021
Sell     1.22000       -3603     08/27/2021
Sell     1.25000       -1333     08/27/2021
Sell     1.23050       -1975     08/27/2021
Sell     1.22000       -5594     08/30/2021
Sell     1.23000       -5324     08/30/2021
Sell     1.21490       -2850     08/30/2021
Sell     1.23900       -6243     08/30/2021
Sell     1.18040       -10000     08/31/2021
Sell     1.20670       -10000     08/31/2021
Sell     1.18200       -10000     08/31/2021
Sell     1.17730       -10000     08/31/2021
Sell     1.20050       -10000     08/31/2021
Sell     1.18000       -10000     08/31/2021
Sell     1.19730       -10000     08/31/2021
Sell     1.17000       -2506     08/31/2021
Sell     1.18370       -1921     09/01/2021
Sell     1.19000       -3494     09/08/2021
Sell     1.18220       -2002     09/08/2021
Sell     1.17870       -10744     09/08/2021
Sell     1.13000       -3131     09/15/2021
Sell     1.13000       -3538     09/15/2021
Sell     1.12370       -8416     09/16/2021
Sell     1.11000       -5601     09/16/2021
Sell     1.10000       -1116     09/16/2021
Sell     1.09900       -10000     09/16/2021
Sell     1.10010       -5150     09/16/2021
Sell     1.09170       -5242     09/17/2021
Sell     1.10280       -7298     09/17/2021
Sell     1.10180       -7100     09/17/2021
Sell     1.10110       -4909     09/17/2021

 

13

 

 

Action   Price     Quantity     Trade Date
Sell     1.09000       -2509     09/17/2021
Sell     1.11000       -5800     09/17/2021
Sell     1.08390       -1986     09/17/2021
Sell     1.05000       -1646     09/20/2021
Sell     1.08000       -2076     09/20/2021
Sell     1.05270       -8756     09/21/2021
Sell     1.06000       -4386     09/22/2021
Sell     1.05990       -7584     09/22/2021
Sell     1.07000       -6221     09/22/2021
Sell     1.18020       -4466     09/27/2021
Sell     1.04300       -5518     10/04/2021
Sell     1.05000       -3592     10/04/2021
Sell     1.05500       -1709     10/04/2021
Sell     .99350       -2906     10/05/2021
Sell     1.02300       -3082     10/07/2021
Sell     1.02000       -1766     10/12/2021
Sell     1.03120       -2263     10/12/2021
Sell     1.02500       -2263     10/13/2021
Sell     1.04690       -3666     10/14/2021
Sell     1.04130       -2572     10/14/2021
Sell     1.04020       -6431     10/14/2021
Sell     1.11960       -2430     10/15/2021
Sell     1.11960       -1778     10/15/2021
Sell     1.11960       -2015     10/15/2021
Sell     1.11960       -1693     10/15/2021
Sell     1.11960       -2532     10/15/2021
Sell     1.11960       -2292     10/15/2021
Sell     1.11960       -1807     10/15/2021
Sell     1.11960       -1449     10/15/2021
Sell     1.11960       -2542     10/15/2021
Sell     1.11960       -2143     10/15/2021
Sell     1.11960       -1839     10/15/2021
Sell     1.11960       -1389     10/15/2021
Sell     1.11960       -1337     10/15/2021
Sell     1.11960       -1929     10/15/2021
Sell     1.11960       -581     10/15/2021
Sell     1.11960       -2555     10/15/2021
Sell     1.11960       -1761     10/15/2021
Sell     1.11960       -2054     10/15/2021
Sell     1.11960       -1173     10/15/2021
Sell     1.11960       -2141     10/15/2021
Sell     1.11960       -1580     10/15/2021
Sell     1.11960       -1212     10/15/2021
Sell     1.11960       -1579     10/15/2021
Sell     1.11960       -1173     10/15/2021
Sell     1.11960       -2555     10/15/2021
Sell     1.11960       -194     10/15/2021
Sell     1.11960       -1597     10/15/2021
Sell     1.11960       -1752     10/15/2021
Sell     1.11960       -2054     10/15/2021
Sell     1.11960       -1804     10/15/2021
Sell     1.11960       -2067     10/15/2021
Sell     1.11960       -1620     10/15/2021
Sell     1.11960       -2092     10/15/2021
Sell     1.11960       -2247     10/15/2021

 

14

 

 

