Statement of Changes in Beneficial Ownership (4)
June 14 2022 - 4:22PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
MORIKIS JOHN G |
2. Issuer Name and Ticker or Trading Symbol
SHERWIN WILLIAMS CO
[
SHW
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman & CEO |
(Last)
(First)
(Middle)
101 W. PROSPECT AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/10/2022 |
(Street)
CLEVELAND, OH 44115
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 6/10/2022 | | G |
V
| 5324 | D | $0.00 | 0 (1) | I | By Grantor Retained Annuity Trust |
Common Stock | | | | | | | | 228602 (2) | D | |
Common Stock | | | | | | | | 56344.01 (3) | I | Stock Plan |
Common Stock | | | | | | | | 100000 (4) | I | By Grantor Retained Annuity Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | In accordance with the terms of a 2020 grantor retained annuity trust (GRAT), 5,324 shares of common stock, in the aggregate, were transferred to the two designated remaindermen, each in the amount of 2,662 shares, upon termination of the GRAT. |
(2) | Includes 7,828 shares of common stock previously reported as indirectly owned by the reporting person through the 2020 GRAT, which were distributed to the reporting person since the date of his last report and prior to the termination of the GRAT in accordance with the terms of the GRAT, and which are now directly owned by him. |
(3) | Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company 401(k) Plan per the trustee's 3/31/2022 statement. |
(4) | Since the date of the reporting person's last report and prior to the date of the earliest transaction in this report, 100,000 shares of common stock that were previously reported as directly beneficially owned by the reporting person were contributed to a 2022 GRAT of which the reporting person is sole trustee and annuitant. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MORIKIS JOHN G 101 W. PROSPECT AVENUE CLEVELAND, OH 44115 | X |
| Chairman & CEO |
|
Signatures
|
Stephen J. Perisutti, Attorney-in-fact | | 6/14/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Sherwin Williams (NYSE:SHW)
Historical Stock Chart
From Mar 2024 to Apr 2024
Sherwin Williams (NYSE:SHW)
Historical Stock Chart
From Apr 2023 to Apr 2024