Current Report Filing (8-k)
May 24 2023 - 4:22PM
Edgar (US Regulatory)
0001158114
false
0001158114
2023-05-22
2023-05-22
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 22, 2023
Applied Optoelectronics, Inc.
(Exact name of registrant as specified in its
charter)
Delaware |
001-36083 |
76-0533927 |
(State or other jurisdiction of
incorporation) |
(Commission File Number) |
(IRS Employer Identification
No.) |
13139 Jess Pirtle Blvd.
Sugar Land, Texas |
77478 |
(Address of principal executive offices) |
(Zip Code) |
(281) 295-1800
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Trading
Name of each exchange on which registered |
Common Stock, Par value $0.001 |
AAOI |
NASDAQ Global Market |
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
ITEM 7.01. |
REGULATION FD DISCLOSURE. |
On May 22, 2023 Applied Optoelectronics, Inc.
(the “Company”) issued a press release announcing the appointment of Todd McCrum to the newly created role of senior vice
president and general manager of Broadband Access.
The information furnished in this Current Report
under this Item 7.01 and the exhibits attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act
of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
| ITEM 9.01. | FINANCIAL STATEMENTS AND EXHIBITS. |
(d) Exhibits
Exhibit Number |
Description |
104 |
Cover Page Interactive File (the cover page tags are embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of
the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
|
APPLIED OPTOELECTRONICS, INC. |
|
|
|
Date: May 24, 2023 |
By: |
/s/ David C. Kuo |
|
Name: |
David C. Kuo |
|
Title: |
General Counsel and Secretary |
Applied Optoelectronics (NASDAQ:AAOI)
Historical Stock Chart
From Mar 2024 to Apr 2024
Applied Optoelectronics (NASDAQ:AAOI)
Historical Stock Chart
From Apr 2023 to Apr 2024