Action   Price     Quantity     Trade Date
Sell     1.11960       -2160     10/15/2021
Sell     1.11960       -2463     10/15/2021
Sell     1.11960       -2819     10/15/2021
Sell     1.11960       -2350     10/15/2021
Sell     1.11960       -2845     10/15/2021
Sell     1.11960       -2051     10/15/2021
Sell     1.11960       -2784     10/15/2021
Sell     1.11960       -2143     10/15/2021
Sell     1.11960       -2349     10/15/2021
Sell     1.11960       -2581     10/15/2021
Sell     1.11960       -2349     10/15/2021
Sell     1.11960       -1750     10/15/2021
Sell     1.11960       -1212     10/15/2021
Sell     1.11960       -2581     10/15/2021
Sell     1.11960       -2238     10/15/2021
Sell     1.11960       -1921     10/15/2021
Sell     1.11960       -1699     10/15/2021
Sell     1.11960       -1636     10/15/2021
Sell     1.11960       -1269     10/15/2021
Sell     1.11960       -1639     10/15/2021
Sell     1.11960       -2726     10/15/2021
Sell     1.11960       -2238     10/15/2021
Sell     1.25000       -9088     10/15/2021
Sell     1.11960       -2235     10/15/2021
Sell     1.11960       -1685     10/15/2021
Sell     1.11960       -1878     10/15/2021
Sell     1.11960       -1839     10/15/2021
Sell     1.11960       -1579     10/15/2021
Sell     1.11960       -2349     10/15/2021
Sell     1.11960       -1761     10/15/2021
Sell     1.11960       -2160     10/15/2021
Sell     1.11960       -1761     10/15/2021
Sell     1.11960       -1778     10/15/2021
Sell     1.11960       -1620     10/15/2021
Sell     1.11960       -1764     10/15/2021
Sell     1.11960       -1986     10/15/2021
Sell     1.11960       -526     10/15/2021
Sell     1.11960       -2174     10/15/2021
Sell     1.11960       -690     10/15/2021
Sell     1.11960       -2336     10/15/2021
Sell     1.11960       -2133     10/15/2021
Sell     1.11960       -2082     10/15/2021
Sell     1.11960       -2542     10/15/2021
Sell     1.11960       -1937     10/15/2021
Sell     1.11960       -1471     10/15/2021
Sell     1.11960       -1526     10/15/2021
Sell     1.11960       -2841     10/15/2021
Sell     1.11960       -2158     10/15/2021
Sell     1.11960       -2068     10/15/2021
Sell     1.11960       -2028     10/15/2021
Sell     1.11960       -1978     10/15/2021
Sell     1.11960       -629     10/15/2021
Sell     1.11960       -1659     10/15/2021
Sell     1.11960       -1883     10/15/2021
Sell     1.11960       -715     10/15/2021

 

15

 

 

Action   Price     Quantity     Trade Date
Sell     1.11960       -1212     10/15/2021
Sell     1.11960       -1750     10/15/2021
Sell     1.11960       -1987     10/15/2021
Sell     1.11960       -1905     10/15/2021
Sell     1.11960       -702     10/15/2021
Sell     1.11960       -1437     10/15/2021
Sell     1.11960       -1449     10/15/2021
Sell     1.11960       -1864     10/15/2021
Sell     1.11960       -750     10/15/2021
Sell     1.11960       -1936     10/15/2021
Sell     1.11960       -2805     10/15/2021
Sell     1.11960       -2143     10/15/2021
Sell     1.11960       -1990     10/15/2021
Sell     1.11960       -2239     10/15/2021
Sell     1.11960       -1498     10/15/2021
Sell     1.11960       -1864     10/15/2021
Sell     1.11960       -1888     10/15/2021
Sell     1.11960       -1734     10/15/2021
Sell     1.11960       -1782     10/15/2021
Sell     1.11960       -2173     10/15/2021
Sell     1.11960       -1333     10/15/2021
Sell     1.11960       -1660     10/15/2021
Sell     1.11960       -2426     10/15/2021
Sell     1.11960       -2010     10/15/2021
Sell     1.11960       -663     10/15/2021
Sell     1.11960       -2898     10/15/2021
Sell     1.11960       -1290     10/15/2021
Sell     1.11960       -2265     10/15/2021
Sell     1.11960       -1607     10/15/2021
Sell     1.11960       -2107     10/15/2021
Sell     1.11960       -2156     10/15/2021
Sell     1.11960       -2488     10/15/2021
Sell     1.11960       -1587     10/15/2021
Sell     1.11960       -2879     10/15/2021
Sell     1.11960       -2067     10/15/2021
Sell     1.11960       -1677     10/15/2021
Sell     1.11960       -2424     10/15/2021
Sell     1.11960       -1778     10/15/2021
Sell     1.11960       -1761     10/15/2021
Sell     1.11960       -1857     10/15/2021
Sell     1.11960       -1554     10/15/2021
Sell     1.11960       -2568     10/15/2021
Sell     1.11960       -2450     10/15/2021
Sell     1.11960       -2572     10/15/2021
Sell     1.11960       -2076     10/15/2021
Sell     1.11960       -2489     10/15/2021
Sell     1.11960       -2707     10/15/2021
Sell     1.11960       -1449     10/15/2021
Sell     1.11960       -1725     10/15/2021
Sell     1.11960       -2393     10/15/2021
Sell     1.11960       -2068     10/15/2021
Sell     1.11960       -2491     10/15/2021
Sell     1.11960       -2107     10/15/2021
Sell     1.11960       -1750     10/15/2021
Sell     1.11960       -1804     10/15/2021

 

 

16

 

 

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